ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
161
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Market Integrity filter Market Integrity
- Guidelines and Technical standards (561) Apply Guidelines and Technical standards filter
- Fund Management (114) Apply Fund Management filter
- Securities and Markets Stakeholder Group (89) Apply Securities and Markets Stakeholder Group filter
- MiFID - Investor Protection (85) Apply MiFID - Investor Protection filter
- Short Selling (26) Apply Short Selling filter
- Post Trading (22) Apply Post Trading filter
- Supervisory convergence (11) Apply Supervisory convergence filter
- CESR Archive (7) Apply CESR Archive filter
- Sustainable finance (7) Apply Sustainable finance filter
- Prospectus (6) Apply Prospectus filter
- Benchmarks (3) Apply Benchmarks filter
- Corporate Information (3) Apply Corporate Information filter
- Securitisation (3) Apply Securitisation filter
- Trade Repositories (3) Apply Trade Repositories filter
- Brexit (2) Apply Brexit filter
- CCP Directorate (2) Apply CCP Directorate filter
- Corporate Finance (2) Apply Corporate Finance filter
- Innovation and Products (2) Apply Innovation and Products filter
- Market data (2) Apply Market data filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Transparency (2) Apply Transparency filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- International cooperation (1) Apply International cooperation filter
Type of document
- (-) Remove Guidelines & Recommendations filter Guidelines & Recommendations
- (-) Remove Q&A filter Q&A
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (258) Apply Reference filter
- Letter (220) Apply Letter filter
- Speech (167) Apply Speech filter
- Press Release (150) Apply Press Release filter
- Opinion (127) Apply Opinion filter
- Consultation Paper (115) Apply Consultation Paper filter
- Final Report (111) Apply Final Report filter
- Statement (94) Apply Statement filter
- Report (57) Apply Report filter
- Decision (38) Apply Decision filter
- Technical Advice (19) Apply Technical Advice filter
- Technical Standards (18) Apply Technical Standards filter
- Annual Report (15) Apply Annual Report filter
- Compliance table (15) Apply Compliance table filter
- Summary of Conclusions (11) Apply Summary of Conclusions filter
- CESR Document (5) Apply CESR Document filter
- Investor Warning (2) Apply Investor Warning filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Secondary Markets X Speeches X Credit Rating Agencies X Market Abuse X Market Integrity X Corporate Disclosure X Joint Committee X Q&A X SMSG Advice X Guidelines & Recommendations X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
30/11/2021 | SFDR EC Q&A CORRECTION | EC Q&A on sustainability-related disclosures- correction | Joint Committee, Sustainable finance | Q&A | PDF 87.19 KB |
||||
26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |
||||
25/05/2022 | Joint Committee SFDR Q&As | Questions related to Regulation (EU) 2019/2088 on SFDR | Joint Committee, Sustainable finance | Q&A | PDF 794.9 KB |
||||
25/08/2021 | Joint Committee | JC 2014 Joint Committee Final Report on guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Joint Committee | Guidelines & Recommendations | ZIP 3.38 MB |
||||
25/08/2021 | Joint Committee | JC 2014 Joint Guidelines on coordination arrangements for financial conglomerates | Joint Committee | Guidelines & Recommendations | PDF 310.5 KB |
||||
25/08/2021 | Joint Committee | JC 2014 Guidelines on Consistency of supervisory practices for FiCos | Joint Committee | Guidelines & Recommendations | ZIP 6.5 MB |
||||
25/08/2021 | Joint Committee | JC 2016 Joint Guidelines on prudential assessment of acquisitions and increases of qualifying holdings | Joint Committee | Guidelines & Recommendations | PDF 584.04 KB |
||||
25/08/2021 | Joint Committee | JC 2016 Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector | Joint Committee | Guidelines & Recommendations | ZIP 7.53 MB |
||||
25/08/2021 | Joint Committee | JC 2019 Joint guidelines on cooperation and information exchange for the purpose of Directive (EU) 2015/849 between competent authorities supervising credit and financial institutions | Joint Committee | Guidelines & Recommendations | PDF 1.34 MB |
||||
17/12/2021 | Joint Committee | JC 2017 Q&A on the PRIIPs Key Information Document | Joint Committee | Q&A | PDF 755.23 KB |
||||
22/12/2014 | JC/GL/2014/01/SV | Bilaga I: Mall för kartläggningsprocessen för det finansiella konglomeratet (JC 2014 070 | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 62.26 KB |
||||
22/12/2014 | JC/GL/2014/01/SL | Priloga I: Predloga za postopek vzporejanja za finančni konglomerat (JC 2014 070 Prilog | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 82.26 KB |
||||
22/12/2014 | JC/GL/2014/01/SK | Príloha I: Šablóna na proces mapovania finačného konglomerátu (JC 2014 070 príloha) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 65.22 KB |
||||
22/12/2014 | JC/GL/2014/01/RO | Anexa I: Formular pentru procesul de mapare aferent conglomeratului financiar (Anexa 2014 070 a | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 66.2 KB |
||||
22/12/2014 | JC/GL/2014/01/PT | Anexo I: Modelo para o processo de levantamento do conglomerado financeiro (JC 2014 070 Anexo) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 68.14 KB |
||||
22/12/2014 | JC/GL/2014/01/PL | Załącznik I: Szablon dla procesu mapowania dla konglomeratu finansowego (załącznik JC 2014 070) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 81.46 KB |
||||
22/12/2014 | JC/GL/2014/01/NL | Bijlage I: Model voor het in kaart brengen (mapping) van het financiële conglomeraat (JC 2014 07 | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 67.95 KB |
||||
22/12/2014 | JC/GL/2014/01/MT | Anness I: Mudell għall-proċess ta’ mmappjar għall-konglomerat finanzjarju (Anness JC 2014 070) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 68.01 KB |
||||
22/12/2014 | JC/GL/2014/01/LV | I pielikums: Veidne finanšu konglomerāta kartēšanas procesam (AK 2014 070 Pielikums) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 68.43 KB |
||||
22/12/2014 | JC/GL/2014/01/LT | I priedas: Priskyrimo finansiniam konglomeratui proceso šablonas (JC 2014 070 priedas) | Guidelines and Technical standards, Joint Committee | Guidelines & Recommendations | XLSX 65.34 KB |