ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Secondary Markets X Vacancies X International cooperation X Trade Repositories X Short Selling X Compliance table X Technical Standards X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/09/2015 | 2015/1469 | 2015-1469- Investment Firms briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 314.38 KB |
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| 28/09/2015 | 2015/1470 | 2015-1470- Non-financials briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 307.12 KB |
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| 28/09/2015 | 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.85 MB |
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| 09/02/2016 | 2016/272AF | 2016_mdsc_cwg_application_form | MiFID - Secondary Markets | Reference | DOCX 40.48 KB |
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| 07/06/2022 | SSR sanctions | Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) | Short Selling | Reference | PDF 372.64 KB |
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| 23/06/2022 | ESMA34-32-418 | AIFMD MoUs signed by the EU authorities | Fund Management, International cooperation | Reference | XLSX 49.99 KB |
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| 06/10/2017 | ESMA/2015/BS/176 A | Amendment 2 to the Delegation Agreement- Option A rev1.1 | International cooperation | Reference | PDF 178.72 KB |
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| 06/10/2017 | ESMA/2015/BS/176 B | Amendment 2 to the Delegation Agreement- Option B rev 1.1 | International cooperation | Reference | PDF 178.86 KB |
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| 06/10/2017 | ESMA65-12-1860 | Amendment 3 to the Delegation Agreement (FIRDS and TRACE Projects) | International cooperation | Reference | PDF 188.54 KB |
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| 06/10/2017 | ESMA65-12-1866 | Annex 1.1.A- Description of Tasks (FIRDS Project) | International cooperation | Reference | PDF 256.71 KB |
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| 06/10/2017 | ESMA65-12-1867 | Annex 1.1.B- Description of Tasks (FIRDS Project) | International cooperation | Reference | PDF 258.14 KB |
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| 06/10/2017 | ESMA/2016/1144 Annex 1.3 | Annex 1.3- Description of Tasks | International cooperation | Reference | PDF 144.86 KB |
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| 06/10/2017 | ESMA65-12-1929 | Annex 2.1- Project Presentation Document (FIRDS Project) | International cooperation | Reference | PDF 966.34 KB |
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| 06/10/2017 | ESMA/2016/1144 Annex 2.3 | Annex 2.3- Project Presentation Document (TRACE Project) | International cooperation | Reference | PDF 379.91 KB |
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| 06/10/2017 | ESMA65-316-2651 | Annex 3.1- Instruments SLA | International cooperation | Reference | PDF 299.44 KB |
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| 06/10/2017 | ESMA/2016/1144 Annex 3.3 | Annex 3.3- Access to Trade Repositories SLA (TRACE Project) | International cooperation | Reference | PDF 293.75 KB |
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| 06/10/2017 | ESMA65-12-1864 | Annex 4.1- Financial contributions (FIRDS Project) | International cooperation | Reference | PDF 262.05 KB |
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| 06/10/2017 | ESMA65-12-1931 | Annex 4.3- Financial contributions (TRACE Project) | International cooperation | Reference | PDF 253 KB |
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| 06/10/2017 | ESMA65-12-1863 | Annex 5.1- Project Work Plan (FIRDS Project) | International cooperation | Reference | PDF 234.25 KB |
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| 06/10/2017 | ESMA/2016/1144 Annex 5.3 | Annex 5.3- Project Work plan (TRACE Project) | International cooperation | Reference | PDF 245.92 KB |