ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 12/01/2021 | ESMA WP-2021-02 | ESMA working paper on equity funds and derivatives | Fund Management, Innovation and Products | Reference | PDF 673.7 KB |
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| 11/01/2021 | ESMA WP-2021-01 | ESMA working paper on funds and single-name CDS: Hedging or Trading? | Innovation and Products | Reference | PDF 591.74 KB |
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| 04/01/2021 | ESMA70-145-1020 | List of national competent authorities that have increased the thresholds for the notification of transactions of persons discharging managerial responsibilities and closely associated persons | Market Abuse | Reference | PDF 211.7 KB |
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| 04/01/2021 | ESMA70-155-4809 | List of trading venues and CCPs benefiting from a transitional exemption from the access provisions under Article 54(2) of MiFIR | MiFID - Secondary Markets | Reference | PDF 87.52 KB |
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| 22/12/2020 | ESMA70-156-300 | Public Register for the Trading Obligation for derivatives under MiFIR | MiFID - Secondary Markets | Reference | PDF 172.6 KB |
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| 18/12/2020 | ESMA70-156-4086 | Response Form CP on Algorithmic Trading | MiFID - Secondary Markets, Trading | Reference | DOCX 754.86 KB |
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| 14/12/2020 | ESMA50-157-2413 | Call for expressions of interest: Consultative Working Group for ESMA’s Financial Innovation Standing Committee | Innovation and Products | Reference | PDF 186.13 KB |
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| 09/12/2020 | Overview recruitments | Overview recruitments- Updated December 2020 | Careers, Vacancies | Reference | PDF 783.89 KB |
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| 06/11/2020 | ESMA70-156-3882 | Response Form CP Guidelines on market data | MiFID - Secondary Markets | Reference | DOCX 759.82 KB |
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| 29/09/2020 | ESMA74-362-887 | Response form- CP MiFID II MiFIR review transaction reporting reference data | MiFID - Secondary Markets | Reference | DOCX 759.27 KB |
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| 28/09/2020 | ESMA70-156-3844 | Response form- CP on the functioning of OTFs | MiFID - Secondary Markets, Trading | Reference | DOCX 753.44 KB |
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| 04/08/2020 | ESMA70-154-1934 | Application form- SMSC CWG Renewal 2020 | MiFID - Secondary Markets | Reference | DOCX 38.68 KB |
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| 04/08/2020 | ESMA70-154-1934 | Call for expressions of interest- SMSC CWG Renewal 2020 | MiFID - Secondary Markets | Reference | PDF 161.53 KB |
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| 08/07/2020 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.03 MB |
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| 08/07/2020 | ESMA33-5-852 | Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire C | Credit Rating Agencies | Reference | DOCX 747.02 KB |
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| 08/07/2020 | ESMA33-5-850 | Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire B | Credit Rating Agencies | Reference | DOCX 740.64 KB |
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| 08/07/2020 | ESMA33-5-851 | Response Form for the Call for Evidence on Access and Use of Credit Ratings_Questionnaire A | Credit Rating Agencies | Reference | DOCX 744.26 KB |
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| 07/07/2020 | ESMA70-155-3832 | List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR | MiFID - Secondary Markets | Reference | PDF 91.89 KB |
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| 12/06/2020 | ESMA70-155-9966 | Annex to Opinion on MiFIR Transparency | MiFID - Secondary Markets | Reference | XLSX 62.23 KB |
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| 04/06/2020 | ESMA41-356-82 | Public Notice- Scope Ratings GmbH | Credit Rating Agencies | Reference | PDF 138.38 KB |