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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
28/09/2015 2015-ESMA-1464 Annex I 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR MiFID - Secondary Markets Technical Standards PDF
2.85 MB
18/02/2015 2015/319 Addendum Consultation Paper- MiFID II/MiFIR MiFID - Secondary Markets Consultation Paper PDF
2.78 MB		 The European Securities and Markets Authority (ESMA) has published today a consultation paper (CP) which complements the transparency section of the CP on MiFID II/MiFIR published on 19 December 2014. This CP covers the following non-equity asset classes: foreign exchange derivatives; credit derivatives; other derivatives; and contracts for difference (CFDs). For each asset class two sections are provided: the first presents the analysis on the definition of a liquid market and the second includes the calculations on the pre-trade and post-trade transparency large in scale (LIS) and size specific to the instrument (SSTI) thresholds. The last section of the CP completes draft RTS 9 (Transparency requirements in respect of bonds, structured finance products, emission allowances and derivatives) published in Annex B of the CP on MiFID II/MiFIR on 19 December 2014, where rules and tables were included for bonds, structured finance products, emission allowances and derivatives not covered in this more recent analysis. This CP should be read in conjunction with ESMA’s CP on MiFID II/MiFIR and the related Annex B published on 19 December 2014. This consultation runs until 20 March 2015. ESMA will use the input received to finalise its draft RTS which will be sent for endorsement to the European Commission in mid-2015. MiFID II/ MiFIR and its implementing measures will be applicable from 3 January 2017.
19/12/2002 02-286 Addendum to the Consultation Paper (Ref. CESR/02-185b) on CESR's advice on possible Level 2 Implementing Measures for the Proposed Prospectus Directive CESR Archive Consultation Paper PDF
292.63 KB		 CESR publishes today an addendum to the consultation paper released in October 2002 (Ref. CESR/02-185b) on possible detailed technical measures needed to implement the proposed directive on Prospectus to be published when securities are offered to the public or admitted to trading. This addendum is a complementary paper to the consultation paper on some outstanding disclosure requirements which are relevant in the context of the measures that are being developed on the basis of a provisional mandate given to CESR by the European Commmission on 18 March 2002 (published on 27 march 2002).
23/03/2005 Addendum Addendum to the Formal Request for Technical Advice on Possible Implementing Measures for the Markets in Financial Instruments Directive CESR Archive Consultation Paper PDF
307.55 KB
01/12/2004 Addendum 2004/39/EC Addendum to the formal request for technical advice on possible implementing measures on the Directive on Markets in Financial Instruments (Directive 2004/39/EC. CESR Archive Consultation Paper PDF
114.41 KB
06/05/2003 03-128 Additional Draft Technical Advice on Level 2 Implementing measures for the proposed Prospectus Directive CESR Archive Consultation Paper PDF
325.47 KB		 On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR
27/05/2003 03-066b Annexes Additional Public Hearing on possible implementing measures of the Prospectus Directive: Draft Annexes on the Technical Advice CESR Archive Consultation Paper PDF
270.69 KB		 Draft Annexes A, B, C, D, E, F, G and H of the Technical Advice (Ref. CESR/03-066b).
25/04/2003 03-066b Additional Public Hearing on possible implementing measures of the Prospectus Directive: Draft Annexes on the Technical Advice CESR Archive Consultation Paper PDF
200 KB		 On Monday 31st March 2003, the European Commission, considering that the European Parliament has not started the second reading on the prospectus proposal, has invited CESR to provide its technical advice on issues initially required for 31st March by July 31st 2003. CESR welcomes this extension and has decided to hold an additional open hearing that will take place at CESR
04/10/2019 ESMA70-156-1555 Alignment of MiFIR with the changes introduced by EMIR Refit MiFID - Secondary Markets, Post Trading Consultation Paper PDF
270.97 KB
11/03/2005 05-164 Annex 1 Annex 1 to the Consultation document: Data on Shares subject to Article 27 of the MiFID CESR Archive Consultation Paper PDF
180.14 KB
21/03/2005 05-164 Annex 2 Annex 2 to the Consultation document: Data on Shares subject to Article 27 of the MiFID CESR Archive Consultation Paper PDF
208.07 KB
21/03/2005 05-164 Annex 3 Annex 3 to the Consultation document: Data on Shares subject to Article 27 of the MiFID- Euronext Amsterdam CESR Archive Consultation Paper PDF
18.08 KB
21/03/2005 05-164 Annex 4 Annex 4 to the Consultation document: Data on Shares subject to Article 27 of the MiFID- Euronext Brussels CESR Archive Consultation Paper PDF
15.23 KB
21/03/2005 05-164 Annex 5 Annex 5 to the Consultation document: Data on Shares subject to Article 27 of the MiFID- Euronext Lisbon CESR Archive Consultation Paper PDF
14.96 KB
21/03/2005 05-164 Annex 6 Annex 6 to the Consultation document: Data on Shares subject to Article 27 of the MiFID- Euronext Paris CESR Archive Consultation Paper PDF
23.2 KB
24/03/2005 05-164 Annex 7 Annex 7 to the Consultation document: Data on Shares subject to Article 27 of the MiFID- Ireland CESR Archive Consultation Paper PDF
14.1 KB
24/03/2005 05-164 Annex 8 Annex 8 to the Consultation document: Data on Shares subject to Article 27 of the MiFID CESR Archive Consultation Paper PDF
156.32 KB
01/12/2002 02-286 Annexe 1-12 Annexes to the addendum (Ref. CESR/02-286) to the Consultation Paper on possible implementing measures of the proposed Prospectus Directive CESR Archive Consultation Paper PDF
1.86 MB		 Annexes to the Addendum (Ref. CESR/02-286) to the consultation paper on possible detailed technical measures to implement the proposed Directive on Prospectus to be published when securities are offered to the public or admitted to trading.
03/02/2015 2015/233 Call for Evidence Competition, Choice and Conflicts of Interests in the CRA Industry Credit Rating Agencies Consultation Paper PDF
402.12 KB
17/07/2019 ESMA35-43-1905 Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II MiFID - Investor Protection Consultation Paper PDF
479.41 KB

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