ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
57
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Brexit filter Brexit
- (-) Remove MiFID II: Transparency Calculations and DVC filter MiFID II: Transparency Calculations and DVC
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- Corporate Information (97) Apply Corporate Information filter
- Credit Rating Agencies (39) Apply Credit Rating Agencies filter
- Guidelines and Technical standards (31) Apply Guidelines and Technical standards filter
- Post Trading (28) Apply Post Trading filter
- Corporate Disclosure (27) Apply Corporate Disclosure filter
- Board of Supervisors (26) Apply Board of Supervisors filter
- MiFID - Investor Protection (26) Apply MiFID - Investor Protection filter
- CESR Archive (23) Apply CESR Archive filter
- COVID-19 (23) Apply COVID-19 filter
- Fund Management (19) Apply Fund Management filter
- Joint Committee (19) Apply Joint Committee filter
- Press Releases (19) Apply Press Releases filter
- Market Integrity (17) Apply Market Integrity filter
- Board of Appeal (16) Apply Board of Appeal filter
- IFRS Supervisory Convergence (16) Apply IFRS Supervisory Convergence filter
- Management Board (15) Apply Management Board filter
- Short Selling (11) Apply Short Selling filter
- Innovation and Products (8) Apply Innovation and Products filter
- Benchmarks (7) Apply Benchmarks filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- Trade Repositories (7) Apply Trade Repositories filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- Securities Financing Transactions (5) Apply Securities Financing Transactions filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Governance (4) Apply Corporate Governance filter
- Securities and Markets Stakeholder Group (4) Apply Securities and Markets Stakeholder Group filter
- Speeches (4) Apply Speeches filter
- IAS Regulation (3) Apply IAS Regulation filter
- Prospectus (3) Apply Prospectus filter
- Trading (3) Apply Trading filter
- Careers (2) Apply Careers filter
- Corporate Finance (2) Apply Corporate Finance filter
- Securitisation (2) Apply Securitisation filter
- Audit (1) Apply Audit filter
- CCP Directorate (1) Apply CCP Directorate filter
- International cooperation (1) Apply International cooperation filter
- Procurement (1) Apply Procurement filter
- Sustainable finance (1) Apply Sustainable finance filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Compliance table filter Compliance table
- (-) Remove Annual Report filter Annual Report
- (-) Remove Decision filter Decision
- Reference (129) Apply Reference filter
- Opinion (82) Apply Opinion filter
- Press Release (67) Apply Press Release filter
- Final Report (60) Apply Final Report filter
- Report (46) Apply Report filter
- Consultation Paper (40) Apply Consultation Paper filter
- Letter (22) Apply Letter filter
- Speech (22) Apply Speech filter
- Guidelines & Recommendations (15) Apply Guidelines & Recommendations filter
- Q&A (10) Apply Q&A filter
- Technical Standards (8) Apply Technical Standards filter
- Technical Advice (3) Apply Technical Advice filter
- Vacancy (2) Apply Vacancy filter
- CESR Document (1) Apply CESR Document filter
Your filters
MiFID - Secondary Markets X Risk Analysis & Economics - Markets Infrastructure Investors X MiFID II: Transparency Calculations and DVC X Brexit X Market Abuse X Annual Report X Compliance table X Decision X Statement X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table | |||||
| 25/05/2016 | 2016/724 | Requirements for reference data submission under Article 4 MAR | Market Abuse, Market Integrity | Statement | PDF 88.1 KB |
||||
| 20/06/2016 | 2016/940 | Statement by Steven Maijoor at ECON MiFID II/MiFIR Scrutiny Session, 21 June 2016 | Speeches, MiFID - Secondary Markets | Statement | PDF 235.65 KB |
||||
| 25/11/2020 | 70-155-8842 | ESMA statement on DTO Final | Brexit, MiFID - Secondary Markets | Statement | PDF 79.5 KB |
||||
| 05/02/2019 | ESMA 70-155-7026 | Use of UK data in ESMA databases in case of a no-deal Brexit | Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 281.69 KB |
||||
| 12/10/2020 | ESMA22-105-1248 | Steven Maijoor Opening Statement for ECON Hearing 12 October 2020 | Board of Supervisors, Brexit, Corporate Information, COVID-19, Joint Committee, Speeches | Statement | PDF 134.36 KB |
||||
| 15/03/2019 | ESMA33-5-735 | ESMA statement on the endorsement of UK credit ratings in case of a no-deal Brexit | Brexit, Credit Rating Agencies | Statement | PDF 122.54 KB |
||||
| 19/12/2018 | ESMA35-43-1328 | Brexit Statement- information to clients | Brexit, MiFID - Investor Protection | Statement | PDF 212.95 KB |
||||
| 13/01/2021 | ESMA35-43-2509 | Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period | Brexit, MiFID - Investor Protection | Statement | PDF 151.2 KB |
||||
| 12/07/2018 | ESMA42-110-998 | Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union | Brexit, Supervisory convergence | Statement | PDF 128.92 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 19/03/2019 | ESMA65-8-6254 | Public statement on Brexit Data Operational Plan | Brexit, MiFID II: Transparency Calculations and DVC | Statement | PDF 147.23 KB |
||||
| 07/10/2019 | ESMA65-8-6254 | ESMA’s Data Operational Plan under a no-deal Brexit scenario on 31 October 2019 | Brexit, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 154.85 KB |
||||
| 09/11/2020 | ESMA65-8-7497 | Public statement on Brexit Data Operational Plan | Brexit | Statement | PDF 157.89 KB |
||||
| 15/11/2018 | ESMA70-145-1081 | Annual report on administrative and criminal sanctions and other administrative measures under MAR | Market Abuse, Market Integrity | Annual Report | PDF 158.47 KB |
||||
| 21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 131.72 KB |
||||
| 04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 267.86 KB |
||||
| 20/12/2017 | ESMA70-145-401 | ESMA statement for smooth implementation of LEI | MiFID - Secondary Markets | Statement | PDF 134.04 KB |
||||
| 13/02/2020 | ESMA70-145-66 | Compliance table regarding MAR guidelines for persons receiving market soundings | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 145.56 KB |
||||
| 04/02/2019 | ESMA70-145-67 | Compliance table regarding MAR guidelines on delay in the disclosure of inside information | Guidelines and Technical standards, Market Abuse | Compliance table | PDF 284.61 KB |