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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|05/11/2019||ESMA70-156-1484||Consultation Paper on Position Limits||MiFID - Secondary Markets||Consultation Paper||PDF
|08/10/2019||boa-2019-d-05_decision||BOA decision creditreform_rating_ag_vs_eba||Board of Appeal||Decision||PDF
|04/10/2019||ESMA70-156-1555||Alignment of MiFIR with the changes introduced by EMIR Refit||MiFID - Secondary Markets, Post Trading||Consultation Paper||PDF
|12/07/2019||ESMA70-156-1065||CP_MiFID review report_cost of market data and consolidated tape equity||MiFID - Secondary Markets||Consultation Paper||PDF
|24/05/2019||ESMA70-156-864||CP amending ITS on main indices and recognised exchanges under CRR||MiFID - Secondary Markets||Consultation Paper||PDF
|27/02/2019||BoA D 2019 01, 02, 03 and 04||Appeal by Svenska Handelsbanken AB, Skandinaviska Enskilda Banken AB, Swedbank A and Nordea Bank Abp against the European Securities and Markets Authority||Board of Appeal||Decision||PDF
|30/11/2018||boa30.18||BoA Decision SEB appeal 30 November 2018||Board of Appeal||Decision||PDF
|11/10/2018||ESMA70-155-5905||Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits||Board of Supervisors, MiFID - Secondary Markets||Decision||PDF
|11/10/2018||ESMA70-155-5775||Delegation third country TV post trade transparency||Board of Supervisors, MiFID - Secondary Markets||Decision||PDF
|26/09/2018||BoA D 2018 02||Decision in an Appeal by B. against a decision of the European Securities and Markets Authority||Board of Appeal||Decision||PDF
|30/04/2018||BoA 2018-01||Decision in an appeal by A v ESMA||Board of Appeal, Joint Committee||Decision||PDF
|09/11/2017||ESMA70-156-275||Consultation paper on proposed amendment to MiFID II RTS 1||MiFID - Secondary Markets||Consultation Paper||PDF
|20/07/2017||BoA 2017 01||FinancialCraft Analytics Sp. z o.o. vs ESMA BoA Decision||Board of Appeal, Credit Rating Agencies||Decision||PDF
|19/06/2017||ESMA70-156-71||Consultation paper trading obligation for derivatives under MiFIR||MiFID - Secondary Markets||Consultation Paper||PDF
|10/11/2016||2016/1562||Consultation Paper- Draft RTS on package orders for which there is a liquid market||MiFID - Secondary Markets||Consultation Paper||PDF
|06/10/2016||2016/1440||Guidelines on the calibration, publication and reporting of trading halts||MiFID - Secondary Markets||Consultation Paper||PDF
|05/10/2016||2016/1437||Consultation Paper on Guidelines on the management body of market operators and data reporting services providers||MiFID - Secondary Markets||Consultation Paper||PDF
|03/10/2016||2016/1422||CP on RTS specifying the scope of the consolidated tape for non-equity financial instruments||MiFID - Secondary Markets||Consultation Paper||PDF
This consultation paper (CP) seeks stakeholders’ views on the draft Regulatory Technical Standard (RTS) ESMA is required to draft under Article 65(8)(c) of Directive 2014/65/EU with regard to the consolidated tape for non-equity instruments.
The input from stakeholders will help ESMA in finalising this draft RTS. Respondents to the consultations are encouraged to provide the relevant data to support their arguments or proposals.
Section 2 introduces the topic. Section 3 addresses the issue of specialisation of the CT, whereas section 4 discusses which trading venues and APAs should be mandatorily included in the CT. Finally, the CP ends with section 5 which discusses the inclusion of new trading venues and APAs to the CT as well as the removal of a trading venue or APA from the CT.
On the basis of the responses to this CP, ESMA will finalise the draft RTS and submit the final report to the European Commission for endorsement. The consultation closes on 5 December.
|20/09/2016||2016/1389||Discussion Paper on the trading obligation for derivatives under MiFIR||MiFID - Secondary Markets||Consultation Paper||PDF
|26/01/2016||BOA 2016 001||BoA 2016- 001 (Decision Kluge v EBA)||Board of Appeal||Decision||PDF