ESMA LIBRARY
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MiFID - Secondary Markets X Vacancies X International cooperation X Short Selling X Supervisory convergence X Post Trading X Compliance table X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/09/2015 | 2015/1469 | 2015-1469- Investment Firms briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 314.38 KB |
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| 28/09/2015 | 2015/1470 | 2015-1470- Non-financials briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 307.12 KB |
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| 11/02/2016 | 2016/203 | 2016 Supervisory Convergence Work Programme | Corporate Information, Supervisory convergence | Reference | PDF 340.61 KB |
The European Securities and Markets Authority’s (ESMA) Supervisory Convergence Work Programme for 2016 (2016 SCWP) supplements ESMA’s Annual Work Programme for 2016 (ESMA/2015/1475) by further elaborating the nature and focus of the work ESMA will carry out in order to promote supervisory convergence and how that will contribute to implementing ESMA’s Strategic Orientation for 2016-2020 (ESMA/2015/935). The 2016 SCWP provides an overview and explanation of the steps ESMA will take in 2016 to promote sound, efficient and consistent supervision in the EU. It sets out priority areas and how they have been identified and sets them in the context of the wider work programme and environment. Implementation of the 2016 SCWP will be monitored in the course of 2016 and depending on developments during the year, priorities might be re-adjusted. It will also be used to inform ESMA’s Annual Report and its supervisory convergence work programme for future years which will be risk-based. |
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| 09/02/2016 | 2016/272AF | 2016_mdsc_cwg_application_form | MiFID - Secondary Markets | Reference | DOCX 40.48 KB |
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| 09/02/2017 | ESMA42-397158525-448 | 2017 Supervisory Convergence Work Programme | Supervisory convergence | Reference | PDF 540.81 KB |
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| 13/07/2020 | ESMA70-151-3190 | 3rd EU-Wide CCP Stress Test FAQ | CCP Directorate, Post Trading | Reference | DOCX 464.64 KB |
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| 07/06/2022 | SSR sanctions | Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) | Short Selling | Reference | PDF 372.64 KB |
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| 23/06/2022 | ESMA34-32-418 | AIFMD MoUs signed by the EU authorities | Fund Management, International cooperation | Reference | XLSX 49.99 KB |
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| 06/10/2017 | ESMA/2015/BS/176 A | Amendment 2 to the Delegation Agreement- Option A rev1.1 | International cooperation | Reference | PDF 178.72 KB |
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| 06/10/2017 | ESMA/2015/BS/176 B | Amendment 2 to the Delegation Agreement- Option B rev 1.1 | International cooperation | Reference | PDF 178.86 KB |
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| 06/10/2017 | ESMA65-12-1860 | Amendment 3 to the Delegation Agreement (FIRDS and TRACE Projects) | International cooperation | Reference | PDF 188.54 KB |
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| 06/10/2017 | ESMA65-12-1866 | Annex 1.1.A- Description of Tasks (FIRDS Project) | International cooperation | Reference | PDF 256.71 KB |
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| 06/10/2017 | ESMA65-12-1867 | Annex 1.1.B- Description of Tasks (FIRDS Project) | International cooperation | Reference | PDF 258.14 KB |
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| 06/10/2017 | ESMA/2016/1144 Annex 1.3 | Annex 1.3- Description of Tasks | International cooperation | Reference | PDF 144.86 KB |
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| 06/10/2017 | ESMA65-12-1929 | Annex 2.1- Project Presentation Document (FIRDS Project) | International cooperation | Reference | PDF 966.34 KB |
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| 06/10/2017 | ESMA/2016/1144 Annex 2.3 | Annex 2.3- Project Presentation Document (TRACE Project) | International cooperation | Reference | PDF 379.91 KB |
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| 06/10/2017 | ESMA65-316-2651 | Annex 3.1- Instruments SLA | International cooperation | Reference | PDF 299.44 KB |
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| 06/10/2017 | ESMA/2016/1144 Annex 3.3 | Annex 3.3- Access to Trade Repositories SLA (TRACE Project) | International cooperation | Reference | PDF 293.75 KB |
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| 06/10/2017 | ESMA65-12-1864 | Annex 4.1- Financial contributions (FIRDS Project) | International cooperation | Reference | PDF 262.05 KB |
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| 06/10/2017 | ESMA65-12-1931 | Annex 4.3- Financial contributions (TRACE Project) | International cooperation | Reference | PDF 253 KB |