ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
171
REFINE YOUR SEARCH
Sections
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Post Trading filter Post Trading
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Warnings and publications for investors filter Warnings and publications for investors
- MiFID - Investor Protection (57) Apply MiFID - Investor Protection filter
- Short Selling (32) Apply Short Selling filter
- Market Integrity (29) Apply Market Integrity filter
- COVID-19 (11) Apply COVID-19 filter
- Fund Management (10) Apply Fund Management filter
- Market Abuse (6) Apply Market Abuse filter
- Brexit (4) Apply Brexit filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Joint Committee (4) Apply Joint Committee filter
- Supervisory convergence (4) Apply Supervisory convergence filter
- Innovation and Products (3) Apply Innovation and Products filter
- Prospectus (3) Apply Prospectus filter
- Corporate Information (2) Apply Corporate Information filter
- Securitisation (2) Apply Securitisation filter
- Credit Rating Agencies (1) Apply Credit Rating Agencies filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (296) Apply Reference filter
- Investor Warning (91) Apply Investor Warning filter
- Consultation Paper (88) Apply Consultation Paper filter
- Press Release (88) Apply Press Release filter
- Letter (69) Apply Letter filter
- Final Report (65) Apply Final Report filter
- Statement (49) Apply Statement filter
- Report (45) Apply Report filter
- Summary of Conclusions (34) Apply Summary of Conclusions filter
- Speech (32) Apply Speech filter
- Guidelines & Recommendations (24) Apply Guidelines & Recommendations filter
- Technical Advice (18) Apply Technical Advice filter
- Q&A (15) Apply Q&A filter
- Technical Standards (15) Apply Technical Standards filter
- Compliance table (12) Apply Compliance table filter
- Decision (7) Apply Decision filter
- Annual Report (4) Apply Annual Report filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Secondary Markets X European Single Electronic Format X Corporate Finance X Post Trading X Benchmarks X Securities and Markets Stakeholder Group X Sustainable finance X Warnings and publications for investors X Opinion X SMSG Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 25/04/2017 | ESMA22-106-196 | Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions | Securities and Markets Stakeholder Group | SMSG Advice | PDF 144.22 KB |
||||
| 20/12/2013 | 2013/SMSG/017 | Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 27.43 KB |
||||
| 20/12/2013 | 2013/SMSG/018 | Advice on Discussion Paper – The Clearing Obligation under EMIR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 46.94 KB |
||||
| 28/10/2011 | 2011/SMSG/13 | Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries | Securities and Markets Stakeholder Group | SMSG Advice | PDF 88.23 KB |
||||
| 01/12/2011 | 2011/SMSG/18 | Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union | Securities and Markets Stakeholder Group | SMSG Advice | PDF 149.17 KB |
||||
| 28/02/2012 | 2012/SMSG/12 | Advice on Guidelines on certain aspects of the MiFID compliance function requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 83.35 KB |
||||
| 28/02/2012 | 2012/SMSG/11 | Advice on Guidelines on certain aspects of the MiFID suitability requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 138.1 KB |
||||
| 18/09/2015 | 2015/SMSG/026 | Advice on Proxy advisors | Securities and Markets Stakeholder Group | SMSG Advice | PDF 206.54 KB |
||||
| 11/11/2015 | ESMA/2015/SMSG/031 | Advice on sound remuneration under UCITS and AIFMD | Securities and Markets Stakeholder Group | SMSG Advice | PDF 123.3 KB |
||||
| 02/05/2016 | 2016/666 ANNEX | Annex- Opinion on draft RTS 2 non-equity transparency | MiFID - Secondary Markets | Opinion | PDF 633.28 KB |
||||
| 30/05/2016 | 2016/730 ANNEX | Annex- Opinion on draft RTS 20 on ancillary activity | MiFID - Secondary Markets | Opinion | PDF 220.42 KB |
||||
| 02/05/2016 | 2016/668 ANNEX | Annex- Opinion on draft RTS 21 position limits | MiFID - Secondary Markets | Opinion | PDF 124.02 KB |
||||
| 30/04/2019 | ESMA70-155-3655 | Belgian Power Physical Base position limit opinion | MiFID - Secondary Markets | Opinion | PDF 261.43 KB |
||||
| 30/04/2019 | ESMA70-155-5285 | EEX Dutch Power Baseload Futures position limit opinion | MiFID - Secondary Markets | Opinion | PDF 265.63 KB |
||||
| 10/08/2017 | ESMA70-155-988 | ESMA Opinion on AMF position limits on corn | MiFID - Secondary Markets | Opinion | PDF 337.15 KB |
||||
| 10/08/2017 | ESMA70-155-983 | ESMA Opinion on AMF position limits on milling wheat | MiFID - Secondary Markets | Opinion | PDF 348.35 KB |
||||
| 10/08/2017 | ESMA70-155-993 | ESMA Opinion on AMF position limits on rapeseed | MiFID - Secondary Markets | Opinion | PDF 421.96 KB |
||||
| 22/12/2017 | ESMA70-154-884 | ESMA opinion on ancillary activity under MiFID II – market size calculation | MiFID - Secondary Markets | Opinion | |||||
| 21/03/2018 | ESMA70-156-322 | ESMA opinion on package orders' trading obligation under MiFID II | MiFID - Secondary Markets | Opinion | PDF 173.17 KB |
||||
| 21/05/2015 | 2015/838 | ESMA's opinion on the composition of CCP colleges under EMIR | Post Trading | Opinion | PDF 131.98 KB |