ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
08/01/2021 ESMA70-156-177 Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) MiFID - Secondary Markets Compliance table PDF
129.28 KB
11/12/2019 ESMA70-156-1535 Final Report amending ITS on main indices and recognised exchanges under CRR MiFID - Secondary Markets Technical Standards PDF
736.79 KB
04/12/2019 ESMA70-21038340-46 Compliance table for the Guidelines on market making activities under the Short Selling Regulation Guidelines and Technical standards, Market Integrity, Short Selling Compliance table PDF
273.01 KB
03/09/2019 ESMA70-156-1411 Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE MiFID - Secondary Markets Compliance table PDF
103.79 KB
21/03/2019 ESMA70-145-1345 Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II Guidelines and Technical standards, MiFID - Secondary Markets Compliance table PDF
131.72 KB
04/02/2019 ESMA70-145-153 Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives Guidelines and Technical standards, Market Abuse, Market Integrity Compliance table PDF
267.86 KB
23/10/2018 ESMA70-151-727 Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298) Post Trading Compliance table PDF
315.6 KB
23/10/2018 ESMA70-151-732 Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) Post Trading Compliance table PDF
304.43 KB
23/10/2018 ESMA70-151-1417 Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435) Post Trading Compliance table PDF
302.31 KB
21/09/2018 esma70-156-769 ESMA opinion on MiFID II RTS 1 MiFID - Secondary Markets Technical Standards PDF
645.02 KB
20/09/2018 ESMA70-156-350 Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II Guidelines and Technical standards, MiFID - Secondary Markets Compliance table PDF
308.27 KB
28/02/2017 ESMA70-872942901-21 - annex Final Draft RTS on packaged orders MiFID - Secondary Markets Technical Standards PDF
334.25 KB
09/02/2017 ESMA70-872942901-3 Revised ESMA draft MiFID ITS — position reporting of commodity derivatives MiFID - Secondary Markets Technical Standards PDF
184.48 KB
16/02/2016 2016/275 Comply or explain table for G&R on PFMIs Guidelines and Technical standards, Post Trading Compliance table PDF
121.97 KB
16/02/2016 2016/274 Comply or explain table for G&R on IO arrangements Guidelines and Technical standards, Post Trading Compliance table PDF
121.43 KB
16/02/2016 2016/273 Comply or explain table for G&R on CCP college Guidelines and Technical standards, Post Trading Compliance table PDF
129.84 KB
02/10/2015 2015/1481 Final Report Draft technical standards on the Clearing Obligation – Index Credit Derivatives Post Trading Technical Standards PDF
781.24 KB
28/09/2015 2015/1457 Annex III Annex III- CSDR TS on CSD Requirements and Internalised Settlement Post Trading Technical Standards PDF
910.14 KB
28/09/2015 2015/1457 - Annex II Annex II- CSDR TS on CSD Requirements and Internalised Settlement Post Trading Technical Standards PDF
1.44 MB
28/09/2015 2015/1457 Final Report CSDR TS on CSD Requirements and Internalised Settlement Post Trading Technical Standards PDF
467.07 KB

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