ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
112
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Secondary Markets X Speeches X Board of Supervisors X Careers X Guidelines and Technical standards X Joint Committee X Innovation and Products X MiFID - Investor Protection X Securitisation X Corporate Disclosure X Market Abuse X Technical Advice X CESR Document X Summary of Conclusions X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/04/2020 ESMA70-156-2287 Technical Advice to the European Commission on weekly position reports under MiFID II MiFID - Secondary Markets, Supervisory convergence Technical Advice PDF
231.84 KB
19/12/2014 2014/1569 Technical Advice to the Commission on MiFID II and MiFIR MiFID - Investor Protection, MiFID - Secondary Markets Technical Advice PDF
2.8 MB		 Reasons for publication The European Securities and Markets Authority (ESMA) received a formal request (mandate) from the European Commission (Commission) on 23 April 2014 to provide technical advice to assist the Commission on the possible content of the delegated acts required by several provisions of Markets in Financial Instruments Directive (MiFID II) and the Markets in Financial Instruments Regulation (MiFIR). The mandate focuses on technical issues which follow from MiFID II and MiFIR and is available on the European Commission website (here). ESMA was required to provide technical advice by no later than six months after the entry into force of MiFID II and MiFIR (2 July 2014). Contents This final report follows the same structure as the Consultation Paper  (CP) published by ESMA on 22 May 2014 which is: (1) Introduction, (2) Investor protection, (3) Transparency, (4) Data publication, (5) Micro-structural issues, (6) Requirements applying on and to trading venues, (7) Commodity derivatives and (8) Portfolio compression. This paper also contains summaries of responses to the CP received by ESMA. The rationale of those items covered already in the CP for which no relevant changes have been introduced, is not developed again in this Final Report. ESMA recommends, therefore, to read this report together with the CP published on 22 May 2014 to have a complete vision of the rationale for ESMA’s technical advice. Next steps Delegated acts should be adopted by the Commission so that they enter into application by 30 months following the entry into force of the Directive and Regulation, taking into account the right of the European Parliament and Council to object to a delegated act within 3 months (which can be extended by a further 3 months).
01/04/2020 ESMA35-43-2126 Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II MiFID - Investor Protection Technical Advice PDF
464.68 KB
29/03/2021 ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR MiFID - Investor Protection Technical Advice PDF
337.33 KB
03/10/2016 2016/BS/201rev Summary of Conclusions- Board of Supervisors Meeting 12 July 2016 Board of Supervisors Summary of Conclusions PDF
230.3 KB
01/12/2015 2015/BS/202rev1 Summary of Conclusions September 2015 Board meeting Board of Supervisors Summary of Conclusions PDF
268.78 KB
24/02/2022 ESMA22-106-3735 Summary of Conclusions Joint BoS-SMSG- 18 November 2021 Board of Supervisors, Securities and Markets Stakeholder Group Summary of Conclusions PDF
95.46 KB
10/03/2020 ESMA22-106-2123 Summary of Conclusions Joint BoS and SMSG meeting 4 December 2019 Board of Supervisors, Securities and Markets Stakeholder Group Summary of Conclusions PDF
95.58 KB
10/09/2019 ESMA22-106-1925 Summary of Conclusions Joint BoS and SMSG meeting 12 July 2019 Board of Supervisors, Securities and Markets Stakeholder Group Summary of Conclusions PDF
95.54 KB
05/04/2016 2016/BS/61rev1 Summary of conclusions BoS meeting 27/01/2016 Board of Supervisors Summary of Conclusions PDF
258.36 KB
19/07/2016 2016-BS-151rev1 Summary of Conclusions BoS meeting 25 May 2016 Board of Supervisors Summary of Conclusions PDF
303.49 KB
01/06/2016 2016/BS/110rev1 Summary of conclusions BoS meeting 23/03/2016 Board of Supervisors Summary of Conclusions PDF
258.81 KB
05/04/2016 2016/BS/72rev1 Summary of conclusions BoS meeting 07/03/2016 Board of Supervisors Summary of Conclusions PDF
148.73 KB
04/02/2021 ESMA22-106-3107 Summary of Conclusions Board of supervisors-SMSG- 17 December 2020 Board of Supervisors, Securities and Markets Stakeholder Group Summary of Conclusions PDF
119.06 KB
20/09/2021 ESMA22-106-3478 Summary of conclusions Board of Supervisors- 8 July 2021 Board of Supervisors Summary of Conclusions PDF
156.61 KB
23/06/2021 ESMA22-106-3366 Summary of conclusions Board of Supervisors- 4 May 2021 Board of Supervisors Summary of Conclusions PDF
95.67 KB
06/04/2022 ESMA22-106-3911 Summary of conclusions Board of Supervisors- 3 March 2022 Board of Supervisors Summary of Conclusions PDF
87.45 KB
26/03/2021 ESMA22-106-3160 Summary of conclusions Board of Supervisors- 28 January 2021 Board of Supervisors Summary of Conclusions PDF
134.22 KB
04/02/2021 ESMA22-106-2960 Summary of conclusions Board of Supervisors- 27 October 2020 Board of Supervisors Summary of Conclusions PDF
123.37 KB
25/03/2022 ESMA22-106-3884 Summary of conclusions Board of Supervisors- 25 February 2022 Board of Supervisors Summary of Conclusions PDF
103.69 KB

Pages