ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
8
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Benchmarks filter Benchmarks
- Guidelines and Technical standards (33) Apply Guidelines and Technical standards filter
- Fund Management (10) Apply Fund Management filter
- MiFID - Investor Protection (9) Apply MiFID - Investor Protection filter
- Post Trading (7) Apply Post Trading filter
- Joint Committee (3) Apply Joint Committee filter
- Market Abuse (3) Apply Market Abuse filter
- Corporate Disclosure (2) Apply Corporate Disclosure filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Short Selling (1) Apply Short Selling filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trade Repositories (1) Apply Trade Repositories filter
Type of document
- (-) Remove Compliance table filter Compliance table
- Reference (198) Apply Reference filter
- Press Release (128) Apply Press Release filter
- Opinion (113) Apply Opinion filter
- Final Report (79) Apply Final Report filter
- Consultation Paper (72) Apply Consultation Paper filter
- Report (65) Apply Report filter
- CLOSED Procedure (62) Apply CLOSED Procedure filter
- Statement (57) Apply Statement filter
- Guidelines & Recommendations (55) Apply Guidelines & Recommendations filter
- Decision (34) Apply Decision filter
- Speech (32) Apply Speech filter
- Letter (29) Apply Letter filter
- Technical Advice (13) Apply Technical Advice filter
- Annual Report (12) Apply Annual Report filter
- Technical Standards (12) Apply Technical Standards filter
- Q&A (9) Apply Q&A filter
- ONGOING Procedure (4) Apply ONGOING Procedure filter
- SMSG Advice (2) Apply SMSG Advice filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Secondary Markets X Credit Rating Agencies X Risk Analysis & Economics - Markets Infrastructure Investors X Procurement X Sustainable finance X Market Integrity X Benchmarks X Compliance table X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
14/08/2015 | 2015/1261 | Guidelines compliance table- Guidelines on the application of definitions C6 and C7 under MiFID I | MiFID - Secondary Markets | Compliance table | |||||
21/03/2019 | ESMA70-145-1345 | Compliance table for the Guidelines on transaction reporting, order record keeping and clock synchronization under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 112.12 KB |
||||
04/02/2019 | ESMA70-145-153 | Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives | Guidelines and Technical standards, Market Abuse, Market Integrity | Compliance table | PDF 179.29 KB |
||||
03/09/2019 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 102.75 KB |
||||
11/03/2020 | ESMA70-156-1434 | Compliance table for Guidelines on non-significant benchmarks (ESMA70-145-1209) | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 129.58 KB |
||||
08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 145.21 KB |
||||
20/09/2018 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 145.2 KB |
||||
04/12/2019 | ESMA70-21038340-46 | Compliance table for the Guidelines on market making activities under the Short Selling Regulation | Guidelines and Technical standards, Market Integrity, Short Selling | Compliance table | PDF 267.48 KB |