ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
22/07/2011 2011/MB/74 Summary of conclusions- Management Board meeting of 11 April 2011 Management Board Reference PDF
45.04 KB
22/07/2011 2011/MB/75 Summary of conclusions- Management Board meeting of 28 April 2011 Management Board Reference PDF
29.28 KB
22/07/2011 2011/MB/76 Summary of conclusions- Management Board meeting of 24 May 2011 Management Board Reference PDF
71.81 KB
19/10/2011 2011/SMSG/3 Summary of conclusions- meeting of the SMSG on 21 July 2011 Securities and Markets Stakeholder Group Reference PDF
59.38 KB
01/12/2011 2011/SMSG/15 Summary of conclusions- SMSG meeting on 11 October 2011 Securities and Markets Stakeholder Group Reference PDF
80.45 KB
02/12/2011 2011/MB/98 Summary of conclusions- Management Board meeting on 19 September 2011 Management Board Reference PDF
47.46 KB
02/12/2011 2011/MB/88 Summary of conclusions- Management Board meeting of 11 July 2011 Management Board Reference PDF
41.18 KB
24/01/2012 2012/SMSG/1 SMSG work programme for 2012 Securities and Markets Stakeholder Group Reference PDF
58.17 KB		 This document sets out the work programme for 2012 which has been adopted by the Securities and Markets Stakeholder Group. It also sets out a preliminary work programme for 2013 which falls within the current Group’s mandate.
13/02/2012 2011/MB/114 Summary of conclusions- Management Board meeting of 7 November 2011 Management Board Reference PDF
68.91 KB
01/03/2012 2011/MB/85 Management board meeting on 3 August 2011 Management Board Reference PDF
159.83 KB
01/03/2012 2012/MB/3 Management board meeting on 19 December 2011 Management Board Reference PDF
211.17 KB
01/03/2012 2012/MB/4 Management board meeting on 30 January 2012 Management Board Reference PDF
177.39 KB
24/04/2012 2012/MB/15 Management Board meeting on 13 February 2012 Management Board Reference PDF
204.36 KB
04/05/2012 2012/SMSG/20 SMSG meeting on 15-16 February 2012 Securities and Markets Stakeholder Group Reference PDF
131.17 KB
20/06/2012 2012/378 Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading MiFID - Secondary Markets Reference PDF
353.3 KB		 This protocol has been created to ensure effective co-operation between Competent Authorities (CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal of in-struments from trading).The purpose of the notification obligations under Article 41 is to afford investors across all Mem-ber States the same level of protection regardless of where they trade. In order to achieve this outcome, a shared understanding of the different circumstances under which trading may be suspended in different Member States according to their national law and the expected course of action under Article 41 is helpful. To ensure trading is suspended or an instrument is removed from trading in an effective and timely way, an effective communication process is necessary.The protocol will be kept under review in light of practical experience.
22/06/2012 2012/382 MiFID Q&A in the area of investor protection and intermediaries MiFID - Investor Protection Q&A PDF
319.78 KB
29/06/2012 2012/MB/28 Management Board meeting on 16 April 2012 Management Board Reference PDF
211.39 KB
19/07/2012 2011/454 MOU on the supervision of CRAs- ESMA and ASIC Credit Rating Agencies, International cooperation Reference PDF
4 MB		 This document contains two copies of the MOU, signed by ESMA and by the ASIC.
19/07/2012 2012/124 MOU on the supervision of CRAs- ESMA and MAS Credit Rating Agencies, International cooperation Reference PDF
574.14 KB
19/07/2012 MOU SFC ESMA MOU on the supervision of CRAs- ESMA and SFC Hong Kong Credit Rating Agencies, International cooperation Reference PDF
497.63 KB

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