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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|25/11/2020||ESMA71-99-1443||PR DTO Final Position||Brexit, MiFID - Secondary Markets, Press Releases||Press Release||PDF
|25/11/2020||70-155-8842||ESMA statement on DTO Final||Brexit, MiFID - Secondary Markets||Statement||PDF
|23/11/2020||PROC/2020/05||Low and middle value tender for Negotiated Corporate identity and branding services – Deadline 16/11/2020 – 11:59||Procurement||CLOSED Procedure||PDF
|20/11/2020||ESMA74-362-837||CP on DRSP fees||Post Trading, Supervisory convergence, Trading||Consultation Paper||PDF
|20/11/2020||ESMA74-362-932||CP on DRSP criteria for derogation||Post Trading, Supervisory convergence, Trading||Consultation Paper||PDF
|19/11/2020||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|19/11/2020||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|18/11/2020||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|12/11/2020||ESMA70-155-4809||List of trading venues and CCPs benefiting from a transitional exemption from the access provisions under Article 54(2) of MiFIR||MiFID - Secondary Markets||Reference||PDF
|09/11/2020||PROC/2020/04||Open tender for Interim agents services – DEADLINE 08/07/2020 – 11:59||Procurement||CLOSED Procedure||PDF
This tender procedure is for “Interim agents services”:
All documents related to this call for tender are downloadable and visible following the TED eTendering link published below and in the contract notice. All of the information is accessible without registration in the eTendering website. However, registered users will be able to use the following functionalities:
• Submission of questions related to the tender;
• Notifications related to changes to the tender procedure.
ESMA strongly advises registering and subscribing to ensure that no information related to the tender procedure is missed.
Link to eTendering: https://etendering.ted.europa.eu/cft/cft-display.html?cftId=6499
|09/11/2020||PROC/2020/03||Negotiated procedure- Provision of Multitechnical Maintenance Services – DEADLINE for expression of interest 17/6/2020 23:59||Procurement||CLOSED Procedure||PDF
|06/11/2020||ESMA70-155-10587||Guidance on the annex to ESMA opinion determining third-country trading venues for the purpose of transparency under MiFIR||Trading||Reference||PDF
|06/11/2020||ESMA70-155-10816||Annex to Transparency Opinion||Trading||Reference||CSV
|06/11/2020||ESMA70-155-11210||Delegation third country TV post trade transparency||Board of Supervisors, MiFID - Secondary Markets||Decision||PDF
|06/11/2020||ESMA70-156-2477||Consultation Paper Guidelines on market data||MiFID - Secondary Markets||Consultation Paper||PDF
|06/11/2020||ESMA70-156-3882||Response Form CP Guidelines on market data||MiFID - Secondary Markets||Reference||DOCX
|06/11/2020||Overview recruitments||Overview recruitments- Updated November 2020||Careers, Vacancies||Reference||PDF
|04/11/2020||BoA D 2020 02||Board of Appeal of the ESAs- Decision on Howerton vs EIOPA||Board of Appeal||Decision||PDF
|30/10/2020||EBA BS 2020 633||Letter from the European Commission to the ESAs on the application of Regulation (EU) 2019/2088 on the sustainability-related disclosures in the financial services sector||Joint Committee||Letter||PDF
|28/10/2020||ESMA70-155-11072||ESMA decision renewal of 16 September 2020 to lower the reporting thresholds of net short positions under Art.28 of the SSR||Trading||Decision||PDF