ESMA LIBRARY
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MiFID - Secondary Markets X MiFID II: Transparency Calculations and DVC X Short Selling X Supervisory convergence X Securitisation X Technical Advice X Compliance table X Vacancy X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/06/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 188.98 KB |
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| 23/06/2022 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 210.23 KB |
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| 21/06/2022 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 151.06 KB |
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| 10/06/2022 | ESMA71-102-173 | ESMA Q&As- list of questions currently under development | Supervisory convergence | Reference | XLSX 131.97 KB |
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| 07/06/2022 | SSR sanctions | Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) | Short Selling | Reference | PDF 372.64 KB |
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| 02/06/2022 | ESMA70-155-3832 | List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR | MiFID - Secondary Markets | Reference | PDF 92.55 KB |
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| 01/06/2022 | ESMA50-164-770 | Links to national websites where net short positions in shares are disclosed | Short Selling | Reference | PDF 97.14 KB |
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| 19/05/2022 | Market makers - XLS | Market makers and authorised primary dealers who are using the exemption under the SSR- XLS | Short Selling | Reference | XLSX 40.34 KB |
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| 19/05/2022 | Market makers - pdf | Market makers and authorised primary dealers who are using the exemption under the SSR- PDF | Short Selling | Reference | PDF 449.2 KB |
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| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
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| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
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| 13/05/2022 | Net short thresholds | Net short position notification thresholds for sovereign issuers | Short Selling | Reference | XLSX 26.5 KB |
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt. The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be: The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer. In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment. The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage. Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities. |
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| 02/05/2022 | ESMA82-402-859 | Response form for the Joint Consultation Paper concerning sustainable disclosures for STS securitisations | Securitisation | Reference | DOCX 504.18 KB |
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| 19/04/2022 | ESMA65-8-9568 | FIRDS Reference Data Functional Specifications v2.10 | MiFID - Secondary Markets | Reference | PDF 2.88 MB |
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| 19/04/2022 | ESMA 65-8-9654 | FIRDS Reference Data XML Schema v1.2.1 | MiFID - Secondary Markets | Reference | ZIP 45.67 KB |
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| 04/02/2022 | ESMA65-8-9387 | FIRDS Reference Data XML Schema v1.2.0 | MiFID - Secondary Markets | Reference | ZIP 46.52 KB |
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| 28/01/2022 | ESMA70-156-4978 reply form | Reply form for the Consultation Paper on the Opinion on Trading Venue perimeter | MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Reference | DOCX 418.16 KB |
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| 14/01/2022 | ESMA70-151-3061 | Methodology for Mandatory Peer Reviews in relation to CCPs’ authorisation and supervision under EMIR | Post Trading, Supervisory convergence | Reference | PDF 339.83 KB |
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| 06/01/2022 | ESMA65-8-5240 | FIRDS Instructions on how to download transparency results files v1.4 – Updated 06/01/2022 | MiFID - Secondary Markets | Reference | PDF 795.6 KB |
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| 04/01/2022 | JC 2021 58 | Mandate of the European Supervisory Authorities’ Joint Committee Securitisation Committee (JCSC) | Joint Committee, Securitisation | Reference | PDF 73.63 KB |