ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
99
REFINE YOUR SEARCH
Sections
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- (-) Remove Planning reporting budget filter Planning reporting budget
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- Risk Analysis & Economics - Markets Infrastructure Investors (34) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Post Trading (21) Apply Post Trading filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (17) Apply Supervisory convergence filter
- Fund Management (13) Apply Fund Management filter
- Corporate Disclosure (12) Apply Corporate Disclosure filter
- Credit Rating Agencies (9) Apply Credit Rating Agencies filter
- Joint Committee (9) Apply Joint Committee filter
- Corporate Information (8) Apply Corporate Information filter
- MiFID - Investor Protection (7) Apply MiFID - Investor Protection filter
- Innovation and Products (6) Apply Innovation and Products filter
- Market Abuse (6) Apply Market Abuse filter
- Prospectus (6) Apply Prospectus filter
- Benchmarks (4) Apply Benchmarks filter
- Board of Supervisors (4) Apply Board of Supervisors filter
- Market Integrity (4) Apply Market Integrity filter
- Sustainable finance (4) Apply Sustainable finance filter
- Trade Repositories (4) Apply Trade Repositories filter
- Securitisation (3) Apply Securitisation filter
- Corporate Finance (2) Apply Corporate Finance filter
- COVID-19 (2) Apply COVID-19 filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- IAS Regulation (2) Apply IAS Regulation filter
- CCP Directorate (1) Apply CCP Directorate filter
- Corporate Governance (1) Apply Corporate Governance filter
- Management Board (1) Apply Management Board filter
- Press Releases (1) Apply Press Releases filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove SMSG Advice filter SMSG Advice
- (-) Remove Report filter Report
- Reference (196) Apply Reference filter
- Opinion (75) Apply Opinion filter
- Press Release (43) Apply Press Release filter
- Summary of Conclusions (34) Apply Summary of Conclusions filter
- Letter (31) Apply Letter filter
- Consultation Paper (28) Apply Consultation Paper filter
- Statement (22) Apply Statement filter
- Final Report (16) Apply Final Report filter
- Speech (16) Apply Speech filter
- Guidelines & Recommendations (10) Apply Guidelines & Recommendations filter
- Annual Report (9) Apply Annual Report filter
- Decision (9) Apply Decision filter
- Technical Standards (7) Apply Technical Standards filter
- Q&A (6) Apply Q&A filter
- Compliance table (5) Apply Compliance table filter
- Technical Advice (2) Apply Technical Advice filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Secondary Markets X Planning reporting budget X Securities and Markets Stakeholder Group X European Single Electronic Format X Careers X SMSG Advice X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 21/12/2016 | 2016/1668 | 2016-1668 ESMA feedback statement on ESEF | Corporate Disclosure, European Single Electronic Format, Transparency | Report | PDF 6.98 MB |
||||
| 05/10/2017 | ESMA20-95-619 | 2018 Work Programme | Corporate Information, Planning reporting budget | Report | PDF 533.61 KB |
||||
| 04/02/2019 | ESMA20-95-1105 | 2019 Regulatory Work Programme | Board of Supervisors, Planning reporting budget, Supervisory convergence | Report | PDF 308.68 KB |
||||
| 02/10/2020 | ESMA20-95-1273 | 2021 Annual Work Programme | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Report | PDF 608.58 KB |
||||
| 25/04/2017 | ESMA22-106-196 | Advice in response to JC Discussion Paper on the Use of Big Data by Financial Institutions | Securities and Markets Stakeholder Group | SMSG Advice | PDF 144.22 KB |
||||
| 20/12/2013 | 2013/SMSG/017 | Advice on Consultation Paper – Draft Regulatory Technical Standards on contracts having a direct, substantial and foreseeable effect within the Un-ion and non-evasion of provisions of EMIR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 27.43 KB |
||||
| 20/12/2013 | 2013/SMSG/018 | Advice on Discussion Paper – The Clearing Obligation under EMIR | Securities and Markets Stakeholder Group | SMSG Advice | PDF 46.94 KB |
||||
| 28/10/2011 | 2011/SMSG/13 | Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries | Securities and Markets Stakeholder Group | SMSG Advice | PDF 88.23 KB |
||||
| 01/12/2011 | 2011/SMSG/18 | Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union | Securities and Markets Stakeholder Group | SMSG Advice | PDF 149.17 KB |
||||
| 28/02/2012 | 2012/SMSG/12 | Advice on Guidelines on certain aspects of the MiFID compliance function requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 83.35 KB |
||||
| 28/02/2012 | 2012/SMSG/11 | Advice on Guidelines on certain aspects of the MiFID suitability requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 138.1 KB |
||||
| 18/09/2015 | 2015/SMSG/026 | Advice on Proxy advisors | Securities and Markets Stakeholder Group | SMSG Advice | PDF 206.54 KB |
||||
| 11/11/2015 | ESMA/2015/SMSG/031 | Advice on sound remuneration under UCITS and AIFMD | Securities and Markets Stakeholder Group | SMSG Advice | PDF 123.3 KB |
||||
| 11/01/2017 | ESMA42-1643088512-2962 | ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution | MiFID - Investor Protection, MiFID - Secondary Markets, Supervisory convergence | Report | PDF 774.17 KB |
||||
| 28/02/2017 | ESMA70-872942901-21 | Final report on draft RTS on package orders for which there is a liquid market | MiFID - Secondary Markets | Report | PDF 712.46 KB |
||||
| 29/09/2017 | ESMA70-156-227 | Final report on draft RTS on the trading obligation for derivatives under MiFIR | MiFID - Secondary Markets | Report | PDF 609.23 KB |
||||
| 31/03/2017 | ESMA/2017/70-8792942901-40 | Final report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments | MiFID - Secondary Markets | Report | PDF 644.29 KB |
||||
| 20/12/2019 | SMSG ESMA20-06-2053 | Joint position paper from the ESA stakeholder groups on the ESA review | Securities and Markets Stakeholder Group | SMSG Advice | PDF 283.55 KB |
||||
| 02/02/2012 | 2012/SMSG/6 | Letter regarding deadlines for the submission of ESMA’s technical standards | Securities and Markets Stakeholder Group | SMSG Advice | PDF 82.35 KB |
A letter from the ESMA Securities and Markets Stakeholder Group to Michel Barnier, Commissioner for Internal Market and Services, Sharon Bowles, Chair of ECON, and Klaus-Heiner Lehne, Chair of JURI, regarding deadlines for the submission of ESMA's technical standards. | |||
| 05/12/2019 | ESMA70-156-1606 | MiFID II/MiFIR Review Report No. 1 | MiFID - Secondary Markets | Report | PDF 1004.81 KB |