ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
18
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove COVID-19 filter COVID-19
- (-) Remove Careers filter Careers
- (-) Remove Supervisory convergence filter Supervisory convergence
- Warnings and publications for investors (91) Apply Warnings and publications for investors filter
- MiFID - Investor Protection (38) Apply MiFID - Investor Protection filter
- Guidelines and Technical standards (31) Apply Guidelines and Technical standards filter
- Credit Rating Agencies (17) Apply Credit Rating Agencies filter
- Board of Appeal (16) Apply Board of Appeal filter
- Management Board (12) Apply Management Board filter
- Fund Management (10) Apply Fund Management filter
- Joint Committee (10) Apply Joint Committee filter
- Board of Supervisors (8) Apply Board of Supervisors filter
- Market Integrity (8) Apply Market Integrity filter
- Short Selling (8) Apply Short Selling filter
- Corporate Information (7) Apply Corporate Information filter
- Post Trading (6) Apply Post Trading filter
- Market Abuse (3) Apply Market Abuse filter
- Securities and Markets Stakeholder Group (3) Apply Securities and Markets Stakeholder Group filter
- Corporate Disclosure (2) Apply Corporate Disclosure filter
- Benchmarks (1) Apply Benchmarks filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
- Trade Repositories (1) Apply Trade Repositories filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Decision filter Decision
- (-) Remove Compliance table filter Compliance table
- Reference (111) Apply Reference filter
- Letter (92) Apply Letter filter
- Opinion (88) Apply Opinion filter
- Press Release (58) Apply Press Release filter
- Statement (44) Apply Statement filter
- Final Report (33) Apply Final Report filter
- Consultation Paper (32) Apply Consultation Paper filter
- Report (26) Apply Report filter
- Speech (20) Apply Speech filter
- Q&A (13) Apply Q&A filter
- Guidelines & Recommendations (11) Apply Guidelines & Recommendations filter
- Technical Standards (7) Apply Technical Standards filter
- Annual Report (3) Apply Annual Report filter
- Technical Advice (2) Apply Technical Advice filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Secondary Markets X IAS Regulation X Careers X Supervisory convergence X COVID-19 X Decision X Investor Warning X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 19/12/2011 | 2011/BS/229 | Decision of the European Securities and Markets Authority establishing its Review Panel | Board of Supervisors, Corporate Information, Supervisory convergence | Decision | PDF 35.86 KB |
This decision establishes the Review Panel of ESMA and sets out its mandate. | |||
| 14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table | |||||
| 20/09/2018 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 145.2 KB |
||||
| 11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |
||||
| 11/10/2018 | ESMA70-155-5905 | Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 222.28 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
| 03/09/2019 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 102.75 KB |
||||
| 16/03/2020 | ESMA70-155-9546 | ESMA decision on thresholds for reporting net short positions | COVID-19, Market Integrity, Short Selling | Decision | PDF 236.65 KB |
||||
| 20/03/2020 | ESMA70-155-3832 | List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR | MiFID - Secondary Markets | Decision | PDF 88.62 KB |
||||
| 11/06/2020 | ESMA70-155-10189 | ESMA Decision- renewal Article 28 SSR reporting threshold | COVID-19, Market Integrity, Short Selling | Decision | PDF 333.33 KB |
||||
| 24/06/2020 | ESMA64-87-193 | Management Board decision- Implementing rules on the middle management staff | Careers, Management Board | Decision | PDF 210.2 KB |
||||
| 17/09/2020 | ESMA70-155-11072 | ESMA Decision- renewal Article 28 SSR reporting threshold- September 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 396.47 KB |
||||
| 12/10/2020 | ESMA64-87-216 | Management Board Decision- Condition of employments of Contract Agents | Careers | Decision | PDF 229.09 KB |
||||
| 06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |
||||
| 17/12/2020 | ESMA70 -155-11608 | Decision renewal art. 28 SSR reporting threshold- December 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 246.27 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 17/12/2020 | 106/20/COL | ESA Third Renewal Decision under Art. 28(1) SSR | COVID-19, Market Integrity, Short Selling | Decision | PDF 973.25 KB |
||||
| 08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 145.21 KB |
||||
| 10/02/2021 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 222.38 KB |