ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
190
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Short Selling filter Short Selling
- (-) Remove Planning reporting budget filter Planning reporting budget
- (-) Remove Corporate Governance filter Corporate Governance
- Press Releases (326) Apply Press Releases filter
- CESR Archive (250) Apply CESR Archive filter
- Credit Rating Agencies (65) Apply Credit Rating Agencies filter
- Fund Management (62) Apply Fund Management filter
- Post Trading (50) Apply Post Trading filter
- Guidelines and Technical standards (47) Apply Guidelines and Technical standards filter
- Board of Supervisors (30) Apply Board of Supervisors filter
- Supervisory convergence (29) Apply Supervisory convergence filter
- Corporate Information (27) Apply Corporate Information filter
- IFRS Supervisory Convergence (25) Apply IFRS Supervisory Convergence filter
- Management Board (24) Apply Management Board filter
- Benchmarks (15) Apply Benchmarks filter
- Brexit (14) Apply Brexit filter
- Prospectus (13) Apply Prospectus filter
- Trade Repositories (13) Apply Trade Repositories filter
- Innovation and Products (12) Apply Innovation and Products filter
- Market Abuse (11) Apply Market Abuse filter
- Market Integrity (11) Apply Market Integrity filter
- CCP Directorate (10) Apply CCP Directorate filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Sustainable finance (9) Apply Sustainable finance filter
- Securitisation (7) Apply Securitisation filter
- Warnings and publications for investors (6) Apply Warnings and publications for investors filter
- COVID-19 (4) Apply COVID-19 filter
- IAS Regulation (4) Apply IAS Regulation filter
- Transparency (4) Apply Transparency filter
- Board of Appeal (3) Apply Board of Appeal filter
- International cooperation (3) Apply International cooperation filter
- Securities Financing Transactions (3) Apply Securities Financing Transactions filter
- Audit (2) Apply Audit filter
- European Single Electronic Format (2) Apply European Single Electronic Format filter
- Market data (2) Apply Market data filter
- Trading (2) Apply Trading filter
- Corporate Finance (1) Apply Corporate Finance filter
- MiFID II: Transparency Calculations and DVC (1) Apply MiFID II: Transparency Calculations and DVC filter
Type of document
- (-) Remove Press Release filter Press Release
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Advice filter Technical Advice
- Reference (335) Apply Reference filter
- Letter (225) Apply Letter filter
- Guidelines & Recommendations (191) Apply Guidelines & Recommendations filter
- Opinion (185) Apply Opinion filter
- Final Report (131) Apply Final Report filter
- Consultation Paper (103) Apply Consultation Paper filter
- Report (97) Apply Report filter
- Statement (93) Apply Statement filter
- Speech (43) Apply Speech filter
- Investor Warning (27) Apply Investor Warning filter
- Q&A (22) Apply Q&A filter
- Decision (19) Apply Decision filter
- Annual Report (18) Apply Annual Report filter
- Technical Standards (14) Apply Technical Standards filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- SMSG Advice (6) Apply SMSG Advice filter
- CESR Document (4) Apply CESR Document filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Secondary Markets X Planning reporting budget X Corporate Governance X Risk Analysis & Economics - Markets Infrastructure Investors X MiFID - Investor Protection X Corporate Disclosure X Joint Committee X Short Selling X Technical Advice X Compliance table X Press Release X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 21/12/2016 | 2016/1682 | 2016-1682 Press Release on Feedback Statement on ESEF | Corporate Disclosure, European Single Electronic Format, Press Releases, Transparency | Press Release | PDF 225.03 KB |
||||
| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |
||||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 187.15 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |
|||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 29/06/2022 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 147.64 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
| 10/12/2021 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 300.38 KB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
| 20/07/2022 | ESMA35-43-3327 | Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 322.1 KB |
||||
| 31/05/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 141.13 KB |
||||
| 29/10/2021 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.3 KB |
||||
| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
||||
| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 100.87 KB |
||||
| 01/02/2022 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.56 KB |
||||
| 14/01/2022 | ESMA32-67-184 | Compliance table- guidelines on APMs ESMA 2015-1415 | Corporate Disclosure, Guidelines and Technical standards | Compliance table | PDF 127.7 KB |
||||
| 01/10/2021 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 163.99 KB |
||||
| 01/02/2022 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.78 KB |
||||
| 23/06/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 188.98 KB |
||||
| 24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |