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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
12/02/2014 2014/172 rev 1 2014 Regulatory Work Programme Planning reporting budget Reference PDF
83.79 KB
01/12/2015 JC/2015/079 2015 list of identified Financial Conglomerates Joint Committee, MiFID - Investor Protection Reference PDF
146.29 KB
23/02/2015 2014/1200rev 2015 Work Programme Planning reporting budget Reference PDF
392.74 KB		 The European Securities and Markets Authority (ESMA) has published its revised Work Programme for 2015. The revised programme, based on an approved budget of €33,601,402 and 137 Establishment Plan posts following the adoption of the EU Budget, sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision.
28/09/2015 2015/1469 2015-1469- Investment Firms briefing MiFID - Secondary Markets, Press Releases Reference PDF
314.38 KB
28/09/2015 2015/1470 2015-1470- Non-financials briefing MiFID - Secondary Markets, Press Releases Reference PDF
307.12 KB
10/02/2016 2016-202 2016 Regulatory Work Programme Planning reporting budget Reference PDF
43.36 KB
10/02/2016 2015-1475rev 2016 Work Programme Planning reporting budget Reference PDF
422.38 KB
09/02/2016 2016/272AF 2016_mdsc_cwg_application_form MiFID - Secondary Markets Reference DOCX
40.48 KB
27/01/2017 ESMA20-839860843-411 2017 Regulatory Work Programme Board of Supervisors, Planning reporting budget Reference PDF
80.05 KB
07/02/2018 ESMA20-95-823 2018 Regulatory Work Programme Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Reference PDF
251.91 KB
03/10/2018 ESMA20-95-933 2019 Work Programme Board of Supervisors, Corporate Information, Planning reporting budget Reference PDF
470.98 KB
01/10/2019 ESMA20-95-1132 2020 Work Programme Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Reference PDF
543.97 KB
26/03/2018 ESMA35-43-1000 Additional information on the agreed product intervention measures relating to contracts for differences and binary options MiFID - Investor Protection Reference PDF
202.01 KB
23/12/2019 ESMA50-164-2969 Alternative Investment Funds (AIFs) exposures to commercial real estate- 2018 Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors Reference PDF
146.79 KB
01/02/2021 ESMA50-164-4105 Alternative Investment Funds (AIFs) exposures to commercial real estate- 2019 Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors Reference PDF
109.68 KB
18/02/2022 ESMA50-164-5623 Alternative Investment Funds (AIFs) exposures to commercial real estate- 2020 Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors Reference PDF
109.33 KB
02/10/2017 ESMA71-99-608 Annex (Template for the Assessment of Collective Suitability) Guidelines and Technical standards, MiFID - Investor Protection Reference XLSX
72.7 KB
02/07/2021 ESMA35-36-2319 Annex I Joint ESMA and EBA GL on the assessment of suitability of members of the management body MiFID - Investor Protection Reference XLSX
70.83 KB
31/10/2016 2016/1529 ANNEX Annex I- Template for the assessment of collective suitability Guidelines and Technical standards, MiFID - Investor Protection Reference XLSX
54.43 KB
23/12/2015 2015/1911 Annex III- Draft ISO 20022 message specification MiFID - Secondary Markets Reference ZIP
1.13 MB

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