ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
134
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Secondary Markets X Audit X Credit Rating Agencies X Securitisation X MiFID II: Transparency Calculations and DVC X Reference X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
04/08/2020 ESMA70-154-1934 Application form- SMSC CWG Renewal 2020 Reference DOCX
38.68 KB
04/08/2020 ESMA70-154-1934 Call for expressions of interest- SMSC CWG Renewal 2020 Reference PDF
161.53 KB
29/07/2020 ESMA65-8-5240 FIRDS- Instructions on access and download of full and delta reference data files , , , Reference PDF
349.16 KB
08/07/2020 ESMA33-5-852 Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire C Reference DOCX
747.02 KB
08/07/2020 ESMA33-5-850 Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire B Reference DOCX
740.64 KB
08/07/2020 ESMA33-5-851 Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire A Reference DOCX
744.26 KB
07/07/2020 ESMA70-155-3832 List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR Reference PDF
91.89 KB
17/06/2020 ESMA33-128-777 List of designated competent authorities under Securitisation Regulation Reference PDF
436.17 KB
12/06/2020 ESMA70-155-9966 Annex to Opinion on MiFIR Transparency Reference XLSX
62.23 KB
04/06/2020 ESMA41-356-82 Public Notice- Scope Ratings GmbH Reference PDF
138.38 KB
03/06/2020 ESMA70-155-9967 Annex to Opinion on MiFIDII Position Limits Reference XLSX
54.8 KB
06/05/2020 ESMA70-156-2803 Response form- SME Growth Markets , , Reference DOCX
771.99 KB
07/02/2020 ESMA70-156-300 Public Register for the Trading Obligation for derivatives under MiFIR Reference PDF
205.07 KB
20/12/2019 ESMA71-100-1792 CRAs and TRs Follow Up Fees Factsheet , , Reference PDF
122.09 KB
05/12/2019 ESMA33-5-370 Response Form CP on GLs on Internal Controls for CRAs Reference DOCX
745.76 KB
02/12/2019 ESMA33-128-760 Securitisations designated as STS as from 01/01/2019 Regulation 2402/2017 Reference XLSX
3.38 MB
02/12/2019 ESMA80-191-932 Guidance on registering securitisation repositories Reference PDF
147.3 KB
05/11/2019 esma70-156-1484 Reply Form to Consultation on Position Limits Reference DOCX
748.79 KB
04/10/2019 ESMA70-156-1759 Response Form- Alignment of MiFIR with the changes introduced by EMIR Refit , Reference DOCX
748.22 KB
13/08/2019 ESMA33-128-761 STS notifications cancelled as from 01/01/2019 Regulation 2402/2017 Reference XLSX
47.14 KB

Pages