ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
92
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Securitisation filter Securitisation
- (-) Remove Short Selling filter Short Selling
- (-) Remove MiFID II: Transparency Calculations and DVC filter MiFID II: Transparency Calculations and DVC
- CESR Archive (184) Apply CESR Archive filter
- Post Trading (102) Apply Post Trading filter
- Fund Management (79) Apply Fund Management filter
- MiFID - Investor Protection (52) Apply MiFID - Investor Protection filter
- Risk Analysis & Economics - Markets Infrastructure Investors (50) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Credit Rating Agencies (49) Apply Credit Rating Agencies filter
- Guidelines and Technical standards (46) Apply Guidelines and Technical standards filter
- Joint Committee (45) Apply Joint Committee filter
- Corporate Disclosure (35) Apply Corporate Disclosure filter
- CCP Directorate (27) Apply CCP Directorate filter
- IFRS Supervisory Convergence (26) Apply IFRS Supervisory Convergence filter
- Prospectus (24) Apply Prospectus filter
- Market Abuse (22) Apply Market Abuse filter
- Innovation and Products (20) Apply Innovation and Products filter
- Benchmarks (16) Apply Benchmarks filter
- Market Integrity (16) Apply Market Integrity filter
- Market data (11) Apply Market data filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Trade Repositories (9) Apply Trade Repositories filter
- Trading (9) Apply Trading filter
- Corporate Information (8) Apply Corporate Information filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Sustainable finance (8) Apply Sustainable finance filter
- Transparency (6) Apply Transparency filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Corporate Finance (4) Apply Corporate Finance filter
- Corporate Governance (4) Apply Corporate Governance filter
- Securities Financing Transactions (4) Apply Securities Financing Transactions filter
- COVID-19 (3) Apply COVID-19 filter
- IAS Regulation (3) Apply IAS Regulation filter
- Press Releases (3) Apply Press Releases filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Management Board (2) Apply Management Board filter
- Crowdfunding (1) Apply Crowdfunding filter
Type of document
- (-) Remove Consultation Paper filter Consultation Paper
- (-) Remove Report filter Report
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Advice filter Technical Advice
- Reference (146) Apply Reference filter
- Opinion (125) Apply Opinion filter
- Press Release (67) Apply Press Release filter
- Final Report (48) Apply Final Report filter
- Guidelines & Recommendations (38) Apply Guidelines & Recommendations filter
- Statement (36) Apply Statement filter
- Speech (30) Apply Speech filter
- Letter (25) Apply Letter filter
- Q&A (17) Apply Q&A filter
- Decision (11) Apply Decision filter
- Technical Standards (8) Apply Technical Standards filter
- Annual Report (5) Apply Annual Report filter
- Vacancy (2) Apply Vacancy filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
MiFID - Secondary Markets X MiFID II: Transparency Calculations and DVC X Short Selling X Supervisory convergence X Securitisation X Technical Advice X Compliance table X Report X Consultation Paper X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/06/2022 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 147.64 KB |
||||
| 23/06/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 188.98 KB |
||||
| 21/06/2022 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 151.06 KB |
||||
| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
||||
| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
||||
| 02/05/2022 | JC 2022 22 | Joint Consultation on sustainability disclosures for STS securitisation | Securitisation | Consultation Paper | PDF 615.47 KB |
||||
| 10/03/2022 | ESMA42-111-5534 | Peer review report on cross border activities investment firms | Supervisory convergence | Report | PDF 802.07 KB |
||||
| 28/01/2022 | ESMA70-156-4978 | Consultation Paper on the Opinion on Trading Venue perimeter | MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Consultation Paper | PDF 565.29 KB |
||||
| 18/11/2021 | ESMA70-445-7 | Preliminary Report on Emission Allowances | MiFID - Secondary Markets, Sustainable finance | Report | PDF 1005.62 KB |
||||
| 18/10/2021 | ESMA42-110-3265 | Report on the independence of National Competent Authorities | Supervisory convergence | Report | PDF 458.92 KB |
||||
| 24/09/2021 | ESMA70-156-3914 | Consultation Paper on the review of certain aspects of the Short Selling Regulation | Short Selling | Consultation Paper | PDF 1.19 MB |
||||
| 28/05/2021 | ESMA81-393-98 | Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing | Benchmarks, Supervisory convergence | Report | PDF 200.21 KB |
||||
| 27/05/2021 | ESMA82-402-200 | Consultation Paper on draft TS on content and format of the STS notification for on-balance sheet securitisations | Securitisation | Consultation Paper | PDF 929.82 KB |
||||
| 26/05/2021 | ESMA70-156-4067 | Consultation Paper- Technical standards for commodity derivatives- MiFIDII Recovery Package | COVID-19, MiFID - Secondary Markets | Consultation Paper | PDF 863.42 KB |
||||
| 17/05/2021 | JC 2021 31 | JC Report on the implementation and functioning of the Securitisation Regulation | Joint Committee, Securitisation | Report | PDF 1.03 MB |
||||
| 12/05/2021 | ESMA70-156-4233 | Consultation Paper- Annual RTS 2 Review 2021 | MiFID - Secondary Markets | Consultation Paper | PDF 445.2 KB |
||||
| 02/02/2021 | ESMA70-156-2401 | Annual Report 2020- Equity Waivers and Deferrals | MiFID - Secondary Markets | Report | PDF 1.09 MB |
||||
| 18/12/2020 | ESMA-70-156-2368 | MiFID II Consultation Paper on Algorithmic Trading | MiFID - Secondary Markets, Trading | Consultation Paper | PDF 1.64 MB |
||||
| 20/11/2020 | ESMA74-362-837 | CP on DRSP fees | Post Trading, Supervisory convergence, Trading | Consultation Paper | PDF 526.22 KB |
||||
| 20/11/2020 | ESMA74-362-932 | CP on DRSP criteria for derogation | Post Trading, Supervisory convergence, Trading | Consultation Paper | PDF 384.54 KB |