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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 05/11/2019 | ESMA70-156-1484 | Consultation Paper on Position Limits | MiFID - Secondary Markets | Consultation Paper | PDF 549.2 KB |
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| 04/10/2019 | ESMA70-156-1555 | Alignment of MiFIR with the changes introduced by EMIR Refit | MiFID - Secondary Markets, Post Trading | Consultation Paper | PDF 270.97 KB |
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| 03/09/2019 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 103.79 KB |
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| 12/07/2019 | ESMA70-156-1065 | CP_MiFID review report_cost of market data and consolidated tape equity | MiFID - Secondary Markets | Consultation Paper | PDF 697.42 KB |
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| 24/05/2019 | ESMA70-156-864 | CP amending ITS on main indices and recognised exchanges under CRR | MiFID - Secondary Markets | Consultation Paper | PDF 1.29 MB |
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| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 131.72 KB |
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| 20/09/2018 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 311.86 KB |
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| 20/09/2018 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 308.27 KB |
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| 23/03/2018 | ESMA33-128-212 | ESMA33-128-212 Consultation Paper TA Fees Securitisation Repositories | Securitisation | Consultation Paper | PDF 659.97 KB |
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| 23/03/2018 | ESMA33-128-109 | Consultation Paper Securitisation Repositories Application | Securitisation | Consultation Paper | PDF 720.24 KB |
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| 19/12/2017 | ESMA33-128-108 | Consultation_Paper_Third-Party_Firm_STS_Verification_Application | Securitisation | Consultation Paper | PDF 586.89 KB |
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| 19/12/2017 | ESMA33-128-107 | Consultation_Paper_Disclosure_and_Operational_Standards | Securitisation | Consultation Paper | PDF 2.66 MB |
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| 19/12/2017 | ESMA33-128-33 | Consultation_Paper_STS notification | Securitisation | Consultation Paper | PDF 1.01 MB |
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| 09/11/2017 | ESMA70-156-275 | Consultation paper on proposed amendment to MiFID II RTS 1 | MiFID - Secondary Markets | Consultation Paper | PDF 454.64 KB |
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| 19/06/2017 | ESMA70-156-71 | Consultation paper trading obligation for derivatives under MiFIR | MiFID - Secondary Markets | Consultation Paper | PDF 1.08 MB |
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| 10/11/2016 | 2016/1562 | Consultation Paper- Draft RTS on package orders for which there is a liquid market | MiFID - Secondary Markets | Consultation Paper | PDF 782.55 KB |
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| 06/10/2016 | 2016/1440 | Guidelines on the calibration, publication and reporting of trading halts | MiFID - Secondary Markets | Consultation Paper | PDF 946.62 KB |
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| 05/10/2016 | 2016/1437 | Consultation Paper on Guidelines on the management body of market operators and data reporting services providers | MiFID - Secondary Markets | Consultation Paper | PDF 756.21 KB |
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| 03/10/2016 | 2016/1422 | CP on RTS specifying the scope of the consolidated tape for non-equity financial instruments | MiFID - Secondary Markets | Consultation Paper | PDF 343.95 KB |
This consultation paper (CP) seeks stakeholders’ views on the draft Regulatory Technical Standard (RTS) ESMA is required to draft under Article 65(8)(c) of Directive 2014/65/EU with regard to the consolidated tape for non-equity instruments. The input from stakeholders will help ESMA in finalising this draft RTS. Respondents to the consultations are encouraged to provide the relevant data to support their arguments or proposals. Contents Section 2 introduces the topic. Section 3 addresses the issue of specialisation of the CT, whereas section 4 discusses which trading venues and APAs should be mandatorily included in the CT. Finally, the CP ends with section 5 which discusses the inclusion of new trading venues and APAs to the CT as well as the removal of a trading venue or APA from the CT. Next Steps On the basis of the responses to this CP, ESMA will finalise the draft RTS and submit the final report to the European Commission for endorsement. The consultation closes on 5 December. |
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| 20/09/2016 | 2016/1389 | Discussion Paper on the trading obligation for derivatives under MiFIR | MiFID - Secondary Markets | Consultation Paper | PDF 1.3 MB |