ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
87
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- MiFID - Investor Protection (58) Apply MiFID - Investor Protection filter
- Short Selling (33) Apply Short Selling filter
- Market Integrity (29) Apply Market Integrity filter
- Post Trading (25) Apply Post Trading filter
- Fund Management (14) Apply Fund Management filter
- COVID-19 (11) Apply COVID-19 filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- Market Abuse (7) Apply Market Abuse filter
- Brexit (4) Apply Brexit filter
- Joint Committee (4) Apply Joint Committee filter
- Prospectus (4) Apply Prospectus filter
- Supervisory convergence (4) Apply Supervisory convergence filter
- Innovation and Products (3) Apply Innovation and Products filter
- Benchmarks (2) Apply Benchmarks filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Securitisation (2) Apply Securitisation filter
- Transparency (2) Apply Transparency filter
- Corporate Information (1) Apply Corporate Information filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Opinion filter Opinion
- (-) Remove Technical Standards filter Technical Standards
- Reference (151) Apply Reference filter
- Speech (148) Apply Speech filter
- Press Release (105) Apply Press Release filter
- Final Report (63) Apply Final Report filter
- Consultation Paper (56) Apply Consultation Paper filter
- Report (50) Apply Report filter
- Guidelines & Recommendations (48) Apply Guidelines & Recommendations filter
- Statement (41) Apply Statement filter
- Letter (22) Apply Letter filter
- Decision (21) Apply Decision filter
- Technical Advice (12) Apply Technical Advice filter
- Annual Report (11) Apply Annual Report filter
- Q&A (7) Apply Q&A filter
- Compliance table (5) Apply Compliance table filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Secondary Markets X Speeches X Risk Analysis & Economics - Markets Infrastructure Investors X Credit Rating Agencies X Opinion X Technical Standards X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/12/2011 | 2011/461 | Final report- Regulatory Technical Standards on the presentation of the information that credit rating agencies shall disclose in accordance with Article 11(2) and point 1 of Part II of Section E of Annex I to Regulation (EC) No 1060/2009 | Credit Rating Agencies | Technical Standards | PDF 555.25 KB |
||||
| 22/12/2011 | 2011/462 | Final Report- Draft RTS on the assessment of compliance of credit rating methodologies with CRA Regulation | Credit Rating Agencies | Technical Standards | PDF 445.83 KB |
||||
| 22/12/2011 | 2011/463 | Final report- Regulatory technical standards on the information for registration and certification of credit rating agencies | Credit Rating Agencies | Technical Standards | PDF 444.79 KB |
||||
| 22/12/2011 | 2011/464 | Final report- Draft RTS on the content and format of ratings data periodic reporting to be requested from credit ratings agencies for the purpose of on-going supervision by ESMA | Credit Rating Agencies | Technical Standards | PDF 485.78 KB |
||||
| 19/12/2014 | 2014/1571 | Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation | MiFID - Secondary Markets | Technical Standards | PDF 281.16 KB |
The European Securities and Markets Authority (ESMA) has developed draft Implementing Technical Standards specifying main indices and recognised exchanges as required under Paragraph 8 of Article 197 of Regulation (EU) 575/2013 (Capital Requirements Regulation). These have now been submitted to the European Commission submitted for endorsement of the draft ITS.It has 3 months to make this decision. | |||
| 24/06/2014 | 2014/685 | Draft Regulatory Technical Standards under the CRA3 Regulation | Credit Rating Agencies | Technical Standards | PDF 2.39 MB |
The European Securities and Markets Authority (ESMA) has published its Final Report on draft Regulatory Technical Standards (RTS) required under the Credit Rating Agencies (CRA3) Regulation regarding information on transparency of structured finance instruments, the European Rating Platform and periodic reporting of fees charged by credit rating agencies. The draft RTS, which complement the existing regulatory framework for credit rating agencies (CRAs), cover: • disclosure requirements on structured finance instruments (SFIs); • the European Rating Platform (ERP); and • the periodic reporting on fees charged by CRAs. | |||
| 28/09/2015 | 2015-ESMA-1464 | Final Report- draft RTS and ITS on MIFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.74 MB |
||||
| 28/09/2015 | 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.85 MB |
||||
| 02/05/2016 | 2016/666 | Opinion on draft RTS 2 non-equity transparency | MiFID - Secondary Markets | Opinion | PDF 193.79 KB |
||||
| 02/05/2016 | 2016/666 ANNEX | Annex- Opinion on draft RTS 2 non-equity transparency | MiFID - Secondary Markets | Opinion | PDF 633.28 KB |
||||
| 02/05/2016 | 2016/668 | Opinion on draft RTS 21 position limits | MiFID - Secondary Markets | Opinion | PDF 152.8 KB |
||||
| 02/05/2016 | 2016/668 ANNEX | Annex- Opinion on draft RTS 21 position limits | MiFID - Secondary Markets | Opinion | PDF 124.02 KB |
||||
| 30/05/2016 | 2016/730 | Opinion on draft RTS 20 on ancillary activity | MiFID - Secondary Markets | Opinion | PDF 148.29 KB |
||||
| 30/05/2016 | 2016/730 ANNEX | Annex- Opinion on draft RTS 20 on ancillary activity | MiFID - Secondary Markets | Opinion | PDF 220.42 KB |
||||
| 12/05/2016 | ESA/2016/41 | Opinion of the ESAs- ECAI credit assessments | Credit Rating Agencies, Joint Committee | Opinion | PDF 379.79 KB |
||||
| 06/08/2020 | ESMA 70-155-9767 | Opinion on position limits on CEGH VTP | MiFID - Secondary Markets | Opinion | PDF 306.8 KB |
||||
| 06/08/2020 | ESMA-70-155-10052 | Opinion on position limits on PSV | MiFID - Secondary Markets | Opinion | PDF 233.92 KB |
||||
| 06/08/2020 | ESMA-70-155-10053 | Opinion on position limits on PEG | MiFID - Secondary Markets | Opinion | PDF 233.69 KB |
||||
| 24/10/2017 | ESMA-70-155-1818 | MiFID II position limits on aluminium contracts | MiFID - Secondary Markets | Opinion | PDF 130.07 KB |
||||
| 20/03/2019 | ESMA-70-155-5287 | Position limit notification for Hungarian Future | MiFID - Secondary Markets | Opinion | PDF 537.44 KB |