ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
19
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- Risk Analysis & Economics - Markets Infrastructure Investors (48) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Post Trading (27) Apply Post Trading filter
- Fund Management (22) Apply Fund Management filter
- IFRS Supervisory Convergence (22) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (20) Apply Supervisory convergence filter
- Joint Committee (16) Apply Joint Committee filter
- Corporate Disclosure (15) Apply Corporate Disclosure filter
- Innovation and Products (13) Apply Innovation and Products filter
- Credit Rating Agencies (10) Apply Credit Rating Agencies filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (8) Apply Corporate Information filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Market data (7) Apply Market data filter
- Prospectus (7) Apply Prospectus filter
- Sustainable finance (7) Apply Sustainable finance filter
- CCP Directorate (6) Apply CCP Directorate filter
- Market Abuse (6) Apply Market Abuse filter
- Benchmarks (5) Apply Benchmarks filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Market Integrity (5) Apply Market Integrity filter
- Securitisation (4) Apply Securitisation filter
- Trade Repositories (4) Apply Trade Repositories filter
- IAS Regulation (3) Apply IAS Regulation filter
- Press Releases (3) Apply Press Releases filter
- Corporate Finance (2) Apply Corporate Finance filter
- COVID-19 (2) Apply COVID-19 filter
- Guidelines and Technical standards (2) Apply Guidelines and Technical standards filter
- Management Board (2) Apply Management Board filter
- Vacancies (2) Apply Vacancies filter
- Corporate Governance (1) Apply Corporate Governance filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Vacancy filter Vacancy
- Reference (180) Apply Reference filter
- Speech (164) Apply Speech filter
- Opinion (147) Apply Opinion filter
- Guidelines & Recommendations (92) Apply Guidelines & Recommendations filter
- Press Release (75) Apply Press Release filter
- Statement (71) Apply Statement filter
- Consultation Paper (60) Apply Consultation Paper filter
- Final Report (47) Apply Final Report filter
- Letter (33) Apply Letter filter
- Investor Warning (27) Apply Investor Warning filter
- Compliance table (18) Apply Compliance table filter
- Q&A (13) Apply Q&A filter
- Technical Standards (8) Apply Technical Standards filter
- Annual Report (7) Apply Annual Report filter
- Decision (6) Apply Decision filter
- Technical Advice (5) Apply Technical Advice filter
- SMSG Advice (2) Apply SMSG Advice filter
Your filters
MiFID - Secondary Markets X Speeches X International cooperation X Securities Financing Transactions X Brexit X MiFID - Investor Protection X Report X Vacancy X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 06/04/2020 | ESMA 50-165-1098 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2020 | Fund Management, Innovation and Products, MiFID - Investor Protection | Report | PDF 4.08 MB |
||||
| 31/03/2017 | ESMA/2017/70-8792942901-40 | Final report on Draft RTS specifying the scope of the consolidated tape for non-equity financial instruments | MiFID - Secondary Markets | Report | PDF 644.29 KB |
||||
| 17/07/2019 | ESMA35-36-1711 | Report on sanctions and measures imposed under MiFID II in 2018 | MiFID - Investor Protection | Report | PDF 296.09 KB |
||||
| 13/07/2020 | ESMA35-43-2427 | Sanctions and measures imposed under MiFID II in 2019 | MiFID - Investor Protection | Report | PDF 563.38 KB |
||||
| 27/01/2021 | ESMA35-43-2507 | Report to the EU institutions Article 52 MiFIR | MiFID - Investor Protection | Report | PDF 354.1 KB |
||||
| 19/07/2021 | ESMA35-43-2751 | Sanctions and measures imposed under MiFID II in 2020 | MiFID - Investor Protection | Report | PDF 383.39 KB |
||||
| 08/07/2022 | ESMA35-43-3301 | Report on Sanctions and measures imposed under MiFID II in 2021 | MiFID - Investor Protection | Report | PDF 900.31 KB |
||||
| 24/07/2018 | ESMA42-111-4653 | Follow-up Report to the Peer Review on MiFID Suitability Requirements | MiFID - Investor Protection | Report | PDF 435.05 KB |
||||
| 11/01/2017 | ESMA42-1643088512-2962 | ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution | MiFID - Investor Protection, MiFID - Secondary Markets, Supervisory convergence | Report | PDF 774.17 KB |
||||
| 01/06/2018 | ESMA50-162-214 | Product Intervention Analysis Binary Options | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 776.15 KB |
||||
| 01/06/2018 | ESMA50-162-215 | Product Intervention Analysis CFDs | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.26 MB |
||||
| 17/07/2018 | ESMA70-154-651 | Application form- SMSC CWG Renewal 2018 | MiFID - Secondary Markets | Vacancy | DOCX 37.81 KB |
||||
| 17/07/2018 | ESMA70-154-652 | Call for expressions of interest- SMSC CWG Renewal | MiFID - Secondary Markets | Vacancy | PDF 263.08 KB |
||||
| 05/12/2019 | ESMA70-156-1606 | MiFID II/MiFIR Review Report No. 1 | MiFID - Secondary Markets | Report | PDF 1004.81 KB |
||||
| 29/09/2017 | ESMA70-156-227 | Final report on draft RTS on the trading obligation for derivatives under MiFIR | MiFID - Secondary Markets | Report | PDF 609.23 KB |
||||
| 02/02/2021 | ESMA70-156-2401 | Annual Report 2020- Equity Waivers and Deferrals | MiFID - Secondary Markets | Report | PDF 1.09 MB |
||||
| 03/06/2019 | ESMA70-156-835 | Supervisory Briefing PreTradeTransparency Non-Equity Instruments | MiFID - Secondary Markets, Supervisory convergence | Report | PDF 148.65 KB |
||||
| 18/11/2021 | ESMA70-445-7 | Preliminary Report on Emission Allowances | MiFID - Secondary Markets, Sustainable finance | Report | PDF 1005.62 KB |
||||
| 28/02/2017 | ESMA70-872942901-21 | Final report on draft RTS on package orders for which there is a liquid market | MiFID - Secondary Markets | Report | PDF 712.46 KB |