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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|12/08/2022||ESMA71-102-173||ESMA Q&As- list of questions currently under development||Supervisory convergence||Reference||XLSX
|10/08/2022||ESMA70-152-348||List of third-country CCPs recognised to offer services and activities in the Union||Post Trading||Reference||PDF
|09/08/2022||ESMA70-155-11635||CSD Register||Post Trading||Reference||PDF
|04/08/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|01/08/2022||ESMA35-43-3339||Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms||Guidelines and Technical standards, Supervisory convergence||Compliance table||PDF
|25/07/2022||ESMA70-708036281-113||Third-country markets considered as equivalent to a regulated market under EMIR||Post Trading||Reference||PDF
|20/07/2022||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF
|20/07/2022||ESMA50-164-2193||TRV Article_Key Retail Risk Indicators for the EU single market||MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|13/07/2022||ESMA65-8-9949||FIRDS User Guide v5.1||MiFID - Secondary Markets||Reference||PDF
|11/07/2022||ESMA70-450-1185||Reply_Form_CP_Consultation Paper_Amendment of Article 19 of CSDR RTS on Settlement Discipline||Post Trading||Reference||DOCX
|11/07/2022||ESMA70-460-117||Response Form- Consultation Paper on guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure||Innovation and Products, MiFID - Secondary Markets||Reference||DOCX
|11/07/2022||ESMA70-446-675||Reply_Form_CP on CO and DTO referencing ESTR||Post Trading||Reference||DOCX
|08/07/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|08/07/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|04/07/2022||ESMA91-372-2239||4th ESMA CCP Stress Test FAQ||CCP Directorate, Post Trading||Reference||PDF
|01/07/2022||ESMA70-155-11016||List of designated authorities, payment systems and securities settlement systems||Post Trading||Reference||XLSX
|29/06/2022||ESMA70-156-177||Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63)||MiFID - Secondary Markets||Compliance table||PDF
|23/06/2022||ESMA70-156-350||Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II||Guidelines and Technical standards, MiFID - Secondary Markets||Compliance table||PDF
|21/06/2022||ESMA70-156-1411||Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE||MiFID - Secondary Markets||Compliance table||PDF
|02/06/2022||ESMA70-155-3832||List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR||MiFID - Secondary Markets||Reference||PDF