ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
190
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Secondary Markets X Credit Rating Agencies X Risk Analysis & Economics - Markets Infrastructure Investors X Fund Management X IFRS Supervisory Convergence X Market Integrity X Post Trading X Guidelines and Technical standards X Compliance table X Final Report X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/06/2021 ESMA70-156-4305 Final report MiFID II MiFIR obligations on market data Final Report PDF
593.32 KB
27/05/2021 ESMA34-45-1244 Final report- Guidelines on marketing communications Final Report PDF
430.47 KB
25/05/2021 ESMA74-362-1986 Final report AND Guidelines on calculation of positions in SFTs by Trade Repositories , , Final Report PDF
629.81 KB
08/04/2021 ESMA70-156-4225 MiFID II final report on functioning of OTF Final Report PDF
548.44 KB
26/03/2021 ESMA43-370-282 Final Report on MiFIR DRSPs fines Final Report PDF
304.17 KB
08/03/2021 ESMA70-151-2537 Compliance table Guidelines Conflict of interest , Compliance table PDF
141.4 KB
08/03/2021 ESMA70-151-2536 compliance table Guidelines APC Measures , Compliance table PDF
141.15 KB
10/02/2021 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
226.56 KB
03/02/2021 JC 2020 66 Final Report following consultation on draft regulatory technical standards to amend the PRIIPs KID , Final Report PDF
1.7 MB
01/02/2021 ESMA34-39-961 Draft implementing technical standards under the Regulation on cross-border distribution of funds Final Report PDF
446.92 KB
13/01/2021 ESMA50-164-4045 Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation Compliance table PDF
145.06 KB
08/01/2021 ESMA70-156-177 Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) Compliance table PDF
145.21 KB
18/12/2020 ESMA34-49-186 Confirmation of compliance with Guidelines- MMF Stress test guidelines , Compliance table PDF
136.41 KB
17/12/2020 ESMA74-362-824 Final Report_on_the_ts_on_reporting_data_quality_data_access_and_registration_of_trs_under_emir_refit , Final Report PDF
3.07 MB
17/12/2020 ESMA34-32-552 Final report on Guidelines on Article 25 of the AIFMD Final Report PDF
404.82 KB
16/12/2020 ESMA34-49-289 Final report on Guidelines on stress test scenarios under the MMF Regulation Final Report PDF
656.81 KB
01/12/2020 ESMA32-67-142 Compliance table on ESMA Guidelines on the enforcement of financial information , Compliance table PDF
150.56 KB
23/11/2020 ESMA70-156-3883 Final report on the Clearing Obligation (intragroups and novations) Final Report PDF
356.21 KB
23/11/2020 ESAs 2020 20 Final Report- Bilateral margin amendments (intragroup equity options and novations) Final Report PDF
401.96 KB
13/11/2020 ESMA34-32-699 Guidelines compliance table- Guidelines on model MoU concerning consultation, cooperation and the exchange of information related to the supervision of AIFMD entities (ESMA/2013/998) , Compliance table PDF
104.24 KB

Pages