ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
176
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- Securities and Markets Stakeholder Group (121) Apply Securities and Markets Stakeholder Group filter
- Post Trading (91) Apply Post Trading filter
- CESR Archive (86) Apply CESR Archive filter
- Corporate Information (78) Apply Corporate Information filter
- Board of Supervisors (58) Apply Board of Supervisors filter
- Fund Management (54) Apply Fund Management filter
- Management Board (43) Apply Management Board filter
- Planning reporting budget (41) Apply Planning reporting budget filter
- Guidelines and Technical standards (40) Apply Guidelines and Technical standards filter
- International cooperation (40) Apply International cooperation filter
- MiFID - Investor Protection (38) Apply MiFID - Investor Protection filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Joint Committee (35) Apply Joint Committee filter
- Corporate Disclosure (34) Apply Corporate Disclosure filter
- Securitisation (28) Apply Securitisation filter
- European Single Electronic Format (21) Apply European Single Electronic Format filter
- Innovation and Products (20) Apply Innovation and Products filter
- Market Abuse (18) Apply Market Abuse filter
- Supervisory convergence (18) Apply Supervisory convergence filter
- Procurement (15) Apply Procurement filter
- Trading (15) Apply Trading filter
- Corporate Finance (13) Apply Corporate Finance filter
- Benchmarks (12) Apply Benchmarks filter
- Careers (12) Apply Careers filter
- Sustainable finance (11) Apply Sustainable finance filter
- Short Selling (10) Apply Short Selling filter
- Transparency (10) Apply Transparency filter
- Prospectus (9) Apply Prospectus filter
- Trade Repositories (9) Apply Trade Repositories filter
- Securities Financing Transactions (6) Apply Securities Financing Transactions filter
- CCP Directorate (5) Apply CCP Directorate filter
- Brexit (4) Apply Brexit filter
- Press Releases (4) Apply Press Releases filter
- Board of Appeal (3) Apply Board of Appeal filter
- ITMG (3) Apply ITMG filter
- Speeches (3) Apply Speeches filter
- Corporate Governance (2) Apply Corporate Governance filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Audit (1) Apply Audit filter
- COVID-19 (1) Apply COVID-19 filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Compliance table filter Compliance table
- Press Release (134) Apply Press Release filter
- Opinion (104) Apply Opinion filter
- Final Report (84) Apply Final Report filter
- Report (71) Apply Report filter
- Consultation Paper (66) Apply Consultation Paper filter
- Statement (60) Apply Statement filter
- Guidelines & Recommendations (52) Apply Guidelines & Recommendations filter
- Letter (41) Apply Letter filter
- Decision (27) Apply Decision filter
- Speech (24) Apply Speech filter
- Technical Advice (13) Apply Technical Advice filter
- Technical Standards (12) Apply Technical Standards filter
- Annual Report (11) Apply Annual Report filter
- Q&A (8) Apply Q&A filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Secondary Markets X Credit Rating Agencies X Risk Analysis & Economics - Markets Infrastructure Investors X IFRS Supervisory Convergence X Market Integrity X SMSG Advice X Compliance table X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/06/2012 | 2012/378 | Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading | MiFID - Secondary Markets | Reference | PDF 353.3 KB |
This protocol has been created to ensure effective co-operation between Competent Authorities (CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal of in-struments from trading).The purpose of the notification obligations under Article 41 is to afford investors across all Mem-ber States the same level of protection regardless of where they trade. In order to achieve this outcome, a shared understanding of the different circumstances under which trading may be suspended in different Member States according to their national law and the expected course of action under Article 41 is helpful. To ensure trading is suspended or an instrument is removed from trading in an effective and timely way, an effective communication process is necessary.The protocol will be kept under review in light of practical experience. | |||
| 19/07/2012 | 2011/454 | MOU on the supervision of CRAs- ESMA and ASIC | Credit Rating Agencies, International cooperation | Reference | PDF 4 MB |
This document contains two copies of the MOU, signed by ESMA and by the ASIC. | |||
| 19/07/2012 | 2012/124 | MOU on the supervision of CRAs- ESMA and MAS | Credit Rating Agencies, International cooperation | Reference | PDF 574.14 KB |
||||
| 19/07/2012 | MOU SFC ESMA | MOU on the supervision of CRAs- ESMA and SFC Hong Kong | Credit Rating Agencies, International cooperation | Reference | PDF 497.63 KB |
||||
| 19/07/2012 | MOU SEC ESMA | MOU on the supervision of CRAs- ESMA and SEC | Credit Rating Agencies, International cooperation | Reference | PDF 306.87 KB |
||||
| 19/07/2012 | MOU CNV ESMA | MOU on the supervision of CRAs- ESMA and CNV Argentina | Credit Rating Agencies, International cooperation | Reference | PDF 169.13 KB |
