ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 22/07/2011 | 2011/MB/74 | Summary of conclusions- Management Board meeting of 11 April 2011 | Management Board | Reference | PDF 45.04 KB |
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| 22/07/2011 | 2011/MB/75 | Summary of conclusions- Management Board meeting of 28 April 2011 | Management Board | Reference | PDF 29.28 KB |
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| 22/07/2011 | 2011/MB/76 | Summary of conclusions- Management Board meeting of 24 May 2011 | Management Board | Reference | PDF 71.81 KB |
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| 19/10/2011 | 2011/SMSG/3 | Summary of conclusions- meeting of the SMSG on 21 July 2011 | Securities and Markets Stakeholder Group | Reference | PDF 59.38 KB |
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| 28/10/2011 | 2011/SMSG/11 | Response to ESMA's Consultation paper on guidelines on systems and controlsin a highly automated trading environment for trading platforms, investmentfirms and competent authorities | Securities and Markets Stakeholder Group | SMSG Advice | PDF 48.99 KB |
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| 28/10/2011 | 2011/SMSG/12 | Position paper- ESMA's Consultation on systems and controls in a highly automated trading environment for trading platforms, investment firms and competent authorities | Securities and Markets Stakeholder Group | SMSG Advice | PDF 59.19 KB |
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| 28/10/2011 | 2011/SMSG/13 | Advice on ESMA's draft technical advice to the European Commission on possible implementing measures of the Alternative Investment Fund Man-agers Directive in relation to supervision and third countries | Securities and Markets Stakeholder Group | SMSG Advice | PDF 88.23 KB |
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| 01/12/2011 | 2011/SMSG/15 | Summary of conclusions- SMSG meeting on 11 October 2011 | Securities and Markets Stakeholder Group | Reference | PDF 80.45 KB |
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| 01/12/2011 | 2011/SMSG/18 | Advice on ESMA's public consultation on UCITS Exchange traded funds in the European Union | Securities and Markets Stakeholder Group | SMSG Advice | PDF 149.17 KB |
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| 02/12/2011 | 2011/MB/98 | Summary of conclusions- Management Board meeting on 19 September 2011 | Management Board | Reference | PDF 47.46 KB |
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| 02/12/2011 | 2011/MB/88 | Summary of conclusions- Management Board meeting of 11 July 2011 | Management Board | Reference | PDF 41.18 KB |
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| 24/01/2012 | 2012/SMSG/1 | SMSG work programme for 2012 | Securities and Markets Stakeholder Group | Reference | PDF 58.17 KB |
This document sets out the work programme for 2012 which has been adopted by the Securities and Markets Stakeholder Group. It also sets out a preliminary work programme for 2013 which falls within the current Group’s mandate. | |||
| 02/02/2012 | 2012/SMSG/6 | Letter regarding deadlines for the submission of ESMA’s technical standards | Securities and Markets Stakeholder Group | SMSG Advice | PDF 82.35 KB |
A letter from the ESMA Securities and Markets Stakeholder Group to Michel Barnier, Commissioner for Internal Market and Services, Sharon Bowles, Chair of ECON, and Klaus-Heiner Lehne, Chair of JURI, regarding deadlines for the submission of ESMA's technical standards. | |||
| 13/02/2012 | 2011/MB/114 | Summary of conclusions- Management Board meeting of 7 November 2011 | Management Board | Reference | PDF 68.91 KB |
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| 28/02/2012 | 2012/SMSG/11 | Advice on Guidelines on certain aspects of the MiFID suitability requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 138.1 KB |
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| 28/02/2012 | 2012/SMSG/12 | Advice on Guidelines on certain aspects of the MiFID compliance function requirements | Securities and Markets Stakeholder Group | SMSG Advice | PDF 83.35 KB |
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| 01/03/2012 | 2011/MB/85 | Management board meeting on 3 August 2011 | Management Board | Reference | PDF 159.83 KB |
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| 01/03/2012 | 2012/MB/3 | Management board meeting on 19 December 2011 | Management Board | Reference | PDF 211.17 KB |
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| 01/03/2012 | 2012/MB/4 | Management board meeting on 30 January 2012 | Management Board | Reference | PDF 177.39 KB |
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| 24/04/2012 | 2012/MB/15 | Management Board meeting on 13 February 2012 | Management Board | Reference | PDF 204.36 KB |