ESMA LIBRARY
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MiFID - Secondary Markets X Vacancies X International cooperation X Trade Repositories X Compliance table X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/09/2015 | 2015/1468 | Trading venue briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 304.63 KB |
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| 04/04/2016 | 2016/227 | ToR SMSC | MiFID - Secondary Markets | Reference | PDF 143.74 KB |
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| 04/04/2016 | 2016/221 | ToR MDSC | MiFID - Secondary Markets | Reference | |||||
| 11/02/2016 | 2016/210 | ToR CDTF | MiFID - Secondary Markets | Reference | PDF 134.83 KB |
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| 19/12/2017 | ESMA70-156-185 | Template for reporting circuit breakers parameters to ESMA | MiFID - Secondary Markets | Reference | XLSX 41.46 KB |
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| 18/05/2018 | ESMA70-154-555 | SMSC Terms of Reference | MiFID - Secondary Markets | Reference | PDF 209.92 KB |
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| 01/07/2016 | 2016/1064 | RTS 22 Annex II National client identifiers for natural persons to be used in transaction reports | MiFID - Secondary Markets | Reference | PDF 224.16 KB |
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| 28/05/2021 | esma74-362-2009 | Response_form_Response_form_-_Consultation Paper on the Guidelines on Transfer of Data | Market data, Securities Financing Transactions, Trade Repositories | Reference | DOCX 776.32 KB |
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| 19/06/2017 | ESMA70-156-166 | Response template consultation trading obligation MiFIR | MiFID - Secondary Markets | Reference | DOCX 771 KB |
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| 27/03/2020 | ESMA74-362-113 | Response form-Table of fields- CP on the TS under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Reference | XLSX 67.82 KB |
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| 29/03/2021 | ESMA74-362-1937 | response form- Technical Advice on simplification TR fees under SFTR and EMIR | Securities Financing Transactions, Trade Repositories | Reference | DOCX 757.95 KB |
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| 06/05/2020 | ESMA70-156-2803 | Response form- SME Growth Markets | Market Abuse, Market Integrity, MiFID - Secondary Markets | Reference | DOCX 771.99 KB |
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| 12/07/2019 | ESMA70-156-1471 | Response Form- CP review report_cost of market data and consolidated tape equity | MiFID - Secondary Markets | Reference | DOCX 757 KB |
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| 27/03/2020 | ESMA74-362-546 | Response form- CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT | Post Trading, Supervisory convergence, Trade Repositories | Reference | DOCX 771.64 KB |
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| 28/09/2020 | ESMA70-156-3844 | Response form- CP on the functioning of OTFs | MiFID - Secondary Markets, Trading | Reference | DOCX 753.44 KB |
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| 29/09/2020 | ESMA74-362-887 | Response form- CP MiFID II MiFIR review transaction reporting reference data | MiFID - Secondary Markets | Reference | DOCX 759.27 KB |
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| 26/09/2022 | ESMA70-156-6040 | Response form- Consultation Paper- Market Outages | MiFID - Secondary Markets | Reference | DOCX 771.73 KB |
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| 12/05/2021 | ESMA70-156-4233 Response form | Response form- Consultation Paper on the RTS 2 Annual Review | MiFID - Secondary Markets | Reference | DOCX 768.94 KB |
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| 11/07/2022 | ESMA70-460-117 | Response Form- Consultation Paper on guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure | Innovation and Products, MiFID - Secondary Markets | Reference | DOCX 752.81 KB |
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| 04/10/2019 | ESMA70-156-1759 | Response Form- Alignment of MiFIR with the changes introduced by EMIR Refit | MiFID - Secondary Markets, Post Trading | Reference | DOCX 748.22 KB |