ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 10/02/2021 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 222.38 KB |
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| 13/01/2021 | ESMA50-164-4045 | Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation | Fund Management | Compliance table | PDF 145.06 KB |
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| 08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 145.21 KB |
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| 04/01/2021 | ESMA71-99-1498 | Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories | Brexit, Credit Rating Agencies, Press Releases, Trade Repositories | Press Release | PDF 94.63 KB |
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| 18/12/2020 | ESMA34-49-186 | Confirmation of compliance with Guidelines- MMF Stress test guidelines | Fund Management, Guidelines and Technical standards | Compliance table | PDF 136.41 KB |
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| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
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| 25/11/2020 | ESMA71-99-1443 | PR DTO Final Position | Brexit, MiFID - Secondary Markets, Press Releases | Press Release | PDF 82.15 KB |
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| 18/11/2020 | ESMA71-99-1437 | ESMA publishes first overview of the size and structure of EU securities markets | Risk Analysis & Economics - Markets Infrastructure Investors | Press Release | PDF 93.67 KB |
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| 16/11/2020 | ESMA71-99-1436 | EU derivative clearing showed strong growth in 2019 | Risk Analysis & Economics - Markets Infrastructure Investors | Press Release | PDF 94.57 KB |
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| 13/11/2020 | ESMA34-32-699 | Guidelines compliance table- Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 104.24 KB |
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| 13/11/2020 | ESMA71-99-1418 | ESMA tells fund managers to improve readiness for future adverse shocks | Fund Management | Press Release | PDF 89.58 KB |
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| 28/10/2020 | ESMA71-99-1422 | Press Release European Common Enforcement Priorities 2020 | Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence, Press Releases | Press Release | PDF 101.44 KB |
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| 26/10/2020 | ESMA71-99-1413 | Press Release Brexit statement- Share Trading Obligation | Brexit, MiFID - Secondary Markets, Press Releases | Press Release | PDF 83.7 KB |
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| 02/09/2020 | ESMA71-99-1375 | ESMA sees high risk of decoupling of financial market performance and underlying economic activity | Risk Analysis & Economics - Markets Infrastructure Investors | Press Release | PDF 127.82 KB |
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| 11/06/2020 | ESMA71-99-1342 | Decision Short Selling Reporting Renewal Statement | COVID-19, Market Integrity, Press Releases, Short Selling | Press Release | PDF 83.55 KB |
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| 04/06/2020 | ESMA71-99-1339 | ESMA promotes convergence in the supervision of costs in UCITS and AIFs | Fund Management, Supervisory convergence | Press Release | PDF 85.27 KB |
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| 04/06/2020 | ESMA71-99-1338 | Scope Ratings Enforcement Action | Credit Rating Agencies, Press Releases | Press Release | PDF 127.88 KB |
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| 13/05/2020 | ESMA71-99-1327 | Press Release CLO Thematic Report | COVID-19, Credit Rating Agencies, Press Releases | Press Release | PDF 123.56 KB |
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| 15/04/2020 | ESMA71-99-1318 | ESMA issues positive opinions on short selling bans by 5 jurisdictions | COVID-19, Market Integrity, Press Releases, Short Selling | Press Release | PDF 114.75 KB |
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| 06/04/2020 | ESMA71-99-1301 | ESMA report stresses impact of costs on retail investor benefits | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Press Release | PDF 109.54 KB |