||||
| 19/07/2012 | MOU Canada ESMA | MOU on the supervision of CRAs- ESMA and Canadian authorities | Credit Rating Agencies, International cooperation | Reference | PDF 139.68 KB |
||||
| 25/07/2012 | 2012/478 | ESMA MiFID database- description of webservice | MiFID - Secondary Markets | Reference | PDF 123.71 KB |
This document provides useful information for developers wanting to use the webservice provided in ESMA's MIFID databases. | |||
| 16/08/2012 | 2012/526 | Announcement of roundtable on materiality in financial reporting- 1 October 12 | IFRS Supervisory Convergence | Reference | PDF 100.21 KB |
||||
| 12/11/2012 | 2012/725 | European common enforcement priorities for 2012 financial statements | IFRS Supervisory Convergence | Reference | PDF 163.78 KB |
||||
| 11/01/2013 | EBA/REC/2013/01 | EBA Recommendations on supervisory oversight of activities related to banks’ participation in the Euribor panel | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 207.84 KB |
||||
| 23/01/2013 | 2013/87 | 2013 CRA supervision and policy work plan | Credit Rating Agencies | Reference | PDF 114.95 KB |
||||
| 18/02/2013 | MOU ESMA/DFSA | MOU on the supervision of CRAs- ESMA and Dubai FSA | Credit Rating Agencies, International cooperation | Reference | PDF 181.09 KB |
||||
| 19/07/2013 | MOU ACER ESMA | MoU between ESMA and ACER concerning the consultation and cooperation regarding their regulatory responsibilities in relation to EU wholesale energy market | MiFID - Secondary Markets | Reference | PDF 207.61 KB |
||||
| 21/10/2013 | Ares(2013)3304576 | REQUEST TO ESMA FOR TECHNICAL ADVICE ON POSSIBLE DELEGATED ACTS CONCERNING THE REGULATION ON INSIDER DEALING AND MARKET MANIPULATION (MARKET ABUSE) ((EC)No XX/2013) | Market Abuse, Market Integrity | Reference | PDF 56.55 KB |
REQUEST TO ESMA FOR TECHNICAL ADVICE ON POSSIBLE DELEGATED ACTS CONCERNING THE REGULATION ON INSIDER DEALING AND MARKET MANIPULATION (MARKET ABUSE) ((EC)No XX/2013) | |||
| 02/12/2013 | 2013/1792 | Call for expressions of interest regarding the establishment of the Consultative Working Group of the ESMA Market Data Reporting Working Group | MiFID - Secondary Markets | Reference | PDF 98.24 KB |
Deadline for applications is 3 January 2014. | |||
| 16/12/2013 | 2013/1933 | CRAs’ Market share calculation according to Article 8d of the CRA Regulation | Credit Rating Agencies | Reference | PDF 181.17 KB |
||||
| 28/02/2014 | 2014/205 | Call for expressions of interest: Group of Economic Advisers for ESMA’s Committee for Economic and Markets Analysis | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 158.95 KB |
The European Securities and Markets Authority (ESMA) is seeking to appoint new members to its Group of Economic Advisors (GEA) for the Committee for Economic and Markets Analysis (CEMA). This follows the expiry of the term of the current GEA. CEMA has established the GEA in order to benefit from the expertise of stakeholders specialised in the topics of financial stability and general economic research related to financial markets. CEMA looks to this group to provide it with advice regarding our work related to financial stability and economic background analysis for the regulatory and supervisory tasks of ESMA. The closing date for application is 25 April 2014. Application form | |||
| 11/06/2014 | ESMA/WP/2 | ESMA Working Paper- The systemic dimension of hedge fund illiquidity and prime brokerage | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 839.63 KB |
We analyse the potentially vulnerable and systemically relevant financial intermediation chain established by hedge funds and prime brokers. Our dataset covers the 306 largest global hedge funds and their prime brokers over the period July 2001 to December 2011. The study illustrates that hedge funds and prime brokers act as complementary trading partners in normal times. However, we observe that this form of financial intermediation may be severely impaired in times of market distress. This can be explained by the hoarding of liquid securities by prime brokers who are eager to avert runs by their clients. | |||
| 11/06/2014 | ESMA/WP/1 | ESMA Working Paper- Monitoring the European CDS market through networks: Implications for contagion risks | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 1005.17 KB |
Based on a unique data set referencing exposures on single name credit default swaps (CDS) on European reference entities, we study the structure and the topology of the European CDS market and its evolution from 2008 to 2012, resorting to network analysis. The structural features revealed show bilateral CDS exposures describing growing scale-free networks whose highly interconnected hubs constitute both a strength and weakness for the stability of the system. The potential “super spreaders” of financial contagion, identified as the most interconnected participants, consist mostly of banks. For some of them net notional exposures may be particularly large relative to their total common equity. Our findings also point to the importance of some non-dealer/non-bank participants belonging to the shadow banking system. |