ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
89
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Secondary Markets X Corporate Finance X Innovation and Products X Prospectus X MiFID - Investor Protection X Securities Financing Transactions X Risk Analysis & Economics - Markets Infrastructure Investors X Annual Report X Report X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
10/06/2013 2013/619 Annex II Comparative table of responses from EEA States Prospectus Report PDF
2.15 MB
10/06/2013 2013/619 Annex III Individual responses from EEA States Prospectus Report PDF
2.63 MB
2013-619_report_liability_regimes_under_the_prospectus_directive_published_on_website.pdf
06/06/2016 2016/907 Economic Report on order duplication and liquidity measurement in EU equity markets Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.44 MB
06/06/2016 2016/743 Multi-venue trading increases liquidity in EU equity markets despite duplicate orders Press Releases, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
247 KB
28/07/2016 2016/1170 Report on EEA prospectus activity in 2015 Corporate Disclosure, Prospectus Report PDF
674.63 KB
04/10/2016 2016/1415 ESMA reporton on securities financing transactions and leverage in the EU Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
1.94 MB
11/01/2017 ESMA42-1643088512-2962 ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution MiFID - Investor Protection, MiFID - Secondary Markets, Supervisory convergence Report PDF
774.17 KB
07/02/2017 ESMA50-1121423017-285 Report on Distributed Ledger Technology Applied to Securities Markets Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
508.75 KB
28/02/2017 ESMA70-872942901-21 Final report on draft RTS on package orders for which there is a liquid market MiFID - Secondary Markets Report PDF
712.46 KB
31/03/2017 ESMA/2017/70-8792942901-40 Final report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments MiFID - Secondary Markets Report PDF
644.29 KB
05/04/2017 ESMA31-54-435 Report on shareholder identification and communication systems Corporate Finance, Corporate Governance Report PDF
1.09 MB
07/06/2017 ESMA50-158-457 ESMA response to the Commission Consultation Paper on Fintech: A more competitive and innovative financial sector Innovation and Products Report PDF
712.26 KB
  1. ESMA welcomes the opportunity to respond to the Commission Consultation paper on Fintech: a more competitive and innovative financial sector (hereafter “the Consultation”).
  2. Fintech and, technological innovation in general, have been the drivers of a number of developments in the financial sector in recent years. Indeed, new forms of services and businesses such as automated advice or crowdfunding have emerged. ESMA sees these developments as a positive evolution as long as they are aimed at improving consumer financial experience and facilitate financial inclusion. ESMA would also want to stress that it adheres to the core principles (technological neutrality, proportionality and market integrity) highlighted by the Commission and agrees that any EU policies aiming to ensure the financial sector takes advantage of cutting-edge technologies, while remaining sound and safe for investors, need to integrate these principles.
  3. In this response, ESMA wishes to share with the Commission some reflections on a number of topics mentioned in the Consultation which appear relevant to ESMA:
    • Artificial intelligence and big data analytics for automated advice and businesses;
    • Crowdfunding;
    • Reg Tech;
    • Outsourcing and cloud computing;
    • Distributed ledger technology;
    • Role of regulation and supervisors; and
    • Role of industry: standards and interoperability
14/06/2017 ESMA50-165-331 ESMA Risk Dashboard 1Q2107 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
744.43 KB
03/07/2017 ESMA31-62-746 EEA prospectus activity in 2016 Corporate Finance, Prospectus Report PDF
475.66 KB
12/09/2017 ESMA50-165-413 ESMA Risk Dashboard No.3 2017 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
868.91 KB
29/09/2017 ESMA70-156-227 Final report on draft RTS on the trading obligation for derivatives under MiFIR MiFID - Secondary Markets Report PDF
609.23 KB
05/12/2017 ESMA50-165-498 ESMA Risk Dashboard No 4 2017 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
976.96 KB
09/02/2018 ESMA20-95-839 Risk Assessment Work Programme 2018 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
452.74 KB
20/03/2018 ESMA50-165-539 ESMA risk dasbhboard 1, 2018 Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
903.76 KB
20/03/2018 ESMA71-99-957 Press release: High risks persist for European securities markets and investors, ESMA says Risk Analysis & Economics - Markets Infrastructure Investors Report PDF
166.64 KB

Pages