ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 280.37 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. | |||
| 14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table | |||||
| 21/10/2015 | 2015/BS/139rev | SoC Board of Supervisors- 9 July conference call | Board of Supervisors | Summary of Conclusions | PDF 147.59 KB |
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| 21/10/2015 | 2015/BS/140 | SoC June 2015 Board of Supervisors | Board of Supervisors | Summary of Conclusions | PDF 271.78 KB |
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| 21/10/2015 | 2015/BS/168rev | SoC Board of Supervisors- conference call 31 August 2015 | Board of Supervisors | Summary of Conclusions | PDF 122.18 KB |
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| 30/10/2015 | 2015/SMSG/021 | SoC Joint meeting SMSG-BoS | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 114.29 KB |
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| 30/10/2015 | 2015/SMSG/022 | SoC August 2015 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 196.51 KB |
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| 30/10/2015 | 2015/SMSG/030 | SoC SMSG September | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 164.91 KB |
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| 01/12/2015 | 2015/BS/202rev1 | Summary of Conclusions September 2015 Board meeting | Board of Supervisors | Summary of Conclusions | PDF 268.78 KB |
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| 17/12/2015 | 2015/BS/232rev | SoC November 2015 Board of Supervisors | Board of Supervisors | Summary of Conclusions | PDF 279.1 KB |
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| 22/12/2015 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 242.92 KB |
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| 03/02/2016 | 2016/BS/2rev1 | SoC Board of Supervisors | Board of Supervisors | Summary of Conclusions | PDF 212.94 KB |
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| 18/02/2016 | 2016/SMSG/004 | Summary of Conclusions SMSG meeting 11/12/2015 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 141.56 KB |
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| 18/02/2016 | 2016/SMG/005 | Summary of Conclusions Joint meeting 11/12/2015 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 159.42 KB |
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| 31/03/2016 | 2016/SMSG/004 | Summary of Conclusions SMSG meeting 03/02/2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 208.58 KB |
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| 05/04/2016 | 2016/BS/61rev1 | Summary of conclusions BoS meeting 27/01/2016 | Board of Supervisors | Summary of Conclusions | PDF 258.36 KB |
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| 05/04/2016 | 2016/BS/72rev1 | Summary of conclusions BoS meeting 07/03/2016 | Board of Supervisors | Summary of Conclusions | PDF 148.73 KB |
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| 11/05/2016 | 2016/SMSG/012 | Summary of Conclusions SMSG meeting 05/04/2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 200.68 KB |
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| 01/06/2016 | 2016/BS/110rev1 | Summary of conclusions BoS meeting 23/03/2016 | Board of Supervisors | Summary of Conclusions | PDF 258.81 KB |
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| 20/06/2016 | 2016/BS/117rev1 | Summary of Conclusions Board of Supervisors Conference call 28/04/2016 | Board of Supervisors | Summary of Conclusions | PDF 208.82 KB |