ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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MiFID - Secondary Markets X Guidelines and Technical standards X Corporate Governance X Credit Rating Agencies X Short Selling X Q&A X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/01/2013 | 2013/87 | 2013 CRA supervision and policy work plan | Credit Rating Agencies | Reference | PDF 114.95 KB |
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| 28/09/2015 | 2015/1469 | 2015-1469- Investment Firms briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 314.38 KB |
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| 28/09/2015 | 2015/1470 | 2015-1470- Non-financials briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 307.12 KB |
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| 19/12/2016 | 2016/1673 | 2016-1673 Q&A on MiFID II commodity derivatives topics | MiFID - Secondary Markets | Q&A | PDF 338.93 KB |
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| 09/02/2016 | 2016/272AF | 2016_mdsc_cwg_application_form | MiFID - Secondary Markets | Reference | DOCX 40.48 KB |
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| 04/01/2021 | SSR sanctions | Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) | Short Selling | Reference | PDF 371.24 KB |
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| 02/10/2017 | ESMA71-99-608 | Annex (Template for the Assessment of Collective Suitability) | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 72.7 KB |
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| 31/10/2016 | 2016/1529 ANNEX | Annex I- Template for the assessment of collective suitability | Guidelines and Technical standards, MiFID - Investor Protection | Reference | XLSX 54.43 KB |
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| 23/12/2015 | 2015/1911 | Annex III- Draft ISO 20022 message specification | MiFID - Secondary Markets | Reference | ZIP 1.13 MB |
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| 03/06/2020 | ESMA70-155-9967 | Annex to Opinion on MiFIDII Position Limits | MiFID - Secondary Markets | Reference | XLSX 54.8 KB |
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| 12/06/2020 | ESMA70-155-9966 | Annex to Opinion on MiFIR Transparency | MiFID - Secondary Markets | Reference | XLSX 62.23 KB |
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| 18/07/2016 | 2016/1139 APPLICATION FORM | Application form for CDTF CWG | MiFID - Secondary Markets | Reference | DOCX 35.9 KB |
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| 04/07/2016 | 2016/1068 APPLICATION FORM | Application form for SMSC CWG | MiFID - Secondary Markets | Reference | DOCX 35.75 KB |
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| 04/08/2020 | ESMA70-154-1934 | Application form- SMSC CWG Renewal 2020 | MiFID - Secondary Markets | Reference | DOCX 38.68 KB |
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| 16/01/2017 | ESMA00-6-265 | Briefing note on MiFID II technical data reporting requirements | MiFID - Secondary Markets | Reference | PDF 146.74 KB |
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| 09/11/2018 | ESMA70-156-785 | Call for evidence periodic auctions for equity instruments | MiFID - Secondary Markets | Reference | PDF 537.4 KB |
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| 24/05/2019 | ESMA70-156-1101 | Call for evidence Position limits | MiFID - Secondary Markets | Reference | PDF 314.72 KB |
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| 09/02/2016 | 2016/272 | Call for expression of interest- CWG renewal | MiFID - Secondary Markets | Reference | PDF 171.58 KB |
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| 18/07/2016 | 2016/1139 | Call for expressions of interest for Commodity Derivatives Task Force (CDTF) | MiFID - Secondary Markets | Reference | PDF 288.13 KB |
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| 04/07/2016 | 2016/1068 | Call for expressions of interest for CWG for Secondary Markets Standing Committee (SMSC) | MiFID - Secondary Markets | Reference | PDF 260.94 KB |