ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
13
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove Transparency filter Transparency
- Securities and Markets Stakeholder Group (76) Apply Securities and Markets Stakeholder Group filter
- Post Trading (8) Apply Post Trading filter
- Credit Rating Agencies (5) Apply Credit Rating Agencies filter
- Fund Management (4) Apply Fund Management filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- Sustainable finance (2) Apply Sustainable finance filter
- Corporate Information (1) Apply Corporate Information filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Market Abuse (1) Apply Market Abuse filter
- MiFID - Investor Protection (1) Apply MiFID - Investor Protection filter
- Prospectus (1) Apply Prospectus filter
- Short Selling (1) Apply Short Selling filter
Type of document
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove SMSG Advice filter SMSG Advice
- Reference (202) Apply Reference filter
- Opinion (105) Apply Opinion filter
- Guidelines & Recommendations (84) Apply Guidelines & Recommendations filter
- Press Release (77) Apply Press Release filter
- Summary of Conclusions (68) Apply Summary of Conclusions filter
- Consultation Paper (66) Apply Consultation Paper filter
- Statement (56) Apply Statement filter
- Final Report (48) Apply Final Report filter
- Letter (42) Apply Letter filter
- Report (24) Apply Report filter
- Decision (22) Apply Decision filter
- Speech (22) Apply Speech filter
- Compliance table (10) Apply Compliance table filter
- Annual Report (9) Apply Annual Report filter
- Q&A (9) Apply Q&A filter
- Technical Advice (5) Apply Technical Advice filter
- CESR Document (3) Apply CESR Document filter
- Vacancy (2) Apply Vacancy filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
MiFID - Secondary Markets X Market Integrity X Board of Supervisors X Trading X Joint Committee X Transparency X Technical Standards X SMSG Advice X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/09/2014 | 2014/1187 | Draft Regulatory Technical Standards on major shareholdings and an indicative list of financial instruments subject to notification requirements under the revised Transparency Directive | Corporate Disclosure, Transparency | Technical Standards | PDF 810.07 KB |
The European Securities and Markets Authority (ESMA) has published its draft Regulatory Technical Standards (RTS) under the revised Transparency Directive relating to the notification of major shareholdings. | |||
| 19/12/2014 | 2014/1571 | Final Report on draft Implementing Technical Standards on main indices and recognised exchanges under the Capital Requirements Regulation | MiFID - Secondary Markets | Technical Standards | PDF 281.16 KB |
The European Securities and Markets Authority (ESMA) has developed draft Implementing Technical Standards specifying main indices and recognised exchanges as required under Paragraph 8 of Article 197 of Regulation (EU) 575/2013 (Capital Requirements Regulation). These have now been submitted to the European Commission submitted for endorsement of the draft ITS.It has 3 months to make this decision. | |||
| 28/09/2015 | 2015-ESMA-1464 | Final Report- draft RTS and ITS on MIFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.74 MB |
||||
| 28/09/2015 | 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.85 MB |
||||
| 25/09/2015 | 2015/1460 | ESMA Final Report on DRAFT RTS on EEAP | Transparency | Technical Standards | PDF 1.62 MB |
||||
| 07/03/2017 | ESMA22-106-140 | SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 150.61 KB |
SMSG advice on the Joint ESMA EBA guidelines on the Assessment of the Suitability of Members of the Management Body and Key Function Holders |
|||
| 21/01/2020 | ESMA22-106-2077 | SMSG Advice on Joint Consultation Paper on PRIIPs KID | Joint Committee, Securities and Markets Stakeholder Group | SMSG Advice | PDF 426.62 KB |
||||
| 11/12/2019 | ESMA70-156-1535 | Final Report amending ITS on main indices and recognised exchanges under CRR | MiFID - Secondary Markets | Technical Standards | PDF 736.79 KB |
||||
| 21/09/2018 | esma70-156-769 | ESMA opinion on MiFID II RTS 1 | MiFID - Secondary Markets | Technical Standards | PDF 645.02 KB |
||||
| 28/02/2017 | ESMA70-872942901-21 - annex | Final Draft RTS on packaged orders | MiFID - Secondary Markets | Technical Standards | PDF 334.25 KB |
||||
| 09/02/2017 | ESMA70-872942901-3 | Revised ESMA draft MiFID ITS — position reporting of commodity derivatives | MiFID - Secondary Markets | Technical Standards | PDF 184.48 KB |
||||
| 29/07/2013 | JC 2013/01 | Final Draft Regulatory Technical Standards | Joint Committee | Technical Standards | PDF 1.17 MB |
||||
| 23/12/2014 | JC/2014/092 | Draft RTS on risk concentration and intra-group financial transactions under Financial Conglomerates Directive | Joint Committee | Technical Standards | PDF 819.76 KB |