ESMA LIBRARY
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MiFID - Secondary Markets X Warnings and publications for investors X Careers X CESR Archive X COVID-19 X Technical Advice X Opinion X Investor Warning X Compliance table X Q&A X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/06/2005 | 05-365 | MAD AMPs- Frequently Asked Questions | CESR Archive | Q&A | PDF 55.99 KB |
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| 29/05/2007 | 07-320 | Q&A on Best Execution | CESR Archive | Q&A | PDF 578.51 KB |
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| 03/11/2009 | 09-559 | Questions and Answers- MiFID complex and non complex financial instruments for the purposes of the Directive’s appropriateness requirements | CESR Archive | Q&A | PDF 405.18 KB |
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| 08/03/2010 | 10-222 | FAQ regarding the EU Regulation Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 327.78 KB |
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| 19/04/2010 | 10-293 | Question and Answers- Understanding the definition of advice under MiFID | CESR Archive | Q&A | PDF 335.78 KB |
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| 09/06/2010 | 10-333 | Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies | CESR Archive, Credit Rating Agencies | Technical Advice | PDF 4.59 MB |
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| 04/06/2010 | 10-521 | FAQ regarding the EU regulation on Credit Rating Agencies: Common positions agreed by CESR Members | CESR Archive | Q&A | PDF 206.24 KB |
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| 06/05/2010 | 10-591 | Questions and answers on MiFID: Common positions agreed by CESR Members in the area of the Secondary Markets Standing Committee | CESR Archive | Q&A | PDF 130.84 KB |
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| 05/12/2011 | 2011/412 | Investor warning- Trading in foreign exchange (forex) | Warnings and publications for investors | Investor Warning | PDF 562.44 KB |
This is the original English version of the warning. It has been translated into all EU languages, to see a specific language version, please click the relevant language on the left. | |||
| 06/01/2012 | 2011/412_bg | Търговия с чуждестранна валута (Форекс) | Warnings and publications for investors | Investor Warning | PDF 191.58 KB |
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| 06/01/2012 | 2011/412_cs | Obchodování s cizí měnou (forex trading) | Warnings and publications for investors | Investor Warning | PDF 186.3 KB |
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| 06/01/2012 | 2011/412_da | Valutahandel (forex) | Warnings and publications for investors | Investor Warning | PDF 41.41 KB |
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| 06/01/2012 | 2011/412_de | Devisenhandel (Forex Trading) | Warnings and publications for investors | Investor Warning | PDF 40.15 KB |
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| 06/01/2012 | 2011/412_el | Αγοραπωλησίες συναλλάγματος (forex) | Warnings and publications for investors | Investor Warning | PDF 187.92 KB |
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| 06/01/2012 | 2011/412_es | Operaciones en moneda extranjera (forex) | Warnings and publications for investors | Investor Warning | PDF 45.09 KB |
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| 06/01/2012 | 2011/412_et | Valuutaga kauplemine | Warnings and publications for investors | Investor Warning | PDF 38.66 KB |
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| 06/01/2012 | 2011/412_fi | Kaupankäynti valuuttamarkkinoilla (forex) | Warnings and publications for investors | Investor Warning | PDF 39.1 KB |
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| 06/01/2012 | 2011/412_fr | Opérations de change (Forex) | Warnings and publications for investors | Investor Warning | PDF 40.34 KB |
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| 06/01/2012 | 2011/412_ga | Trádáil i malairt eachtrach (airgeadraí eachtracha) | Warnings and publications for investors | Investor Warning | PDF 39.27 KB |
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| 06/01/2012 | 2011/412_hu | Devizakereskedés (forex) | Warnings and publications for investors | Investor Warning | PDF 172.8 KB |