ESMA LIBRARY
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MiFID - Secondary Markets X European Single Electronic Format X Press Releases X Trade Repositories X Securities Financing Transactions X Management Board X Short Selling X Market Integrity X Compliance table X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/02/2012 | 2011/MB/114 | Summary of conclusions- Management Board meeting of 7 November 2011 | Management Board | Reference | PDF 68.91 KB |
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| 22/07/2011 | 2011/MB/74 | Summary of conclusions- Management Board meeting of 11 April 2011 | Management Board | Reference | PDF 45.04 KB |
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| 22/07/2011 | 2011/MB/75 | Summary of conclusions- Management Board meeting of 28 April 2011 | Management Board | Reference | PDF 29.28 KB |
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| 22/07/2011 | 2011/MB/76 | Summary of conclusions- Management Board meeting of 24 May 2011 | Management Board | Reference | PDF 71.81 KB |
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| 01/03/2012 | 2011/MB/85 | Management board meeting on 3 August 2011 | Management Board | Reference | PDF 159.83 KB |
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| 02/12/2011 | 2011/MB/88 | Summary of conclusions- Management Board meeting of 11 July 2011 | Management Board | Reference | PDF 41.18 KB |
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| 02/12/2011 | 2011/MB/98 | Summary of conclusions- Management Board meeting on 19 September 2011 | Management Board | Reference | PDF 47.46 KB |
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| 20/06/2012 | 2012/378 | Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading | MiFID - Secondary Markets | Reference | PDF 353.3 KB |
This protocol has been created to ensure effective co-operation between Competent Authorities (CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal of in-struments from trading).The purpose of the notification obligations under Article 41 is to afford investors across all Mem-ber States the same level of protection regardless of where they trade. In order to achieve this outcome, a shared understanding of the different circumstances under which trading may be suspended in different Member States according to their national law and the expected course of action under Article 41 is helpful. To ensure trading is suspended or an instrument is removed from trading in an effective and timely way, an effective communication process is necessary.The protocol will be kept under review in light of practical experience. | |||
| 25/07/2012 | 2012/478 | ESMA MiFID database- description of webservice | MiFID - Secondary Markets | Reference | PDF 123.71 KB |
This document provides useful information for developers wanting to use the webservice provided in ESMA's MIFID databases. | |||
| 19/10/2012 | 2012/680 | Links to national websites for the purpose of the notification of net short positions | Short Selling | Reference | PDF 84.12 KB |
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| 24/04/2012 | 2012/MB/15 | Management Board meeting on 13 February 2012 | Management Board | Reference | PDF 204.36 KB |
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| 29/06/2012 | 2012/MB/28 | Management Board meeting on 16 April 2012 | Management Board | Reference | PDF 211.39 KB |
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| 01/03/2012 | 2012/MB/3 | Management board meeting on 19 December 2011 | Management Board | Reference | PDF 211.17 KB |
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| 01/03/2012 | 2012/MB/4 | Management board meeting on 30 January 2012 | Management Board | Reference | PDF 177.39 KB |
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| 15/11/2012 | 2012/MB/49 | Summary of conclusions MB meeting 18/06/12 | Management Board | Reference | PDF 150.35 KB |
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| 15/11/2012 | 2012/MB/50 | Summary of conclusions MB meeting 23/07/12 | Management Board | Reference | PDF 103.88 KB |
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| 15/11/2012 | 2012/MB/59 | Summary of conclusions MB meeting 10/09/12 | Management Board | Reference | PDF 207.41 KB |
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| 19/02/2013 | 2012/MB/74 | Summary of conclusions MB meeting 05/11/12 | Management Board | Reference | PDF 143.24 KB |
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| 02/12/2013 | 2013/1792 | Call for expressions of interest regarding the establishment of the Consultative Working Group of the ESMA Market Data Reporting Working Group | MiFID - Secondary Markets | Reference | PDF 98.24 KB |
Deadline for applications is 3 January 2014. | |||
| 10/11/2016 | 2013/68c | Protocol on the operation of ESMA MiFID Database final | MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 333.11 KB |