ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
15
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Careers filter Careers
- (-) Remove Prospectus filter Prospectus
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Corporate Finance filter Corporate Finance
- (-) Remove Post Trading filter Post Trading
- (-) Remove Securitisation filter Securitisation
- CESR Archive (126) Apply CESR Archive filter
- Corporate Information (83) Apply Corporate Information filter
- Credit Rating Agencies (29) Apply Credit Rating Agencies filter
- Board of Supervisors (21) Apply Board of Supervisors filter
- Board of Appeal (18) Apply Board of Appeal filter
- Management Board (15) Apply Management Board filter
- Joint Committee (10) Apply Joint Committee filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Market Integrity (7) Apply Market Integrity filter
- Short Selling (7) Apply Short Selling filter
- COVID-19 (5) Apply COVID-19 filter
- MiFID - Investor Protection (5) Apply MiFID - Investor Protection filter
- Trade Repositories (5) Apply Trade Repositories filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- Market Abuse (3) Apply Market Abuse filter
- Securities and Markets Stakeholder Group (3) Apply Securities and Markets Stakeholder Group filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Transparency (2) Apply Transparency filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Supervisory convergence (1) Apply Supervisory convergence filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Annual Report filter Annual Report
- (-) Remove Decision filter Decision
- (-) Remove CESR Document filter CESR Document
- Reference (291) Apply Reference filter
- Consultation Paper (115) Apply Consultation Paper filter
- Opinion (114) Apply Opinion filter
- Final Report (97) Apply Final Report filter
- Press Release (89) Apply Press Release filter
- Letter (77) Apply Letter filter
- Statement (68) Apply Statement filter
- Report (63) Apply Report filter
- Speech (53) Apply Speech filter
- Guidelines & Recommendations (34) Apply Guidelines & Recommendations filter
- Technical Advice (24) Apply Technical Advice filter
- Q&A (19) Apply Q&A filter
- Compliance table (17) Apply Compliance table filter
- Technical Standards (16) Apply Technical Standards filter
- Vacancy (2) Apply Vacancy filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
MiFID - Secondary Markets X Careers X Corporate Finance X Innovation and Products X Prospectus X Securitisation X Post Trading X Benchmarks X Annual Report X CESR Document X Decision X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/03/2011 | 2011/67 | Feedback statement- Consultation Paper on proposed amendments to CESR | Prospectus, Corporate Disclosure | CESR Document | PDF 384.63 KB |
||||
| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
||||
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |
||||
| 11/10/2018 | ESMA70-155-5905 | Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 222.28 KB |
||||
| 09/10/2019 | ESMA70-156-1010 | On the application of waivers and deferrals | MiFID - Secondary Markets | Annual Report | PDF 7.3 MB |
||||
| 09/03/2020 | ESMA80-199-332 | ESMA Supervision- Annual Report 2019 and Work Programme 2020 | Benchmarks, Credit Rating Agencies, Securities Financing Transactions, Securitisation, Trade Repositories | Annual Report | PDF 825.72 KB |
||||
| 20/03/2020 | ESMA70-155-3832 | List of trading venues benefiting from a transitional exemption from the access provisions under Article 36(5) of MiFIR | MiFID - Secondary Markets | Decision | PDF 88.62 KB |
||||
| 24/06/2020 | ESMA64-87-193 | Management Board decision- Implementing rules on the middle management staff | Careers, Management Board | Decision | PDF 210.2 KB |
||||
| 09/10/2020 | ESMA70-156-3300 | MiFID II/MiFIR Annual Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2) | MiFID - Secondary Markets | Annual Report | PDF 477.23 KB |
||||
| 12/10/2020 | ESMA64-87-216 | Management Board Decision- Condition of employments of Contract Agents | Careers | Decision | PDF 229.09 KB |
||||
| 06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |
||||
| 24/02/2021 | ESMA70-156-3926 | Annual Report 2020 Non-equity Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 2.44 MB |
||||
| 16/12/2021 | ESMA70-156-4474 | Annual Report 2021 Waivers and Deferrals | MiFID - Secondary Markets | Annual Report | PDF 1.89 MB |
||||
| 30/03/2022 | ESMA32-63-1249 | 2021 Corporate reporting enforcement and regulatory activities | Corporate Finance | Annual Report | PDF 748.01 KB |