ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
05/08/2022 ESMA71-102-173 ESMA Q&As- list of questions currently under development Reference XLSX
134.19 KB
04/08/2022 ESMA70-156-4448 Q&As- Central Securities Depositories Regulation , Q&A PDF
561.38 KB
01/08/2022 ESMA35-43-3339 Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms , Compliance table PDF
174.28 KB
20/07/2022 ESMA34-43-392 Q&A on the application of the UCITS Directive Q&A PDF
767.22 KB
20/07/2022 ESMA34-32-352 Q&A on the Application of the AIFMD , Q&A PDF
707.65 KB
19/07/2022 ESMA70-1861941480-56 Q&A on MiFIR data reporting , Q&A PDF
1.12 MB
19/07/2022 ESMA91-372-2064 2021 Peer review of EU CCP supervision Final Report PDF
503.8 KB
15/07/2022 ESMA70-872942901-38 Questions and Answers on MiFID II and MiFIR market structures topics Q&A PDF
489.31 KB
13/07/2022 ESMA91-372-2274 Klaus Löber speech at FIA Forum: Frankfurt 2022, 12 July 2022 , Speech PDF
137.96 KB
13/07/2022 ESMA65-8-9949 FIRDS User Guide v5.1 Reference PDF
2.06 MB
12/07/2022 ESMA70-156-6046 Opinion on classification of counterparties in weekly position reports Opinion PDF
97.67 KB
11/07/2022 ESMA70-460-117 Response Form- Consultation Paper on guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure , Reference DOCX
752.81 KB
11/07/2022 ESMA70-460-34 Consultation Paper on Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure , Consultation Paper PDF
998.27 KB
08/07/2022 ESMA34-463-941 Report on Penalties and measures imposed under the AIFMD in 2021 Report PDF
793.12 KB
08/07/2022 ESMA34-45-1647 Report on Penalties and measures imposed under the UCITS Directive in 2021 Report PDF
449.54 KB
08/07/2022 ESMA91-398-5549 ESMA updates on third-country CCPs’ applications for recognition Statement PDF
114.39 KB
08/07/2022 ESMA35-43-3137 ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements , Statement PDF
97.86 KB
05/07/2022 ESMA34-46-101 Register of authorised European long-term investment funds (ELTIFs) Reference XLSX
57.87 KB
04/07/2022 ESMA71-99-1971 ESMA stress test of Central Counterparties finds clearing system resilient- Press Release , , Press Release PDF
133.38 KB
04/07/2022 ESMA91-372-2239 4th ESMA CCP Stress Test FAQ , Reference PDF
352.51 KB

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