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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|12/08/2022||ESMA71-102-173||ESMA Q&As- list of questions currently under development||Supervisory convergence||Reference||XLSX
|10/08/2022||ESMA70-152-348||List of third-country CCPs recognised to offer services and activities in the Union||Post Trading||Reference||PDF
|10/08/2022||ESMA70-452-447||Opinion CMVM revised AMP||Market Abuse, Market Integrity||Opinion||PDF
|09/08/2022||ESMA70-155-11635||CSD Register||Post Trading||Reference||PDF
|04/08/2022||ESMA70-156-4448||Q&As- Central Securities Depositories Regulation||Post Trading, Supervisory convergence||Q&A||PDF
|04/08/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|01/08/2022||ESMA35-43-3339||Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms||Guidelines and Technical standards, Supervisory convergence||Compliance table||PDF
|29/07/2022||ESMA70-449-672||Call for Evidence on pre-hedging||Market Abuse, Market Integrity||Reference||PDF
|29/07/2022||ESMA70-449-674||Response form call for evidence pre-hedging||Market Abuse, Market Integrity||Reference||DOCX
|25/07/2022||ESMA70-708036281-113||Third-country markets considered as equivalent to a regulated market under EMIR||Post Trading||Reference||PDF
|20/07/2022||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF
|20/07/2022||ESMA50-164-2193||TRV Article_Key Retail Risk Indicators for the EU single market||MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors||Reference||PDF
|20/07/2022||ESMA34-32-352||Q&A on the Application of the AIFMD||Fund Management, Supervisory convergence||Q&A||PDF
|19/07/2022||ESMA74-362-893||QAs on SFTR data reporting||Post Trading, Securities Financing Transactions, Trade Repositories||Q&A||PDF
|19/07/2022||ESMA70-1861941480-56||Q&A on MiFIR data reporting||MiFID - Secondary Markets, Supervisory convergence||Q&A||PDF
|15/07/2022||ESMA70-872942901-38||Questions and Answers on MiFID II and MiFIR market structures topics||MiFID - Secondary Markets||Q&A||PDF
|13/07/2022||ESMA65-8-9949||FIRDS User Guide v5.1||MiFID - Secondary Markets||Reference||PDF
|12/07/2022||ESMA74-362-2566||Third updated LEI statement SFTR||Market data, Post Trading, Securities Financing Transactions||Statement||PDF
|12/07/2022||ESMA70-156-6046||Opinion on classification of counterparties in weekly position reports||MiFID - Secondary Markets||Opinion||PDF
|11/07/2022||ESMA70-450-1185||Reply_Form_CP_Consultation Paper_Amendment of Article 19 of CSDR RTS on Settlement Discipline||Post Trading||Reference||DOCX