ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/04/2021 | Overview recruitments | Overview recruitments- Updated April 2021 | Careers, Vacancies | Reference | PDF 215.01 KB |
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| 08/04/2021 | ESMA70-156-4225 | MiFID II final report on functioning of OTF | MiFID - Secondary Markets | Final Report | PDF 548.44 KB |
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| 07/04/2021 | JC 2021 08 | Joint Committee Annual Report 2020 | Joint Committee | Annual Report | PDF 222.9 KB |
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| 06/04/2021 | ESMA70-872942901-38 | esma70-872942901-38_qas_on_mifid_ii_and_mifir_market_structures_topics | MiFID - Secondary Markets | Q&A | PDF 486.47 KB |
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| 06/04/2021 | ESMA35-36-1952 | Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Guidelines & Recommendations | PDF 258.09 KB |
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| 31/03/2021 | JC 2021 27 | JOINT ESA REPORT ON RISKS AND VULNERABILITIES IN THE EU FINANCIAL SYSTEM No 1 2021 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 641.71 KB |
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| 31/03/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 682.31 KB |
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| 31/03/2021 | JC 2021 24 | Joint report on the assessment of the application of the Guidelines on complaints-handling | Joint Committee | Report | PDF 725.04 KB |
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| 29/03/2021 | ESMA50-164-770 | Links to national websites where net short positions in shares are disclosed | Short Selling | Reference | PDF 117.25 KB |
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| 26/03/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 279.8 KB |
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| 26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
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| 23/03/2021 | ESMA 32-67-775 | Steven Maijoor delivers speech at ESMA 10 Year Anniversary Conference | Speeches | Speech | PDF 172.01 KB |
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| 19/03/2021 | ESMA70-154-2365 | Statement Non significant liquidity provision | MiFID - Secondary Markets | Statement | PDF 80.99 KB |
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| 17/03/2021 | ESMA34-45-1218 | Response form CP Taxonomy Disclosures | Joint Committee, Sustainable finance | Reference | DOCX 569.44 KB |
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| 17/03/2021 | JC 2021 22 | Joint consultation on Taxonomy-related sustainability disclosures | Joint Committee, Sustainable finance | Reference | PDF 1.07 MB |
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| 12/03/2021 | ESMA33-9-320 | Guidelines On Disclosure Requirements Applicable to Credit Ratings | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 135.98 KB |
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| 10/03/2021 | ESMA33-9-371 | Guidelines on Internal Control for CRAs | Credit Rating Agencies, Guidelines and Technical standards | Guidelines & Recommendations | PDF 297.77 KB |
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| 08/03/2021 | Position Limits | Position Limits | MiFID - Secondary Markets | Opinion | XLSX 58.52 KB |
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| 08/03/2021 | ESMA70-155-11742 | OPINION on position limits on PXE Czech Financial Baseload contracts | MiFID - Secondary Markets | Opinion | PDF 279.96 KB |
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| 08/03/2021 | ESMA70-155-11701 | OPINION on position limits on OMIP SPEL Base contracts | MiFID - Secondary Markets | Opinion | PDF 252.26 KB |