ESMA LIBRARY
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Transparency filter Transparency
- CESR Archive (183) Apply CESR Archive filter
- Fund Management (41) Apply Fund Management filter
- Joint Committee (24) Apply Joint Committee filter
- MiFID - Investor Protection (24) Apply MiFID - Investor Protection filter
- Corporate Disclosure (18) Apply Corporate Disclosure filter
- Prospectus (13) Apply Prospectus filter
- Benchmarks (9) Apply Benchmarks filter
- Market Integrity (8) Apply Market Integrity filter
- Trading (7) Apply Trading filter
- Securitisation (6) Apply Securitisation filter
- Short Selling (6) Apply Short Selling filter
- Supervisory convergence (5) Apply Supervisory convergence filter
- Corporate Governance (3) Apply Corporate Governance filter
- Guidelines and Technical standards (3) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (3) Apply IFRS Supervisory Convergence filter
- Innovation and Products (3) Apply Innovation and Products filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- CCP Directorate (2) Apply CCP Directorate filter
- Corporate Finance (2) Apply Corporate Finance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Sustainable finance (2) Apply Sustainable finance filter
- Trade Repositories (2) Apply Trade Repositories filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Technical Standards filter Technical Standards
- Reference (220) Apply Reference filter
- Press Release (113) Apply Press Release filter
- Opinion (98) Apply Opinion filter
- Final Report (88) Apply Final Report filter
- Guidelines & Recommendations (67) Apply Guidelines & Recommendations filter
- Letter (57) Apply Letter filter
- Statement (55) Apply Statement filter
- Report (44) Apply Report filter
- Technical Advice (29) Apply Technical Advice filter
- Speech (26) Apply Speech filter
- Decision (21) Apply Decision filter
- Q&A (16) Apply Q&A filter
- Compliance table (14) Apply Compliance table filter
- Annual Report (10) Apply Annual Report filter
- CESR Document (3) Apply CESR Document filter
- Vacancy (2) Apply Vacancy filter
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/09/2015 | 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.85 MB |
||||
| 18/02/2015 | 2015/319 | Addendum Consultation Paper- MiFID II/MiFIR | MiFID - Secondary Markets | Consultation Paper | PDF 2.78 MB |
The European Securities and Markets Authority (ESMA) has published today a consultation paper (CP) which complements the transparency section of the CP on MiFID II/MiFIR published on 19 December 2014. This CP covers the following non-equity asset classes: foreign exchange derivatives; credit derivatives; other derivatives; and contracts for difference (CFDs). For each asset class two sections are provided: the first presents the analysis on the definition of a liquid market and the second includes the calculations on the pre-trade and post-trade transparency large in scale (LIS) and size specific to the instrument (SSTI) thresholds. The last section of the CP completes draft RTS 9 (Transparency requirements in respect of bonds, structured finance products, emission allowances and derivatives) published in Annex B of the CP on MiFID II/MiFIR on 19 December 2014, where rules and tables were included for bonds, structured finance products, emission allowances and derivatives not covered in this more recent analysis. This CP should be read in conjunction with ESMA’s CP on MiFID II/MiFIR and the related Annex B published on 19 December 2014. This consultation runs until 20 March 2015. ESMA will use the input received to finalise its draft RTS which will be sent for endorsement to the European Commission in mid-2015. MiFID II/ MiFIR and its implementing measures will be applicable from 3 January 2017. | |||
| 04/10/2019 | ESMA70-156-1555 | Alignment of MiFIR with the changes introduced by EMIR Refit | MiFID - Secondary Markets, Post Trading | Consultation Paper | PDF 270.97 KB |
||||
| 28/09/2015 | 2015/1457 - Annex II | Annex II- CSDR TS on CSD Requirements and Internalised Settlement | Post Trading | Technical Standards | PDF 1.44 MB |
||||
| 28/09/2015 | 2015/1457 Annex III | Annex III- CSDR TS on CSD Requirements and Internalised Settlement | Post Trading | Technical Standards | PDF 910.14 KB |
||||
| 03/02/2015 | 2015/233 | Call for Evidence Competition, Choice and Conflicts of Interests in the CRA Industry | Credit Rating Agencies | Consultation Paper | PDF 402.12 KB |
||||
| 30/03/2020 | ESMA33-5-829 | Call for evidence on access and use of ratings | Credit Rating Agencies | Consultation Paper | PDF 307.88 KB |
||||
| 20/03/2015 | 2015/558 | Call for evidence on private and bilateral SFIs | Credit Rating Agencies | Consultation Paper | PDF 118.4 KB |
This call for evidence should be read by all those involved in the EU securitisation markets. It is particularly targeted at the following market participants and the groups and trade associations who represent them: • Issuers, originators and sponsors of Structured Finance Instruments (SFIs);• Investors acting in the securitisation markets;• Market intermediaries other than the issuers, originators and sponsors of SFIs.Responses are most helpful to ESMA when they clearly indicate which question is being answered and provide evidence in support of the response, such as concrete examples of practices experienced, data or costs estimates. Should respondents feel that the distinction provided for by the two proposed categories (issuers vs. investors) is not suitable to their particular situation, ESMA welcomes these contributions in alternative format. ESMA will consider all responses that have been received by 20 May 2015. All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input - Consultations’. | |||
| 26/05/2011 | 2011/155 | Call for evidence- assessment of compliance of credit rating agencies with Article 8.3 of the Credit Rating Agencies Regulation (1060/2009/EC) | Credit Rating Agencies | Consultation Paper | PDF 69.4 KB |
||||
| 14/01/2011 | 2011/5 | Call for evidence- criteria for endorsement (Article 21 (2)(a) of the draft amended CRA Regulation) | Credit Rating Agencies | Consultation Paper | PDF 218.02 KB |
||||
| 14/09/2011 | 2011/288 | Call for evidence- Empty voting | Corporate Disclosure, Corporate Governance, Transparency | Consultation Paper | PDF 81.13 KB |
||||
| 26/05/2011 | 2011/156 | Call for evidence- ratings data periodic reporting requirements for CRAs according to Article 21 (3)(e) of the Draft Amended CRA Regulation | Credit Rating Agencies | Consultation Paper | PDF 88.95 KB |
||||
| 15/07/2002 | 02-089b | CESR’s Advice on possible Level 2 Implementing Measures for the proposed Market Abuse Directive | Market Abuse | Consultation Paper | PDF 213.95 KB |
||||
| 19/12/2018 | ESMA 33-9-290 | Consulation Paper on Disclosure Requirements Applicable to Credit Ratings | Credit Rating Agencies | Consultation Paper | PDF 519.77 KB |
||||
| 19/07/2018 | ESMA 33-9-252 | Consulation Paper on Revised Guidelines on Periodic Reporting by CRAs | Credit Rating Agencies | Consultation Paper | PDF 1.87 MB |
||||
| 11/07/2014 | 2014/799 | Consultation paper Clearing Obligation no1 IRS | Post Trading | Consultation Paper | PDF 1.54 MB |
With the overarching objective of reducing systemic risk, EMIR introduces the obligation to clear certain classes of OTC derivatives in central clearing houses (CCPs) that have been authorised (European CCPs) or recognised (third-country CCPs) under its framework.ESMA defined the IRS classes to be subject to central clearing following an analysis of all IRS classes which are currently offered for clearing by European CCPs. ESMA’s draft RTS propose to subject the following four classes: Basis swaps, fixed-to-float interest rate swaps, forward rate agreements and overnight index swaps on a range of currencies and maturities. The clearing obligation will take effect following a phased implementation depending on the types of counterparties.Responding to this paperThe European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the consultation paper on the clearing obligation no.1. Please use this “form to reply”Details on EMIR and the clearing obligation can be found at the following link: http://www.esma.europa.eu/page/OTC-derivatives-and-clearing-obligation |
|||
| 11/07/2014 | 2014/800 | Consultation paper Clearing Obligation no2 CDS | Post Trading | Consultation Paper | PDF 1007.78 KB |
With the overarching objective of reducing systemic risk, EMIR introduces the obligation to clear certain classes of OTC derivatives in central clearing houses (CCPs) that have been authorised (European CCPs) or recognised (third-country CCPs) under its framework.Following a first consultation paper on the IRS classes to be subject to central clearing, in this second paper ESMA defined the CDS classes to be subject to the clearing obligation based on the analysis of all CDS classes which are currently offered for clearing by European CCPs. ESMA’s draft RTS propose to subject the following class: untranched European index CDS, for two indices. The clearing obligation will take effect following a phased implementation depending on the types of counterparties.Responding to this paperThe European Securities and Markets Authority (ESMA) invites responses to the specific questions listed in the consultation paper on the clearing obligation no.1. Please use this “form to reply”Details on EMIR and the clearing obligation can be found at the following link: http://www.esma.europa.eu/page/OTC-derivatives-and-clearing-obligation |
|||
| 06/11/2020 | ESMA70-156-2477 | Consultation Paper Guidelines on market data | MiFID - Secondary Markets | Consultation Paper | PDF 833.85 KB |
||||
| 03/10/2019 | ESMA70-156-1459 | Consultation paper MAR review | Market Abuse | Consultation Paper | PDF 1017.98 KB |
||||
| 11/05/2015 | 2015/807. | Consultation Paper No 4 on the Clearing Obligation under EMIR | Post Trading | Consultation Paper | PDF 1.41 MB |