ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 14/04/2021 | ESMA 50-165-1710 | ESMA annual statistical report on performance and costs of retail investment products in the EU- 2021 | Fund Management, Innovation and Products, Market data | Report | PDF 2.54 MB |
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| 08/04/2021 | ESMA50-165-1734 | EU Alternative Investment Funds- 2021 Statistical Report | Fund Management, Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.77 MB |
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| 31/03/2021 | JC 2021 27 | JOINT ESA REPORT ON RISKS AND VULNERABILITIES IN THE EU FINANCIAL SYSTEM No 1 2021 | Joint Committee, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 641.71 KB |
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| 30/03/2021 | ESMA32-67-716 | Report on IFRS 10-11-12 | Corporate Disclosure, IAS Regulation, IFRS Supervisory Convergence | Report | PDF 480.12 KB |
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| 17/03/2021 | esma50-165-1495 | ESMA report on trends, risks and vulnerabilities no.1 2021- statistical annex | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.9 MB |
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| 17/03/2021 | ESMA50-165-1524 | ESMA report on trends, risks and vulnerabilities no.1 2021 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 3.82 MB |
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| 10/02/2021 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 222.38 KB |
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| 02/02/2021 | ESMA70-156-2401 | Annual Report 2020- Equity Waivers and Deferrals | MiFID - Secondary Markets | Report | PDF 1.09 MB |
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| 13/01/2021 | ESMA50-164-4045 | Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation | Fund Management | Compliance table | PDF 145.06 KB |
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| 08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 145.21 KB |
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| 18/12/2020 | ESMA34-49-186 | Confirmation of compliance with Guidelines- MMF Stress test guidelines | Fund Management, Guidelines and Technical standards | Compliance table | PDF 136.41 KB |
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| 01/12/2020 | ESMA32-67-142 | Compliance table on ESMA Guidelines on the enforcement of financial information | Corporate Disclosure, IFRS Supervisory Convergence | Compliance table | PDF 150.56 KB |
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| 30/11/2020 | ESMA-50-165-1355 | ASR on EU Securities markets- 2020 | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.69 MB |
This document has been updated on 30 November 2020 to include footnotes indicating the cut off date for the reference and transparency data used as a basis for certain analyses. |
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| 20/11/2020 | ESMA WP-2020-04 | ESMA working paper on HFT and ghost liquidity | Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 631.76 KB |
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| 16/11/2020 | ESMA50-165-1362 | ASR on EU derivatives markets- 2020 | Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.88 MB |
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| 13/11/2020 | ESMA34-32-699 | Guidelines compliance table- Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) | Fund Management, Guidelines and Technical standards | Compliance table | PDF 104.24 KB |
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| 13/11/2020 | ESMA34-39-1119 | Recommendation of the European Systemic Risk Board (ESRB) on liquidity risk in investment funds | Fund Management | Report | PDF 1.12 MB |
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| 12/11/2020 | ESMA34-32-548 | Penalties and measures imposed under the AIFMD Directive in 2018- 2019 | Fund Management | Report | PDF 565.29 KB |
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| 12/11/2020 | ESMA34-45-934 | Penalties and measures imposed under the UCITS Directive in 2019 | Fund Management | Report | PDF 365.02 KB |
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| 30/09/2020 | ESMA 33-9-371 | Final Report Guidelines Internal Control for CRAs | Credit Rating Agencies | Report | PDF 430.48 KB |