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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
08/04/2021 ESMA70-156-4225 MiFID II final report on functioning of OTF Final Report PDF
548.44 KB
06/04/2021 ESMA74-362-893 QAs on SFTR data reporting , , Q&A PDF
327.76 KB
06/04/2021 ESMA70-872942901-38 esma70-872942901-38_qas_on_mifid_ii_and_mifir_market_structures_topics Q&A PDF
486.47 KB
06/04/2021 ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements , Guidelines & Recommendations PDF
258.09 KB
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06/04/2021 ESMA74-362-1853 Final report Draft Guidelines On periodic information to be submitted to ESMA by Trade Repositories , , Final Report PDF
221.11 KB
06/04/2021 ESMA74-362-249 Guidelines On periodic information to be submitted to ESMA by Trade Repositories , , Guidelines & Recommendations PDF
223.73 KB
29/03/2021 ESMA74-362-1937 response form- Technical Advice on simplification TR fees under SFTR and EMIR , Reference DOCX
757.95 KB
24/03/2021 ESMA74-362-1864 CP Technical Advice on simplification TR fees under SFTR and EMIR , Consultation Paper PDF
494.16 KB
19/03/2021 ESMA70-154-2365 Statement Non significant liquidity provision Statement PDF
80.99 KB
12/03/2021 ESMA33-9-320 Guidelines On Disclosure Requirements Applicable to Credit Ratings , Guidelines & Recommendations PDF
135.98 KB
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10/03/2021 ESMA33-9-371 Guidelines on Internal Control for CRAs , Guidelines & Recommendations PDF
297.77 KB
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08/03/2021 Position Limits Position Limits Opinion XLSX
58.52 KB
08/03/2021 ESMA70-155-11742 OPINION on position limits on PXE Czech Financial Baseload contracts Opinion PDF
279.96 KB
08/03/2021 ESMA70-155-11701 OPINION on position limits on OMIP SPEL Base contracts Opinion PDF
252.26 KB
08/03/2021 ESMA70-155-11682 OPINION on position limits on MEFFPOWER Baseload contracts Opinion PDF
278 KB
08/03/2021 ESMA70-155-11746 OPINION on position limits on EEX Italian Power Base contracts Opinion PDF
239 KB
08/03/2021 ESMA70-155-11743 OPINION on position limits on EEX French Power Base contracts Opinion PDF
283.82 KB
08/03/2021 ESMA70-155-11738 OPINION on position limits on EEX Spanish Power Base contracts Opinion PDF
242.45 KB
08/03/2021 ESMA70-151-2537 Compliance table Guidelines Conflict of interest , Compliance table PDF
141.4 KB
08/03/2021 ESMA70-151-2536 compliance table Guidelines APC Measures , Compliance table PDF
141.15 KB

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