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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
13/01/2021 ESMA50-164-4045 Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation Fund Management Compliance table PDF
147.83 KB
12/01/2021 ESMA70-155-11635 CSD Register Post Trading Reference PDF
1013.54 KB
12/01/2021 ESMA WP-2021-02 ESMA working paper on equity funds and derivatives Fund Management, Innovation and Products Reference PDF
673.7 KB
08/01/2021 ESMA70-156-177 Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) MiFID - Secondary Markets Compliance table PDF
129.28 KB
08/01/2021 ESMA71-102-173 ESMA Q&As- list of questions currently under development Supervisory convergence Reference XLSX
115.81 KB
04/01/2021 ESMA70-145-1020 List of national competent authorities that have increased the thresholds for the notification of transactions of persons discharging managerial responsibilities and closely associated persons Market Abuse Reference PDF
211.7 KB
04/01/2021 EPSA List of Exempted Pension Schemes Post Trading Reference PDF
144.02 KB
04/01/2021 ESMA70-151-2767 Designated Payment and Securities Settlement Systems Post Trading Reference PDF
399.79 KB
04/01/2021 ESMA70-155-11638 Designated Authorities to notify opening of insolvency proceedings Post Trading Reference PDF
254.59 KB
04/01/2021 ESMA70-151-887 CSDR List of relevant authorities- Article 12 Post Trading Reference PDF
297.21 KB
04/01/2021 ESMA70-708036281-176 Public Register for the Clearing Obligation under EMIR Post Trading Reference PDF
636.2 KB
04/01/2021 ESMA70-152-348 List of third-country CCPs recognised to offer services and activities in the Union Post Trading Reference PDF
408.59 KB
04/01/2021 ESMA70-148-523 List of Central Counterparties authorised to offer services and activities in the Union Post Trading Reference PDF
363.91 KB
04/01/2021 ESMA70-155-4809 List of trading venues and CCPs benefiting from a transitional exemption from the access provisions under Article 54(2) of MiFIR MiFID - Secondary Markets Reference PDF
87.52 KB
04/01/2021 ESMA70-153-236 ESMA-BoE MoU on UK CSD Recognition International cooperation, Post Trading Reference PDF
223.45 KB
04/01/2021 EU-UKFCA MoU EU-UK FCA MoU on consultation, cooperation and exchange of information Brexit, International cooperation Reference PDF
219.12 KB
04/01/2021 ESMA-UKFCA MoU ESMA-UK FCA MoU on consultation, cooperation and exchange of information Brexit, International cooperation Reference PDF
195.27 KB
23/12/2020 esma74-362-1498 Response_form_cp_drsp_procedural_rules_imposition_penalties Post Trading Reference DOCX
757.4 KB
22/12/2020 ESMA70-156-300 Public Register for the Trading Obligation for derivatives under MiFIR MiFID - Secondary Markets Reference PDF
172.6 KB
22/12/2020 ESMA34-47-352 ToR OWG IMSC Fund Management Reference PDF
101.55 KB

Pages