ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
25
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Short Selling filter Short Selling
- (-) Remove Post Trading filter Post Trading
- Guidelines and Technical standards (40) Apply Guidelines and Technical standards filter
- Credit Rating Agencies (23) Apply Credit Rating Agencies filter
- Board of Appeal (18) Apply Board of Appeal filter
- Board of Supervisors (16) Apply Board of Supervisors filter
- Fund Management (13) Apply Fund Management filter
- MiFID - Investor Protection (13) Apply MiFID - Investor Protection filter
- Management Board (12) Apply Management Board filter
- Joint Committee (9) Apply Joint Committee filter
- Market Integrity (8) Apply Market Integrity filter
- Corporate Information (6) Apply Corporate Information filter
- COVID-19 (5) Apply COVID-19 filter
- Trade Repositories (5) Apply Trade Repositories filter
- Market Abuse (3) Apply Market Abuse filter
- Securities and Markets Stakeholder Group (3) Apply Securities and Markets Stakeholder Group filter
- Careers (2) Apply Careers filter
- Corporate Disclosure (2) Apply Corporate Disclosure filter
- Prospectus (2) Apply Prospectus filter
- Supervisory convergence (2) Apply Supervisory convergence filter
- Benchmarks (1) Apply Benchmarks filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Innovation and Products (1) Apply Innovation and Products filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
- Trading (1) Apply Trading filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Decision filter Decision
- Reference (229) Apply Reference filter
- Opinion (136) Apply Opinion filter
- Consultation Paper (87) Apply Consultation Paper filter
- Final Report (70) Apply Final Report filter
- Press Release (64) Apply Press Release filter
- Letter (55) Apply Letter filter
- Statement (52) Apply Statement filter
- Guidelines & Recommendations (50) Apply Guidelines & Recommendations filter
- Report (34) Apply Report filter
- Speech (27) Apply Speech filter
- Technical Advice (20) Apply Technical Advice filter
- Technical Standards (16) Apply Technical Standards filter
- Q&A (14) Apply Q&A filter
- Annual Report (5) Apply Annual Report filter
- Vacancy (4) Apply Vacancy filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
MiFID - Secondary Markets X Vacancies X International cooperation X Short Selling X Post Trading X Compliance table X Decision X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/10/2018 | ESMA70-151-1417 | Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435) | Post Trading | Compliance table | PDF 141.9 KB |
||||
| 23/10/2018 | ESMA70-151-727 | Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298) | Post Trading | Compliance table | PDF 151.14 KB |
||||
| 04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |
||||
| 23/10/2018 | ESMA70-151-732 | Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) | Post Trading | Compliance table | PDF 140.8 KB |
||||
| 08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 145.21 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
| 08/03/2021 | ESMA70-151-2537 | Compliance table Guidelines Conflict of interest | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.4 KB |
||||
| 23/11/2021 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 166.17 KB |
||||
| 26/01/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 142.69 KB |
||||
| 16/02/2016 | ESMA70-151-3417 | Comply or explain table for G&R on CCP college | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.53 KB |
||||
| 16/02/2016 | ESMA70-151-3418 | Comply or explain table for G&R on IO arrangements | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.37 KB |
||||
| 16/02/2016 | ESMA70-151-3419 | Comply or explain table for G&R on PFMIs | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.61 KB |
||||
| 03/09/2019 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 102.75 KB |
||||
| 17/12/2020 | ESMA70 -155-11608 | Decision renewal art. 28 SSR reporting threshold- December 2020 | COVID-19, Market Integrity, Short Selling | Decision | PDF 246.27 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |
||||
| 06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |
||||
| 11/10/2018 | ESMA70-155-5905 | Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 222.28 KB |
||||
| 17/12/2020 | 106/20/COL | ESA Third Renewal Decision under Art. 28(1) SSR | COVID-19, Market Integrity, Short Selling | Decision | PDF 973.25 KB |
||||
| 26/03/2020 | ESMA70-155-9546 | ESMA Decision Article 28 SSR_reporting threshold | Market Integrity, Short Selling | Decision | PDF 236.57 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 16/03/2020 | ESMA70-155-9546 | ESMA decision on thresholds for reporting net short positions | COVID-19, Market Integrity, Short Selling | Decision | PDF 236.65 KB |