ESMA LIBRARY
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MiFID - Secondary Markets X Credit Rating Agencies X Risk Analysis & Economics - Markets Infrastructure Investors X Fund Management X IFRS Supervisory Convergence X Trade Repositories X Compliance table X Q&A X Opinion X Technical Advice X Report X Statement X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/07/2022 | ESMA34-43-392 | Q&A on the application of the UCITS Directive | Fund Management | Q&A | PDF 767.22 KB |
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| 20/07/2022 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 707.65 KB |
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| 19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
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| 19/07/2022 | ESMA70-1861941480-56 | Q&A on MiFIR data reporting | MiFID - Secondary Markets, Supervisory convergence | Q&A | PDF 1.12 MB |
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| 15/07/2022 | ESMA70-872942901-38 | Questions and Answers on MiFID II and MiFIR market structures topics | MiFID - Secondary Markets | Q&A | PDF 489.31 KB |
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| 12/07/2022 | ESMA70-156-6046 | Opinion on classification of counterparties in weekly position reports | MiFID - Secondary Markets | Opinion | PDF 97.67 KB |
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| 08/07/2022 | ESMA34-463-941 | Report on Penalties and measures imposed under the AIFMD in 2021 | Fund Management | Report | PDF 793.12 KB |
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| 08/07/2022 | ESMA34-45-1647 | Report on Penalties and measures imposed under the UCITS Directive in 2021 | Fund Management | Report | PDF 449.54 KB |
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| 29/06/2022 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 147.64 KB |
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| 23/06/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 188.98 KB |
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| 23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |
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| 21/06/2022 | ESMA70-156-1411 | Confirmation of compliance with Guidelines on the application of C6 and C7 of Annex 1 of MIFID II- COMPLIANCE TABLE | MiFID - Secondary Markets | Compliance table | PDF 151.06 KB |
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| 09/06/2022 | ESMA 50-165-2153 | ESMA Trends, Risks and Vulnerabilities report- Risk update | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 340.8 KB |
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| 20/05/2022 | ESMA70-872942901-35 | Q&A on MiFID II and MiFIR transparency topics | MiFID - Secondary Markets | Q&A | PDF 1001.92 KB |
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| 17/05/2022 | ESMA32-63-1224 | 26th Extract of EECS's Database of Enforcement | IFRS Supervisory Convergence | Report | PDF 569.85 KB |
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| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
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| 16/05/2022 | ESMA34-45-1633 | Public statement on actions to manage the impact of the Russian invasion of Ukraine on investment fund portfolios | Fund Management | Statement | PDF 125.27 KB |
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| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
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| 10/05/2022 | JC 2022 10 | Joint ESA Supervisory Statement on expectations regarding the ‘What is this product?’ section of the PRIIPS KID | Fund Management, Joint Committee | Statement | PDF 889.98 KB |
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| 02/05/2022 | JC 2022 20 | Call for advice on PRIIPs: ESA advice on the review of the PRIIPs Regulation | Fund Management, Joint Committee | Report | PDF 3.38 MB |