ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
78
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Fund Management filter Fund Management
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove IFRS Supervisory Convergence filter IFRS Supervisory Convergence
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- Guidelines and Technical standards (34) Apply Guidelines and Technical standards filter
- Brexit (28) Apply Brexit filter
- Corporate Disclosure (28) Apply Corporate Disclosure filter
- Post Trading (28) Apply Post Trading filter
- MiFID - Investor Protection (25) Apply MiFID - Investor Protection filter
- Corporate Information (18) Apply Corporate Information filter
- COVID-19 (18) Apply COVID-19 filter
- Press Releases (18) Apply Press Releases filter
- Board of Supervisors (17) Apply Board of Supervisors filter
- Joint Committee (13) Apply Joint Committee filter
- Market Integrity (12) Apply Market Integrity filter
- Innovation and Products (8) Apply Innovation and Products filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Benchmarks (6) Apply Benchmarks filter
- CESR Archive (6) Apply CESR Archive filter
- Supervisory convergence (6) Apply Supervisory convergence filter
- Trade Repositories (6) Apply Trade Repositories filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Governance (4) Apply Corporate Governance filter
- Market Abuse (4) Apply Market Abuse filter
- Securities Financing Transactions (4) Apply Securities Financing Transactions filter
- Short Selling (4) Apply Short Selling filter
- Speeches (4) Apply Speeches filter
- Sustainable finance (4) Apply Sustainable finance filter
- IAS Regulation (3) Apply IAS Regulation filter
- Prospectus (3) Apply Prospectus filter
- Corporate Finance (2) Apply Corporate Finance filter
- Management Board (2) Apply Management Board filter
- Trading (2) Apply Trading filter
- Audit (1) Apply Audit filter
- CCP Directorate (1) Apply CCP Directorate filter
- International cooperation (1) Apply International cooperation filter
- Securities and Markets Stakeholder Group (1) Apply Securities and Markets Stakeholder Group filter
- Securitisation (1) Apply Securitisation filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Compliance table filter Compliance table
- Reference (202) Apply Reference filter
- Press Release (160) Apply Press Release filter
- Guidelines & Recommendations (152) Apply Guidelines & Recommendations filter
- Consultation Paper (96) Apply Consultation Paper filter
- Final Report (94) Apply Final Report filter
- Opinion (93) Apply Opinion filter
- Report (78) Apply Report filter
- Letter (58) Apply Letter filter
- Speech (38) Apply Speech filter
- Decision (21) Apply Decision filter
- Technical Advice (18) Apply Technical Advice filter
- Technical Standards (16) Apply Technical Standards filter
- Q&A (13) Apply Q&A filter
- Annual Report (11) Apply Annual Report filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Secondary Markets X Credit Rating Agencies X Risk Analysis & Economics - Markets Infrastructure Investors X Fund Management X IFRS Supervisory Convergence X Compliance table X Statement X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 10/02/2021 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 222.38 KB |
||||
| 13/01/2021 | ESMA50-164-4045 | Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation | Fund Management | Compliance table | PDF 145.06 KB |
||||
| 08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 145.21 KB |
||||
| 18/12/2020 | ESMA34-49-186 | Confirmation of compliance with Guidelines- MMF Stress test guidelines | Fund Management, Guidelines and Technical standards | Compliance table | PDF 136.41 KB |
||||
| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
||||
| 25/11/2020 | 70-155-8842 | ESMA statement on DTO Final | Brexit, MiFID - Secondary Markets | Statement | PDF 79.5 KB |
||||
| 13/11/2020 | ESMA34-32-699 | Guidelines compliance table- Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 104.24 KB |
||||
| 28/10/2020 | ESMA32-63-1041 | Public Statement on the European Common Enforcement Priorities 2020 | Corporate Disclosure, IFRS Supervisory Convergence | Statement | PDF 266.78 KB |
||||
| 27/10/2020 | ESMA 33-5-857 | ESMA Public Statement on CRA Endorsement Oct 2020 | Credit Rating Agencies | Statement | PDF 117.99 KB |
||||
| 26/10/2020 | ESMA70-155-7782 | Statement Brexit Share Trading Obligation Q42020 | Brexit, MiFID - Secondary Markets | Statement | PDF 83.73 KB |
||||
| 01/10/2020 | ESMA70-155-10962 | Impact of Brexit on the application of MiFID II/MiFIR | Brexit, MiFID - Secondary Markets, Trading | Statement | PDF 131.04 KB |
||||
| 23/09/2020 | ESMA71-99-1404 | ESMA reappoints the chairs of its Data and Investment Management Standing Committees | Board of Supervisors, Fund Management, Press Releases | Statement | PDF 86.16 KB |
||||
| 27/08/2020 | ESMA34-49-184 | ESMA’s guidelines on stress test scenarios under the MMFR continue to be applicable until their 2020 update | Fund Management | Statement | PDF 126.94 KB |
||||
| 21/07/2020 | ESMA32-61-417 | Public Statement on supervisory action on accounting for COVID-19 lease modifications | COVID-19, IFRS Supervisory Convergence | Statement | PDF 120.44 KB |
||||
| 09/07/2020 | ESMA34-39-109 | Public statement on external support within the meaning of Article 35 of the MMF Regulation | COVID-19, Fund Management | Statement | PDF 118.34 KB |
||||
| 11/06/2020 | ESMA70-156-3070 | Statement_Access ETDs | COVID-19, MiFID - Secondary Markets, Post Trading | Statement | PDF 112.54 KB |
||||
| 14/05/2020 | ESMA50-158-2232 | ESMA supports ESRB actions to address COVID-related systemic vulnerabilities | COVID-19, Fund Management | Statement | PDF 81.33 KB |
||||
| 09/04/2020 | ESMA70-155-9817 | ESMA postpones the publication dates of the annual transparency calculations for non-equity instruments and for the quarterly systematic internaliser data for non-equity instruments other than bonds | COVID-19, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 94.58 KB |
||||
| 09/04/2020 | ESMA34-45-896 | Actions to mitigate the impact of COVID-19 on the deadlines for the publication of periodic reports by fund managers | COVID-19, Fund Management | Statement | PDF 113.03 KB |
||||
| 20/03/2020 | ESMA70-1556-2485 | Public Statement Tick Sizes | COVID-19, MiFID - Secondary Markets | Statement | PDF 79.25 KB |