ESMA LIBRARY
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MiFID - Secondary Markets X Risk Analysis & Economics - Markets Infrastructure Investors X Market Abuse X Post Trading X Annual Report X Compliance table X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
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| 02/02/2021 | ESMA70-154-2316 | Call for expressions of interest- PTSC CWG Renewal- 2021 | Post Trading | Reference | PDF 158.21 KB |
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| 02/02/2021 | ESMA70-154-2317 | Application form- PTSC CWG renewal 2021 | Post Trading | Reference | DOCX 38.46 KB |
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| 01/02/2021 | ESMA50-164-4105 | Alternative Investment Funds (AIFs) exposures to commercial real estate- 2019 | Fund Management, Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 109.68 KB |
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| 25/01/2021 | ESMA70-154-2275 | Call for expression of interest- CDTF CWG renewal 2021 | MiFID - Secondary Markets | Reference | PDF 170.36 KB |
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| 12/01/2021 | ESMA70-155-11635 | CSD Register | Post Trading | Reference | PDF 1.02 MB |
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| 08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 145.21 KB |
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| 04/01/2021 | ESMA70-145-1020 | List of national competent authorities that have increased the thresholds for the notification of transactions of persons discharging managerial responsibilities and closely associated persons | Market Abuse | Reference | PDF 211.7 KB |
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| 04/01/2021 | EPSA | List of Exempted Pension Schemes | Post Trading | Reference | PDF 144.02 KB |
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| 04/01/2021 | ESMA70-151-2767 | Designated Payment and Securities Settlement Systems | Post Trading | Reference | PDF 409.95 KB |
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| 04/01/2021 | ESMA70-155-11638 | Designated Authorities to notify opening of insolvency proceedings | Post Trading | Reference | PDF 254.59 KB |
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| 04/01/2021 | ESMA70-151-887 | CSDR List of relevant authorities- Article 12 | Post Trading | Reference | PDF 297.21 KB |
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| 04/01/2021 | ESMA70-708036281-176 | Public Register for the Clearing Obligation under EMIR | Post Trading | Reference | PDF 636.2 KB |
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| 04/01/2021 | ESMA70-152-348 | List of third-country CCPs recognised to offer services and activities in the Union | Post Trading | Reference | PDF 412 KB |
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| 04/01/2021 | ESMA70-148-523 | List of Central Counterparties authorised to offer services and activities in the Union | Post Trading | Reference | PDF 363.91 KB |
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| 04/01/2021 | ESMA70-155-4809 | List of trading venues and CCPs benefiting from a transitional exemption from the access provisions under Article 54(2) of MiFIR | MiFID - Secondary Markets | Reference | PDF 87.52 KB |
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| 04/01/2021 | ESMA70-153-236 | ESMA-BoE MoU on UK CSD Recognition | International cooperation, Post Trading | Reference | PDF 223.45 KB |
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| 23/12/2020 | esma74-362-1498 | Response_form_cp_drsp_procedural_rules_imposition_penalties | Post Trading | Reference | DOCX 757.4 KB |
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| 22/12/2020 | ESMA70-156-300 | Public Register for the Trading Obligation for derivatives under MiFIR | MiFID - Secondary Markets | Reference | PDF 172.6 KB |
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| 18/12/2020 | ESMA70-156-4086 | Response Form CP on Algorithmic Trading | MiFID - Secondary Markets, Trading | Reference | DOCX 754.86 KB |