ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
75
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Prospectus filter Prospectus
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- Corporate Disclosure (178) Apply Corporate Disclosure filter
- CESR Archive (92) Apply CESR Archive filter
- IAS Regulation (77) Apply IAS Regulation filter
- Post Trading (43) Apply Post Trading filter
- IFRS Supervisory Convergence (33) Apply IFRS Supervisory Convergence filter
- Fund Management (26) Apply Fund Management filter
- Audit (15) Apply Audit filter
- MiFID - Investor Protection (15) Apply MiFID - Investor Protection filter
- Sustainable finance (15) Apply Sustainable finance filter
- Securities and Markets Stakeholder Group (11) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (10) Apply Corporate Information filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- Transparency (8) Apply Transparency filter
- Corporate Finance (7) Apply Corporate Finance filter
- Benchmarks (5) Apply Benchmarks filter
- Securitisation (5) Apply Securitisation filter
- Credit Rating Agencies (4) Apply Credit Rating Agencies filter
- Market Integrity (3) Apply Market Integrity filter
- Board of Supervisors (2) Apply Board of Supervisors filter
- Brexit (2) Apply Brexit filter
- CCP Directorate (2) Apply CCP Directorate filter
- Corporate Governance (2) Apply Corporate Governance filter
- COVID-19 (2) Apply COVID-19 filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Short Selling (2) Apply Short Selling filter
- Trade Repositories (2) Apply Trade Repositories filter
- Crowdfunding (1) Apply Crowdfunding filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove Q&A filter Q&A
- Guidelines & Recommendations (574) Apply Guidelines & Recommendations filter
- Reference (223) Apply Reference filter
- Opinion (102) Apply Opinion filter
- Final Report (99) Apply Final Report filter
- Consultation Paper (89) Apply Consultation Paper filter
- Press Release (80) Apply Press Release filter
- Statement (56) Apply Statement filter
- Report (50) Apply Report filter
- Compliance table (46) Apply Compliance table filter
- Speech (43) Apply Speech filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- Technical Standards (11) Apply Technical Standards filter
- Annual Report (10) Apply Annual Report filter
- Decision (9) Apply Decision filter
- Technical Advice (8) Apply Technical Advice filter
- CESR Document (4) Apply CESR Document filter
- SMSG Advice (3) Apply SMSG Advice filter
- Investor Warning (2) Apply Investor Warning filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Secondary Markets X MiFID II: Transparency Calculations and DVC X Market Abuse X Joint Committee X Prospectus X Innovation and Products X Guidelines and Technical standards X Securities Financing Transactions X Q&A X Letter X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 04/01/2011 | 10-1541 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis | Joint Committee, Audit | Letter | PDF 144.8 KB |
||||
| 04/01/2011 | 10-1541 Annex 1 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CESR annex | Joint Committee, Audit | Letter | PDF 159.33 KB |
||||
| 04/01/2011 | 10-1541 Annex 2 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEBS annex | Joint Committee, Audit | Letter | PDF 120.57 KB |
||||
| 04/01/2011 | 10-1541 Annex 3 | 3L3 Committees Joint Letter on the European Commission’s Green Paper on Audit: Lessons learnt from the Crisis- CEIOPS annex | Joint Committee, Audit | Letter | PDF 87.69 KB |
||||
| 20/01/2011 | 2011/16 | Letter to the SEC- Rulemakings on Registration of non-resident Swap Data Repositories | MiFID - Secondary Markets | Letter | PDF 30.66 KB |
||||
| 20/01/2011 | 2011/4 | Letter to the CFTC- Rulemakings on Registration of foreign Swap Data Repositories and Foreign Boards of Trade | MiFID - Secondary Markets | Letter | PDF 34.38 KB |
||||
| 06/01/2012 | 2012/10 | Interpretation of the Mineral Companies Recommendations for cement companies | Prospectus, Corporate Disclosure | Letter | PDF 41.27 KB |
Open letter regarding Interpretation of the Mineral Companies Recommendations for cement companies | |||
| 01/03/2012 | 2012/138 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Letter | PDF 94.68 KB |
||||
| 09/01/2013 | 2012/878 | ESMA’s technical advice on possible delegated acts concerning the Prospectus Directive as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Letter | PDF 36.15 KB |
||||
| 13/11/2013 | 2013/1561 | Review of the European System on Financial Supervision (ESFS) | Joint Committee | Letter | PDF 141.48 KB |
||||
| 10/01/2014 | 2013/1932 | Deadlines for the submission of draft technical standards | Prospectus, Corporate Disclosure | Letter | PDF 51.91 KB |
||||
| 28/01/2014 | 2013/1941 | Letter to Jonathan Faull (EC) regarding draft technical standards | MiFID - Investor Protection, MiFID - Secondary Markets | Letter | PDF 44.25 KB |
||||
| 06/11/2014 | 2014-41 | ESA’s budget 2015 – ensuring safe financial markets | Joint Committee | Letter | PDF 91.5 KB |
The European Supervisory Authorities - European Banking Authority (EBA), European Insurance and Occupational Pensions Authority (EIOPA), European Securities and Markets Authority (ESMA) - have written to the President of the Economic and Financial Affairs Council (ECOFIN) on their concerns regarding the budget negotiations for the 2015 EU budget and the budgetary constraints of the ESAs. | |||
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 05/10/2015 | 2015/1498 | Letter to European Commission re RTS on indirect clearing under EMIR and under MiFIR | MiFID - Secondary Markets, Post Trading | Letter | PDF 92.96 KB |
||||
| 21/05/2015 | 2015/857 | ESMA response to the European Commission consultation on the review of the Prospectus Directive | Prospectus, Corporate Disclosure | Letter | PDF 241.24 KB |
||||
| 26/07/2016 | 2016/1164 | Letter to the Commissioner Dombrovskis on MAR ITS | Market Abuse, Market Integrity | Letter | PDF 205.33 KB |
||||
| 29/01/2016 | 2016/163 | Opinion on CRR ITS final | MiFID - Secondary Markets | Letter | PDF 105.66 KB |
||||
| 29/01/2016 | 2016/164 | Letter J Hill- Opinion on Draft ITS CRR | MiFID - Secondary Markets | Letter | PDF 23.86 KB |
||||
| 19/12/2016 | 2016/1673 | 2016-1673 Q&A on MiFID II commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 338.93 KB |