ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/10/2019 | ESMA22-106-1990 | SMSG Opinion on ESMA's Report on performance and cost of retail investment products | Securities and Markets Stakeholder Group | Opinion | PDF 148.41 KB |
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| 31/10/2018 | ESMA22-106-1296 | SMSG Opinion on EC request to ESAs on cost and performance of retail investment, insurance and pension products | Securities and Markets Stakeholder Group | Opinion | PDF 152.91 KB |
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| 01/08/2013 | 2013/1072 | Practical arrangements for the late transposition of the AIFMD | Fund Management | Opinion | PDF 93.1 KB |
The European Securities and Markets Authority (ESMA) has published an Opinion on arrangements for the late imposition of the AIFMD. The scope of the opinion is confined to the provision of collective portfolio management services. Arrangements before implementation of the Directive in all Member States Notification of marketing of EU AIFs when the host MS of the AIFM has not transposed the Directive (Articles 31 and 32 of the Directive) ESMA believes that, if the Directive has been transposed in the home MS of the AIFM, the competent authority of the host MS of the AIFM (Article 32) or home MS of the AIFM (Article 31) may not refuse a valid notification under the Directive on the ground that the Directive has not yet been transposed in the host MS. This applies irrespective of whether the marketing is done using the freedom to provide services or by means of a branch. Management passport (Article 33 of the Directive) ESMA believes that AIFMs established in a MS that has transposed the Directive should be able to manage an EU AIF via the management passport, both using the freedom to provide services or by means of a branch, in a MS where the Directive has not been transposed, irrespective of the provisions currently in place in such jurisdiction since the relevant provisions of the Directive are of a self-executing nature, and provided the AIFM is authorised to manage that type of AIF in accordance with Article 33(1) of the AIFMD. Any local restrictions on AIFMs that are not in accordance with the AIFMD will need to be disapplied. | |||
| 20/06/2019 | ESMA70-155-2925 | Position limit on French Power Peak contracts | MiFID - Secondary Markets | Opinion | PDF 235.2 KB |
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| 20/06/2019 | ESMA70-155-2941 | Position limit on French Power Base contracts | MiFID - Secondary Markets | Opinion | PDF 232.18 KB |
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| 24/09/2019 | ESMA70-155-5827 | Position limit on EEX Italian Power Peak contracts | MiFID - Secondary Markets | Opinion | PDF 234.36 KB |
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| 24/09/2019 | ESMA70-155-2929 | Position limit on EEX Italian Power Base contracts | MiFID - Secondary Markets | Opinion | PDF 223.5 KB |
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| 20/06/2019 | ESMA70-155-4451 | Position limit on Czech PXE Power Base contract | MiFID - Secondary Markets | Opinion | PDF 261.58 KB |
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| 20/03/2019 | ESMA-70-155-5287 | Position limit notification for Hungarian Future | MiFID - Secondary Markets | Opinion | PDF 537.44 KB |
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| 30/04/2019 | ESMA70-155-2935 | Phelix DEAT Power Peak Futures position limit opinion | MiFID - Secondary Markets | Opinion | PDF 252.75 KB |
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| 30/04/2019 | ESMA70-155-5289 | Phelix DEAT OTF Base Futures position limit opinion | MiFID - Secondary Markets | Opinion | PDF 217.88 KB |
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| 30/04/2019 | ESMA70-155-6353 | Phelix DE Power Peak Futures position limit opinion | MiFID - Secondary Markets | Opinion | PDF 272.08 KB |
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| 13/10/2011 | 2011/342 | Opinion- Practical arrangements for the late transposition of the UCITS IV Directive | Fund Management | Opinion | PDF 41.33 KB |
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| 13/07/2017 | ESMA70-154-270 | Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Secondary Markets, Supervisory convergence | Opinion | PDF 181.69 KB |
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| 13/07/2017 | ESMA35-45-344 | Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union | Brexit, Fund Management, Supervisory convergence | Opinion | PDF 246.6 KB |
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| 13/07/2017 | ESMA35-43-762 | Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Investor Protection, Supervisory convergence | Opinion | PDF 236.23 KB |
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| 30/01/2017 | ESMA34-43-296 | Opinion on UCITS Share Classes | Fund Management | Opinion | PDF 332.69 KB |
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| 22/05/2017 | ESMA70-156-117 | Opinion on traded on a trading venue under MiFID II | MiFID - Secondary Markets | Opinion | PDF 155.64 KB |
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| 03/06/2020 | ESMA70-154-165 | Opinion on third-country trading venues for the purpose of transparency under MiFID II / MiFIR | MiFID - Secondary Markets | Opinion | PDF 102.28 KB |
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| 03/06/2020 | ESMA70-156-112 | Opinion on third-country trading venues for the purpose of position limits under MiFID II | MiFID - Secondary Markets | Opinion | PDF 100.21 KB |