ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
148
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove International cooperation filter International cooperation
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Vacancies filter Vacancies
- Post Trading (104) Apply Post Trading filter
- Corporate Information (94) Apply Corporate Information filter
- CESR Archive (86) Apply CESR Archive filter
- Joint Committee (74) Apply Joint Committee filter
- Fund Management (66) Apply Fund Management filter
- Board of Supervisors (60) Apply Board of Supervisors filter
- MiFID - Investor Protection (53) Apply MiFID - Investor Protection filter
- Guidelines and Technical standards (50) Apply Guidelines and Technical standards filter
- Risk Analysis & Economics - Markets Infrastructure Investors (49) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- CCP Directorate (47) Apply CCP Directorate filter
- Planning reporting budget (47) Apply Planning reporting budget filter
- Securities and Markets Stakeholder Group (46) Apply Securities and Markets Stakeholder Group filter
- Management Board (43) Apply Management Board filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Corporate Disclosure (37) Apply Corporate Disclosure filter
- Credit Rating Agencies (36) Apply Credit Rating Agencies filter
- Securitisation (31) Apply Securitisation filter
- Innovation and Products (29) Apply Innovation and Products filter
- European Single Electronic Format (28) Apply European Single Electronic Format filter
- Sustainable finance (25) Apply Sustainable finance filter
- Benchmarks (21) Apply Benchmarks filter
- Supervisory convergence (21) Apply Supervisory convergence filter
- Market Abuse (20) Apply Market Abuse filter
- Trading (18) Apply Trading filter
- Market Integrity (17) Apply Market Integrity filter
- Procurement (17) Apply Procurement filter
- Corporate Finance (14) Apply Corporate Finance filter
- IFRS Supervisory Convergence (14) Apply IFRS Supervisory Convergence filter
- Careers (12) Apply Careers filter
- Prospectus (12) Apply Prospectus filter
- Transparency (12) Apply Transparency filter
- ESMA newsletter (11) Apply ESMA newsletter filter
- Short Selling (11) Apply Short Selling filter
- Securities Financing Transactions (8) Apply Securities Financing Transactions filter
- Market data (7) Apply Market data filter
- Press Releases (6) Apply Press Releases filter
- Brexit (5) Apply Brexit filter
- ITMG (4) Apply ITMG filter
- Board of Appeal (3) Apply Board of Appeal filter
- Corporate Governance (3) Apply Corporate Governance filter
- Speeches (3) Apply Speeches filter
- COVID-19 (2) Apply COVID-19 filter
- Crowdfunding (2) Apply Crowdfunding filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Audit (1) Apply Audit filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Compliance table filter Compliance table
- Opinion (86) Apply Opinion filter
- Press Release (43) Apply Press Release filter
- Consultation Paper (34) Apply Consultation Paper filter
- Statement (29) Apply Statement filter
- Final Report (23) Apply Final Report filter
- Letter (20) Apply Letter filter
- Speech (19) Apply Speech filter
- Guidelines & Recommendations (13) Apply Guidelines & Recommendations filter
- Report (12) Apply Report filter
- Decision (8) Apply Decision filter
- Q&A (8) Apply Q&A filter
- Technical Standards (7) Apply Technical Standards filter
- Annual Report (5) Apply Annual Report filter
- Vacancy (4) Apply Vacancy filter
- Technical Advice (2) Apply Technical Advice filter
Your filters
MiFID - Secondary Markets X Vacancies X International cooperation X Trade Repositories X Compliance table X Reference X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
28/09/2015 | 2015/1468 | Trading venue briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 304.63 KB |
||||
04/04/2016 | 2016/227 | ToR SMSC | MiFID - Secondary Markets | Reference | PDF 143.74 KB |
||||
04/04/2016 | 2016/221 | ToR MDSC | MiFID - Secondary Markets | Reference | |||||
11/02/2016 | 2016/210 | ToR CDTF | MiFID - Secondary Markets | Reference | PDF 134.83 KB |
||||
19/12/2017 | ESMA70-156-185 | Template for reporting circuit breakers parameters to ESMA | MiFID - Secondary Markets | Reference | XLSX 41.46 KB |
||||
18/05/2018 | ESMA70-154-555 | SMSC Terms of Reference | MiFID - Secondary Markets | Reference | PDF 209.92 KB |
||||
01/07/2016 | 2016/1064 | RTS 22 Annex II National client identifiers for natural persons to be used in transaction reports | MiFID - Secondary Markets | Reference | PDF 224.16 KB |
||||
28/05/2021 | esma74-362-2009 | Response_form_Response_form_-_Consultation Paper on the Guidelines on Transfer of Data | Market data, Securities Financing Transactions, Trade Repositories | Reference | DOCX 776.32 KB |
||||
19/06/2017 | ESMA70-156-166 | Response template consultation trading obligation MiFIR | MiFID - Secondary Markets | Reference | DOCX 771 KB |
||||
27/03/2020 | ESMA74-362-113 | Response form-Table of fields- CP on the TS under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Reference | XLSX 67.82 KB |
||||
29/03/2021 | ESMA74-362-1937 | response form- Technical Advice on simplification TR fees under SFTR and EMIR | Securities Financing Transactions, Trade Repositories | Reference | DOCX 757.95 KB |
||||
06/05/2020 | ESMA70-156-2803 | Response form- SME Growth Markets | Market Abuse, Market Integrity, MiFID - Secondary Markets | Reference | DOCX 771.99 KB |
||||
12/07/2019 | ESMA70-156-1471 | Response Form- CP review report_cost of market data and consolidated tape equity | MiFID - Secondary Markets | Reference | DOCX 757 KB |
||||
27/03/2020 | ESMA74-362-546 | Response form- CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Reference | DOCX 771.64 KB |
||||
28/09/2020 | ESMA70-156-3844 | Response form- CP on the functioning of OTFs | MiFID - Secondary Markets, Trading | Reference | DOCX 753.44 KB |
||||
29/09/2020 | ESMA74-362-887 | Response form- CP MiFID II MiFIR review transaction reporting reference data | MiFID - Secondary Markets | Reference | DOCX 759.27 KB |
||||
12/05/2021 | ESMA70-156-4233 Response form | Response form- Consultation Paper on the RTS 2 Annual Review | MiFID - Secondary Markets | Reference | DOCX 768.94 KB |
||||
04/10/2019 | ESMA70-156-1759 | Response Form- Alignment of MiFIR with the changes introduced by EMIR Refit | MiFID - Secondary Markets, Post Trading | Reference | DOCX 748.22 KB |
||||
13/07/2018 | ESMA70-156-471 | Response form for the Consultation Paper on the Amendment to RTS 11 (ESMA70-156-357) | MiFID - Secondary Markets | Reference | DOCX 772.08 KB |
||||
18/12/2020 | ESMA70-156-4086 | Response Form CP on Algorithmic Trading | MiFID - Secondary Markets, Trading | Reference | DOCX 754.86 KB |