ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
70
REFINE YOUR SEARCH
Sections
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- Post Trading (49) Apply Post Trading filter
- Risk Analysis & Economics - Markets Infrastructure Investors (47) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Fund Management (39) Apply Fund Management filter
- IFRS Supervisory Convergence (23) Apply IFRS Supervisory Convergence filter
- MiFID - Investor Protection (23) Apply MiFID - Investor Protection filter
- Supervisory convergence (22) Apply Supervisory convergence filter
- Corporate Disclosure (20) Apply Corporate Disclosure filter
- Credit Rating Agencies (20) Apply Credit Rating Agencies filter
- Joint Committee (20) Apply Joint Committee filter
- Prospectus (12) Apply Prospectus filter
- Market Abuse (10) Apply Market Abuse filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (8) Apply Corporate Information filter
- Market Integrity (8) Apply Market Integrity filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Market data (7) Apply Market data filter
- Benchmarks (6) Apply Benchmarks filter
- Sustainable finance (6) Apply Sustainable finance filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- CCP Directorate (5) Apply CCP Directorate filter
- Securitisation (5) Apply Securitisation filter
- Trade Repositories (5) Apply Trade Repositories filter
- IAS Regulation (3) Apply IAS Regulation filter
- Press Releases (3) Apply Press Releases filter
- Short Selling (3) Apply Short Selling filter
- Corporate Finance (2) Apply Corporate Finance filter
- COVID-19 (2) Apply COVID-19 filter
- Management Board (2) Apply Management Board filter
- Transparency (2) Apply Transparency filter
- CESR Archive (1) Apply CESR Archive filter
- Corporate Governance (1) Apply Corporate Governance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Report filter Report
- (-) Remove Technical Advice filter Technical Advice
- Guidelines & Recommendations (564) Apply Guidelines & Recommendations filter
- Reference (122) Apply Reference filter
- Opinion (89) Apply Opinion filter
- Press Release (40) Apply Press Release filter
- Consultation Paper (37) Apply Consultation Paper filter
- Speech (36) Apply Speech filter
- Statement (33) Apply Statement filter
- Final Report (31) Apply Final Report filter
- Letter (24) Apply Letter filter
- Q&A (8) Apply Q&A filter
- Technical Standards (7) Apply Technical Standards filter
- Annual Report (4) Apply Annual Report filter
- Decision (4) Apply Decision filter
- Vacancy (2) Apply Vacancy filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
MiFID - Secondary Markets X Innovation and Products X Guidelines and Technical standards X Technical Advice X Compliance table X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
||||
| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
||||
| 20/04/2022 | ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | PDF 192.62 KB |
||||
| 21/03/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 190.47 KB |
||||
| 07/02/2022 | ESMA50-164-5411 | Digital finance related issues – Survey to NCAs | Innovation and Products | Report | PDF 291.04 KB |
||||
| 07/02/2022 | ESMA50-164-5410 | Report on Call for evidence on Digital Finance | Innovation and Products | Report | PDF 281.83 KB |
||||
| 07/02/2022 | ESA 2022 01 | Joint ESA response to the EU Commission on Digital Finance | Innovation and Products, Joint Committee | Report | PDF 2.57 MB |
||||
| 04/02/2022 | ESMA32-67-802 | Compliance table on the Guidelines on the enforcement of financial information | Guidelines and Technical standards, Transparency | Compliance table | PDF 135.55 KB |
||||
| 01/02/2022 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.56 KB |
||||
| 01/02/2022 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.78 KB |
||||
| 28/01/2022 | ESMA50-164-5210 | Compliance table on Guidelines on outsourcing to cloud service providers | Guidelines and Technical standards, Innovation and Products | Compliance table | PDF 172.7 KB |
||||
| 26/01/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 142.69 KB |
||||
| 19/01/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 140.42 KB |
||||
| 14/01/2022 | ESMA32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 127.7 KB |
||||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
| 30/11/2021 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 111.92 KB |
||||
| 30/11/2021 | 2016/572 | Compliance table- Guidelines on key concepts of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 153.05 KB |
||||
| 18/11/2021 | ESMA70-445-7 | Preliminary Report on Emission Allowances | MiFID - Secondary Markets, Sustainable finance | Report | PDF 1005.62 KB |
||||
| 29/10/2021 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.3 KB |